Cheung, Ellen Ngar Yan 張雅茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-01-02 | 2023-06-30 | Rep | Dealing in securities | 2018-01-02 | 2023-06-30 |
| 2 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2011-06-20 | 2017-12-01 | Rep | Dealing in securities | 2012-07-16 | 2017-12-01 |
| 3 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2022-02-16 | 2023-06-30 | Rep | Dealing in securities | 2022-02-16 | 2023-06-30 |
| 4 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2008-05-20 | 2011-05-11 |
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