Yip, Chung 葉頌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-10-15 | 2020-01-31 |
2 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2017-09-21 | 2018-04-23 |
3 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2016-03-16 | 2016-04-18 | RO | Dealing in futures contracts | 2016-04-18 | 2017-09-13 |
4 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2016-03-16 | 2017-09-13 |
5 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-27 | 2012-07-26 |
6 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2012-07-26 |
7 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2013-01-24 | 2016-03-01 | Rep | Dealing in securities | 2013-01-24 | 2016-03-01 | Rep | Asset management | 2015-11-27 | 2016-03-01 | Rep | Dealing in securities | 2021-10-11 | 2022-02-16 |
8 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2005-05-05 | 2005-06-14 |
9 | PERFECT ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2003-10-13 | 2005-04-25 | Rep | Advising on securities | 2006-01-05 | 2007-01-09 |
10 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-06-10 | 2011-07-29 |
11 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-01-18 | 2011-07-29 |
12 | RICHMOND ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2011-09-06 | 2012-02-13 | Rep | Asset management | 2011-09-06 | 2012-02-13 |
13 | Zero2IPO Securities Limited | Rep | Dealing in securities | 2020-07-20 | 2021-04-30 |
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