Moore, Ashley Spencer
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2013-10-02 | 2014-10-13 | GFI (HK) SECURITIES L.L.C. | Rep | 2015-02-16 | 2015-11-16 |
| 2 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2009-12-09 | 2011-12-01 | De Riva Asia Limited | Rep | 2012-09-19 | 2013-06-26 |
| 3 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2009-01-14 | 2009-12-07 | De Riva Asia Limited | Rep | 2012-09-19 | 2013-06-26 | GFI (HK) SECURITIES L.L.C. | Rep | 2013-10-02 | 2014-10-13 | GFI (HK) SECURITIES L.L.C. | Rep | 2015-02-16 | 2015-11-16 |
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