J.P. MORGAN BROKING (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Miranda Yuen Ting 區婉婷 | F | Rep | 2006-08-09 | ||
| 2 | Au, Tin Wai 區天偉 | Rep | 2006-08-09 | 2009-07-23 | ||
| 3 | Bailly, Stanislas | Rep | 2007-03-12 | 2009-06-16 | ||
| 4 | Bamber, Richard Mark Anthony | M | Rep | 2006-02-03 | ||
| 5 | Barnett, Malcolm John | M | Rep | 2004-05-18 | 2008-06-13 | |
| 6 | Bell, Edward Holden | M | Rep | |||
| 7 | Berger, Anthony | M | Rep | 2007-01-02 | 2010-04-29 | |
| 8 | Bugel, Michael Bartus | M | RO | 2003-05-27 | ||
| 9 | Burdett, James William (SFC:AJO203) | M | Rep | 2004-03-18 | 2012-03-16 | |
| 10 | Cantrell, Catharine Rowena Dulcie | Rep | 2005-08-31 | 2006-04-01 | ||
| 11 | Cartwright, Olivia Lucy | F | Rep | 2007-05-31 | 2010-05-26 | |
| 12 | Chak, Alan Kwok Fai 翟國輝 | M | Rep | 2004-02-09 | ||
| Rep | 2006-09-04 | 2008-04-24 | ||||
| 13 | Chan, Conrad Kwok Hei 陳國熙 | Rep | 2006-09-15 | 2009-06-16 | ||
| 14 | Chan, Dominic Koon Shing 陳冠成 | M | Rep | 2004-11-01 | 2007-02-23 | |
| 15 | Chan, Kwok Wai (SFC:ALG542) 陳國偉 | Rep | 2004-09-27 | 2008-02-16 | ||
| 16 | Chan, Ming Yan (SFC:AOU150) 陳銘恩 | Rep | 2007-04-23 | 2008-12-15 | ||
| 17 | Chan, Myra Wai Ngai 陳慧艾 | Rep | 2005-05-10 | 2008-10-08 | ||
| 18 | Chan, Sau Chun (SFC:ANG495) 陳秀珍 | Rep | 2006-04-03 | 2012-04-30 | ||
| 19 | Chan, Spencer Kwok Wai 陳國偉 | M | Rep | 2006-03-03 | ||
| 20 | Chang, Eric (SFC:AOZ110) | M | Rep | 2007-05-25 | 2008-11-20 | |
| 21 | Chang, Hosun 張鎬善 | Rep | 2003-06-02 | 2010-04-20 | ||
| 22 | Chen, Chien-Yao 陳建堯 | Rep | 2007-01-31 | |||
| 23 | Chen, Fei (SFC:ACA503) 陳緋 | Rep | 2003-07-30 | 2005-10-31 | ||
| 24 | Chen, Shang Hsin 陳尚新 | Rep | 2004-06-28 | 2011-04-06 | ||
| 25 | Chen, Stanley Cheng Lien 陳政璉 | 28 | M | Rep | 2005-04-08 | 2005-08-25 |
| 26 | Chen, Yen-Ju 陳彥如 | Rep | 2007-04-04 | 2008-12-15 | ||
| 27 | Chen, Yiqiong 陳屹琼 | Rep | 2006-05-19 | 2009-04-29 | ||
| 28 | Cheng, Henry Wai Leung 鄭偉良 | M | Rep | 2003-05-27 | ||
| 29 | Cheng, Kan Lik 鄭勤力 | Rep | 2006-02-06 | 2011-11-30 | ||
| 30 | Chew, Kang Wei 周康偉 | Rep | 2006-08-29 | 2008-07-04 | ||
| 31 | Chiang, Ming Zuei 江明叡 | Rep | 2006-04-03 | 2010-07-04 | ||
| 32 | Chien, Yow Jie | Rep | 2004-04-30 | 2020-02-03 | ||
| 33 | Choi, Sheung Ngai 蔡尚毅 | Rep | 2006-12-13 | 2013-08-21 | ||
| 34 | Chong, Ian | M | Rep | 2007-05-16 | 2008-10-30 | |
| 35 | Chua, Buan Pong 蔡滿榜 | Rep | 2005-01-19 | 2008-02-06 | ||
