Harman, Simon Devereux Clement

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Ascent Capital Advisors Limited Rep Dealing in securities 2019-01-23 2020-04-01
2 GFI (HK) SECURITIES L.L.C. RO Dealing in futures contracts 2017-07-31 2017-08-09
3 Qantex Capital Markets Limited Rep Dealing in futures contracts 2017-11-09 2017-12-06
Rep Dealing in securities 2017-11-09 2017-12-06
RO Dealing in futures contracts 2017-12-06 2018-08-03
RO Dealing in securities 2017-12-06 2018-08-03
4 Sunrise Brokers (Hong Kong) Limited RO Dealing in futures contracts 2009-12-09 2017-07-05
RO Dealing in securities 2009-12-09 2017-07-05

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