Chiu, Sai Yan 趙世欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-07-12 | |
| 2 | Hong Kong Stock Link Securities Limited | Rep | Advising on corporate finance | 2003-07-04 | Rep | Advising on securities | 2003-07-04 | Rep | Asset management | 2003-07-04 | Rep | Dealing in securities | 2012-02-28 | RO | Dealing in securities | 2012-02-28 | 2015-11-17 | Rep | Dealing in securities | 2015-11-17 | 2018-10-31 | Rep | Dealing in securities | 2019-11-19 | 2023-02-10 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2023-03-01 | 2023-06-30 |
| 4 | Solomon JFZ (Asia) Holdings Limited | RO | Dealing in securities | 2018-12-05 | 2019-11-15 |
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