| 36 | Chuang, Han-Chang | Rep | 2006-10-13 | 2008-10-28 | ||
| 37 | Chung, Yu Kit 鍾宇杰 | M | Rep | 2006-11-02 | ||
| 38 | Cook, Stuart Harrington | M | Rep | 2011-03-08 | ||
| 39 | Cowperthwaite, Adam Aaron | M | Rep | 2003-07-18 | ||
| 40 | Cruikshanks, Stuart Cameron | M | Rep | 2006-07-28 | 2011-08-06 | |
| 41 | Ding, Jie (SFC:AOD432) 丁洁 | Rep | 2006-11-06 | 2008-12-15 | ||
| 42 | Ding, Lai Leung 丁禮良 | M | Rep | 2005-02-25 | ||
| 43 | Douris, Leonidas | Rep | 2005-03-14 | 2011-11-15 | ||
| 44 | Edwards, Christopher James (SFC:ABN712) | M | Rep | 2005-03-03 | 2006-06-23 | |
| 45 | Egerton-Warburton, Barnaby Ian Robert | 38 | M | Rep | 2004-04-01 | 2007-03-01 |
| 46 | El-Habel, Fawaz Sobhi | Rep | 2003-09-17 | |||
| Rep | 2003-10-22 | 2007-02-24 | ||||
| 47 | Fellas, Lewis John (SFC:ALR009) | M | Rep | 2005-01-28 | 2005-04-25 | |
| 48 | Ferrall, David John | M | Rep | 2004-06-28 | 2005-03-17 | |
| 49 | Foo, Andrew Swee Ming 符瑞明 | M | Rep | 2007-02-01 | 2008-07-04 | |
| 50 | Forgan, Nicholas Playford | M | RO | 2003-12-06 | 2014-04-30 | |
| 51 | Freedman, Bruce Ian | M | Rep | 2004-07-13 | 2005-10-15 | |
| 52 | Freyre-Sanders, Andrew David Nuno D.S. | M | Rep | 2006-07-28 | 2008-06-16 | |
| 53 | Friedlander, Jesse | Rep | 2006-07-28 | 2007-02-22 | ||
| 54 | Fung, Janet 馮靜 | F | Rep | 2006-09-05 | 2010-11-02 | |
| 55 | Fung, Kin Chueng 馮健昌 | Rep | 2005-05-10 | 2007-05-01 | ||
| 56 | Gates, Stuart James | M | Rep | 2005-02-07 | ||
| 57 | Gattani, Vikaskumar Nandkishore | Rep | 2005-08-26 | 2007-03-27 | ||
| 58 | Gittus, Richard Alan | M | Rep | 2005-01-07 | ||
| 59 | Gladstone, Thomas Xenophon | M | Rep | 2003-07-24 | 2012-03-20 | |
| 60 | Gomes, James Edwin | M | Rep | 2003-12-06 | 2011-08-15 | |
| 61 | Gorawara, Abhinav | Rep | 2003-10-20 | 2005-02-22 | ||
| 62 | Gordon, Steven Barry | M | Rep | 2007-06-08 | ||
| 63 | Gourmelen, Arnaud | M | Rep | 2004-07-12 | 2008-05-21 | |
| 64 | Han, Bruce Wook | M | Rep | 2005-11-04 | 2006-07-04 | |
| 65 | Han, Edward 韓烱皙 | M | Rep | 2005-09-05 | ||
| 66 | Harris, Thomas Christopher (SFC:AGZ861) | M | Rep | 2004-11-01 | ||
| 67 | Ho, Justin King Man 何敬民 | 24 | M | Rep | 2004-09-08 | 2006-06-01 |
| 68 | Hou, Qing 侯慶 | Rep | 2004-09-13 | 2006-03-02 | ||
| 69 | Howard, Stephen Douglas | M | Rep | 2004-08-18 | ||
| 70 | Huang, Thomas Chung-Ming 黃崇銘 | M | Rep | 2006-11-02 | 2008-06-13 | |
| 71 | Hui, Gary San | M | Rep | 2004-06-26 | 2007-04-16 | |
