Lee, Wai Yee (SFC:APH361) 李慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUGUSTINE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-02-26 | 2021-08-23 | Rep | Asset management | 2018-02-26 | 2021-08-23 | RO | Advising on securities | 2021-08-23 | 2023-12-29 | RO | Asset management | 2021-08-23 | 2023-12-29 |
| 2 | AUGUSTINE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-08-13 | 2023-12-29 |
| 3 | Quam Securities Limited | Rep | Dealing in securities | 2011-11-25 | 2016-12-22 | Rep | Advising on securities | 2011-11-25 | 2017-10-19 | Rep | Asset management | 2012-03-02 | 2017-10-19 | RO | Dealing in securities | 2016-12-22 | 2017-10-19 |
| 4 | SPLENDOR GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2007-07-19 | 2011-11-11 |
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