Lee, Sheron Man Kwan 李曼筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2007-07-03 | 2007-12-14 |
2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-10 | 2007-12-14 |
3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-04 | 2008-11-14 |
4 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2008-02-19 | 2008-06-01 |
5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-01-23 | 2007-04-27 |
6 | SynerWealth Asset Management Limited | RO | Asset management | 2018-01-18 | 2021-01-28 |
7 | SynerWealth Financial Limited | Rep | Dealing in securities | 2009-05-15 | 2012-02-13 | RO | Dealing in securities | 2012-02-13 | 2016-06-29 |
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