Wong, Shing Him (SFC:ASG434) 黃成謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Quam Securities Limited | Rep | Advising on securities | 2009-01-14 | 2009-03-09 |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-03-23 | 2009-11-26 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-23 | 2009-11-26 |
| 4 | SynerWealth Financial Limited | Rep | Dealing in securities | 2010-01-04 | 2012-02-20 |
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