| 72 | Ip, Vincent Wai Chung 葉維中 | M | Rep | 2005-07-18 | 2010-09-17 | |
| 73 | Janjusevic, Miodrag | Rep | 2005-05-10 | 2007-11-09 | ||
| 74 | Jip, Allan | M | RO | 2003-12-06 | 2014-10-31 | |
| 75 | Kan, Mandy Kit Ming 簡潔明 | F | Rep | 2007-03-02 | 2011-10-11 | |
| 76 | Kang, Calvin Kyunghoon | M | Rep | 2005-07-30 | 2007-06-13 | |
| 77 | Kibble, James Douglas Nash | M | Rep | 2007-04-18 | 2016-07-18 | |
| 78 | Kim, Hyon Jung | Rep | 2016-01-30 | |||
| 79 | Knight, Christopher Thorburn (SFC:ANL090) | M | Rep | 2006-05-26 | 2012-08-29 | |
| 80 | Lam, Kit Ling (SFC:AOV059) 林潔玲 | Rep | 2007-04-23 | 2009-06-24 | ||
| 81 | Lam, Michelle Iok Chan 林玉珍 | F | Rep | 2003-05-27 | ||
| 82 | Lan, Shunxiang 蘭順祥 | Rep | 2006-08-29 | 2007-01-20 | ||
| 83 | Last, Timothy Philip | M | Rep | 2004-03-17 | ||
| 84 | Lau, Adam Yue Che 劉宇池 | M | Rep | 2006-05-02 | 2007-02-26 | |
| 85 | Lau, Desmond On Ching 劉安正 | M | Rep | 2007-02-07 | 2022-09-01 | |
| 86 | Lau, Hon Wei 劉豐輝 | Rep | 2006-08-14 | 2008-12-15 | ||
| 87 | Lau, Kan Wah 劉勤華 | Rep | 2012-11-09 | |||
| 88 | Lau, Mandy Yee Man 劉漪汶 | F | Rep | 2004-08-17 | 2010-04-28 | |
| 89 | Lau, Tsz Wing 劉子頴 | Rep | 2005-04-04 | 2015-04-30 | ||
| 90 | Law, Kin Fat 羅建發 | 39 | M | Rep | 2004-12-22 | |
| 91 | Lee, Berton Fan Cheung 李曛檣 | Rep | 2003-07-24 | 2012-02-08 | ||
| 92 | Lee, Han Shin 李漢新 | Rep | 2006-04-25 | 2009-02-11 | ||
| 93 | Lee, Hunjae | Rep | 2007-05-10 | 2009-10-27 | ||
| 94 | Lee, Ji Hoon (SFC:ANR877) | Rep | 2006-08-18 | 2008-07-03 | ||
| 95 | Lee, Nicole Chi Shan 李紫珊 | F | Rep | 2006-09-04 | 2007-05-01 | |
| 96 | Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 | M | Rep | 2006-08-24 | 2008-05-07 | |
| 97 | Lee, Sze Sze (SFC:ADQ938) 李詩詩 | Rep | 2003-07-31 | |||
| 98 | Lee, William Kei Leung 李基樑 | M | Rep | 2005-08-18 | ||
| RO | 2005-08-18 | 2012-02-28 | ||||
| 99 | Leung, Ming Wai (SFC:ALO209) 梁明慧 | Rep | 2006-08-21 | 2007-10-06 | ||
| 100 | Leung, Tat Pui 梁達培 | Rep | 2004-05-17 | |||
| 101 | Li, Ricky Kwok Wah 李國華 | M | Rep | 1986-08-21 | 1996-03-21 | |
| 102 | Li, Yuen Shan (SFC:AEC896) 李婉珊 | Rep | 2006-06-14 | 2023-06-27 | ||
| 103 | Li, Ziyu (SFC:AMZ320) 李梓禺 | Rep | 2006-02-06 | 2008-12-15 | ||
| 104 | Lim, Kyong Woo 林炅佑 | Rep | 2006-03-13 | 2007-03-28 | ||
| 105 | Linschoten, Jean-Paul | Rep | 2010-11-02 | |||
| 106 | Liu, Mun-See 廖敏詩 | Rep | 2006-11-02 | 2008-12-11 | ||
| 107 | Lo, Kathleen Oikay 盧藹琪 | F | Rep | 2004-03-10 | 2006-05-03 | |
