Nicholson, John Marshall 凌瀚燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-10-15 | |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-15 | 2005-01-31 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-07-29 | 2006-12-23 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-07-29 | 2006-12-23 |
| 5 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-01-24 | 2007-09-27 |
| 6 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2012-05-02 | 2012-08-14 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-03-11 | 2020-06-12 |
| 8 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2003-10-15 | |
| 9 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-01-17 | 2014-06-03 |
| 10 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-03-11 | 2020-06-12 |
| 11 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2003-10-15 | |
| 12 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | |
| 13 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-10-15 | |
| 14 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-05-15 | 2005-01-31 |
| 15 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-07-29 | 2006-12-23 |
| 16 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2007-01-24 | 2007-09-27 |
| 17 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-24 | 2007-09-27 |
| 18 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-02 | 2012-08-14 |
| 19 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-03-11 | 2020-06-12 |
| 20 | BOCI ASIA LIMITED | RO | Advising on corporate finance | 2007-09-27 | 2012-02-28 |
| 21 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on corporate finance | 2012-08-14 | 2014-06-03 |
| 22 | BOCI ASIA LIMITED | RO | Dealing in securities | 2007-09-27 | 2012-02-28 |
| 23 | BOCI SECURITIES LIMITED | RO | Dealing in securities | 2007-09-27 | 2012-02-28 |
| 24 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Dealing in securities | 2012-08-14 | 2014-06-03 |
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