| 108 | Lo, Kendall Kin Chung 羅建忠 | Rep | 2005-07-05 | 2007-01-31 | ||
| 109 | Long, David Nicholas (SFC:AFU334) | M | RO | 2007-01-31 | ||
| 110 | Longcroft, Nicholas Edward Stoddart | 32 | M | Rep | 2004-02-09 | |
| 111 | Loo, Kwok Wing 盧國榮 | 39 | M | Rep | 2005-08-08 | 2006-06-14 |
| 112 | Lui, Chi Fai 呂志輝 | Rep | 2007-08-01 | |||
| 113 | Luk, Yin Man 陸燕雯 | Rep | 2007-07-18 | |||
| 114 | Mahapatra, Sidharth | Rep | 2006-04-19 | |||
| 115 | Martin, Joseph John (SFC:AJE474) | M | Rep | 2003-09-30 | 2006-04-08 | |
| 116 | McCabe, Alexandra Helen | F | Rep | 2006-09-05 | 2007-07-14 | |
| 117 | McFerran, Jack Howard Egar | M | Rep | 2004-04-21 | 2007-01-31 | |
| 118 | McGinley, Robert Vincent | M | Rep | 2006-07-28 | 2006-11-16 | |
| 119 | Mehta, Mona (SFC:ANX684) | F | Rep | 2006-09-11 | 2008-02-23 | |
| 120 | Miao, Hui (SFC:ALO245) 繆暉 | Rep | 2004-12-22 | 2006-07-04 | ||
| 121 | Michel, Adrian Christoph Walter | M | Rep | 2003-10-13 | ||
| 122 | Miguez, Mathisu Simon | Rep | 2006-11-06 | 2007-09-05 | ||
| 123 | Moore, John Francis | M | Rep | 2004-02-09 | ||
| 124 | Mou, Newman Siu Bun 繆肇彬 | Rep | 2006-08-14 | 2013-01-31 | ||
| 125 | Murray, Allan George | 64 | M | RO | 2007-04-20 | |
| Rep | 2007-04-20 | 2012-08-20 | ||||
| 126 | Ng, Chor Hong | Rep | 2005-05-17 | 2014-10-31 | ||
| 127 | Ng, Vincent Wing Sum 吳永森 | M | Rep | 2007-03-15 | 2007-07-07 | |
| 128 | Ong, Tsu Shyuen Eugenia | F | Rep | 2007-01-22 | 2008-03-13 | |
| 129 | Ong, Tsui Keng | Rep | 2003-12-10 | 2010-04-29 | ||
| 130 | Ou, Wai Fong | Rep | 2006-01-25 | 2008-03-04 | ||
| 131 | Padmanaban, Prasad | Rep | 2011-04-13 | |||
| 132 | Pao, Kim Chi King 包子敬 | Rep | 2004-05-07 | 2005-02-22 | ||
| 133 | Paolucci, Nicholas Giovanni 跑萬年 | M | Rep | 2006-07-17 | 2014-03-16 | |
| 134 | Park, Hesson 朴惠仙 | Rep | 2007-01-29 | 2008-12-02 | ||
| 135 | Park, Hyung Jin 朴亨鎮 | Rep | 2007-06-14 | 2008-07-11 | ||
| 136 | Park, Joohong | Rep | 2005-09-22 | 2007-03-27 | ||
| 137 | Pau, Matthew Haw Ming 鮑浩銘 | M | Rep | 2005-05-26 | 2015-11-25 | |
| 138 | Piasecki, Artur Piotr | Rep | 2006-08-07 | 2007-02-24 | ||
| 139 | Pisano, Luke | M | Rep | 2007-05-11 | 2008-05-08 | |
| 140 | Podbury, Christopher Andrew | M | Rep | 2006-03-11 | ||
| 141 | Poon, Aaron Nai Chuen 潘乃全 | M | RO | 2003-12-06 | 2005-03-04 | |
| 142 | Poon, Ada Ho Yan 潘可欣 | F | Rep | 2006-08-21 | 2011-02-21 | |
| 143 | Putterill, Adam Thomas James | M | Rep | 2003-04-30 | ||
| RO | 2003-04-30 | 2010-05-13 | ||||
| 144 | Raillot, Franck Kim | Rep | 2007-01-17 | 2008-09-01 | ||
| 145 | Rawat, Abhishek (SFC:ALQ696) | M | Rep | 2005-06-17 | 2007-06-09 | |
| 146 | Rechtman, Romain Jack | M | Rep | 2004-09-13 | 2008-02-26 | |
| 147 | Robson, John Mcgowan | M | Rep | 2007-02-07 | 2007-08-01 | |
| 148 | Rose, Katherine Juri | F | Rep | 2006-08-24 | 2008-06-06 | |
| 149 | Rummun, Roshan | Rep | 2005-10-17 | 2007-06-16 | ||
| 150 | Saunders, Scott Antony | M | Rep | 2006-04-19 | 2007-07-10 | |
| 151 | Sayer, David Michael | 31 | M | Rep | 2004-05-06 | |
| Rep | 2005-11-28 | 2009-03-18 | ||||
| 152 | Seeboth, Thomas (SFC:AMU557) | M | Rep | 2005-12-12 | 2006-07-01 | |
| 153 | Seymour, Steven James | M | Rep | 2003-04-30 | ||
| RO | 2003-04-30 | 2007-01-20 | ||||
| 154 | Shah, Anand (SFC:AKQ902) | Rep | 2004-05-25 | 2004-06-28 | ||
| 155 | Shanidze, Levan | Rep | 2005-10-06 | |||
| 156 | Sheren, Peter Jay | M | Rep | 2007-05-17 | 2008-07-28 | |
| 157 | Shih, Aaron 施昌勤 | M | Rep | 2008-12-11 | ||
| 158 | Shillabeer, Bryan | M | Rep | 2005-10-31 | ||
| 159 | Shoen, Esben Leonard Berg | M | Rep | 2007-05-15 | 2010-04-20 | |
| 160 | Shropshire, William (SFC:AIC441) | M | Rep | 2003-05-30 | ||
| 161 | Sin, Monique Wing Sheung 冼泳湘 | Rep | 2003-06-24 | 2005-02-23 | ||
| 162 | Singh, Chiranjeet | Rep | 2004-10-06 | 2008-02-13 | ||
| 163 | Smithson, Travis Lorne | Rep | 2010-05-26 | |||
| 164 | So, Christopher Chi Hang 蘇智恆 | M | Rep | 2006-06-26 | ||
| 165 | Song, Jun (SFC:APC187) 宋俊 | Rep | 2007-06-14 | 2008-05-24 | ||
| 166 | Song, Jung Yun | Rep | 2004-12-30 | 2005-09-13 | ||
| 167 | Stiles, Andrew Guy | M | RO | 2003-05-27 | ||
| 168 | Strachan, David Lyall | M | Rep | 2003-12-06 | 2004-04-16 | |
| RO | 2004-04-16 | 2013-01-29 | ||||
| 169 | Sturman, Jonathan Marc | M | Rep | 2006-08-30 | 2017-06-29 | |
| 170 | Sun, Wei (SFC:AMF085) 孫偉 | Rep | 2006-06-21 | 2008-01-17 | ||
| 171 | Sutton, Ben (SFC:AKU233) | M | Rep | 2005-07-27 | 2007-10-01 | |
| 172 | Swarbrick, Andrew Jeremy | M | Rep | 2007-02-08 | ||
| 173 | Sze, Mei Kuen 施美娟 | Rep | 2003-04-30 | |||
| 174 | Tai, Charlotte Wing Sze 戴詠詩 | F | Rep | 2009-08-10 | ||
| 175 | Tam, Lap Kee 譚立基 | Rep | 2007-04-18 | 2011-04-12 | ||
| 176 | Tan, Sabrina Ong 陳美美 | F | Rep | 2010-05-26 | ||
| 177 | Tang, Peggy Tsui Ping 鄧翠萍 | Rep | 2004-08-18 | |||
| 178 | Terrebrood, Henry Lee Jr | M | Rep | 2004-02-13 | 2007-02-01 | |
| 179 | Tong, Yiu Nin 唐耀年 | Rep | 2006-09-19 | 2007-06-21 | ||
| 180 | Tremlett, William | M | Rep | 2004-05-07 | ||
| 181 | Tsai, Lin Ju 蔡玲如 | Rep | 2005-03-10 | 2006-02-18 | ||
| 182 | Tsien, David Pak Cheong 錢柏昌 | 47 | M | Rep | 2006-04-21 | |
| 183 | Turner, Alexander James Christian | M | Rep | 2005-07-30 | 2012-10-22 | |
| 184 | Ulcickas, Simon David | M | Rep | 2005-05-10 | 2009-02-17 | |
| 185 | Ulrich, Jing | Rep | 2005-07-21 | 2010-08-09 | ||
| 186 | Wagle, Kedar Anil | Rep | 2006-04-03 | 2008-04-29 | ||
| 187 | Wang, Ji (SFC:APC507) 汪霽 | Rep | 2007-06-22 | 2008-07-18 | ||
| 188 | Wang, Ting (SFC:AON292) 王婷 | Rep | 2007-02-08 | 2008-07-04 | ||
| 189 | Watts, Nigel Owen | M | Rep | 2004-09-02 | 2006-12-23 | |
| 190 | Wheeler, Daniel Raymond | M | Rep | 2003-08-01 | ||
| 191 | Wong, Gilbert King Wai 黃景威 | M | Rep | 2005-12-08 | 2009-10-08 | |
| 192 | Wong, Hau Yee (SFC:AOU151) 王巧兒 | Rep | 2007-04-04 | 2007-06-30 | ||
| 193 | Wong, Joseph Man Jo (SFC:ANF134) 黃文藻 | M | Rep | 2006-03-22 | 2006-04-28 | |
| 194 | Wong, Leo Shu Cheung 黃樹祥 | M | Rep | 2004-09-16 | 2006-10-12 | |
| 195 | Wong, Nai Chun 黃乃鎮 | Rep | 2007-05-10 | 2021-02-22 | ||
| 196 | Wong, Paul Sek Ming 黃錫明 | M | Rep | 2004-03-23 | 2010-06-11 | |
| 197 | Wong, Ping-Chung 黃秉忠 | Rep | 2005-11-30 | 2006-09-02 | ||
| 198 | Wu, Elvira Veronica 伍伊薇 | Rep | 2004-06-30 | 2005-04-14 | ||
| 199 | Wu, Stephanie Yo-hua 吳宥樺 | F | Rep | 2005-05-13 | 2007-02-21 | |
| 200 | Xiao, Yang (SFC:AOR177) 肖陽 | Rep | 2007-03-06 | 2011-04-08 | ||
| 201 | Yang, Bok Sun | Rep | 2007-06-29 | 2010-06-08 | ||
| 202 | Yeh, Jacqueline Yann-Shouh | F | Rep | 2007-06-08 | 2010-06-01 | |
| 203 | Yen, Anna 嚴立恬 | F | Rep | 2006-04-03 | 2008-03-14 | |
| 204 | Yeow, Allen Yi-Pin | Rep | 2006-07-28 | 2007-05-24 | ||
| 205 | Yeung, Anna Pui Fung 楊佩鳳 | F | Rep | 2003-08-05 | 2010-07-30 | |
| 206 | Yeung, Helen Kit Lun 楊潔賢 | F | Rep | 2010-05-07 | ||
| 207 | Yip, Cheuk Wai 葉卓偉 | Rep | 2003-11-04 | 2008-10-15 | ||
| 208 | Yip, Ying Kei 葉穎琪 | Rep | 2005-09-22 | 2007-07-09 | ||
| 209 | Yu, Gregory Hock-Ken 余學勤 | M | Rep | 2006-09-08 | 2010-09-17 | |
| 210 | Zao, Audrey 邵志佳 | F | Rep | 2007-06-13 | 2009-06-16 | |
| 211 | Zheng, Jia (SFC:APC426) 鄭佳 | Rep | 2007-06-14 | 2011-04-12 | ||
| 212 | Zhu, Benjamin Zhiwei | M | Rep | 2007-03-05 | 2008-12-15 |
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