Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 ABRIDGE ENTERPRISES COMPANY LIMITED Hui, Wan Yee 許韻兒 -Rep 2024-02-05 2024-02-06
2     -RO 2024-02-06 2025-04-25
3 Advent Securities (Hong Kong) Limited Lai, Kenneth Kin Chung 黎健聰 -RO 2024-02-02 2024-07-08
4 Ahead Asset Management Limited Zhang, Peiguo 張培國 -RO 2023-10-30 2024-02-01
5 Aletheia Analyst Network Limited Rusli, Felix Stephen -Rep 2024-02-08 2024-08-26
6 Alex KY Wong Asset Management Company Limited Yip, Benjamin Ying Chi 葉熒志 -RO 2020-02-20 2024-02-05
7 ALTRUIST FINANCIAL GROUP LIMITED Kwok, Vilia Wan Ying 郭韻莹 +Rep 2024-02-14
8 ALTUS CAPITAL LIMITED Chan, Ying Wai (SFC:AUC919) 陳英偉 -Rep 2023-12-20 2024-02-08
9     +RO 2024-02-08
10 ALTUS INVESTMENTS LIMITED (HK)   -Rep 2023-12-20 2024-02-08
11     +RO 2024-02-08
12 American Century Investment Management (Asia Pacific) Limited Yang, Yingqi (SFC:BQD383) 楊穎琪 +Rep 2024-02-05
13 Amundi Hong Kong Limited Wong, Eddy Tai Che 王大智 -Rep 2023-11-27 2024-02-01
14     +RO 2024-02-01
15 Anli Securities Limited Fung, Man Wai (SFC:BOD280) 馮文慧 -Rep 2021-12-03 2024-02-05
16 AOP Capital Limited Wannan, Charles Peter -RO 2023-06-28 2024-02-02
17     -Rep 2024-02-02 2024-06-28
18 APG Investments Asia Limited Tan, Tian Hoe +Rep 2024-02-02
19 Apricot Capital (Hong Kong) Limited Leung, Ka Sin 梁嘉倩 -Rep 2021-01-15 2024-02-01
20 ARGYLE STREET MANAGEMENT LIMITED Peh, Pit Tat 白必達 -RO 2005-09-22 2024-02-15
21     +Rep 2024-02-15
22 Ark Group Holdings (Hong Kong) Limited Lai, Lei 来蕾 -Rep 2023-05-16 2024-02-02
23   Wang, Yanjie (SFC:BTY389) 王彦杰 -Rep 2023-07-14 2024-02-07
24   Yin, Hao (SFC:BUN757) 尹顥 -Rep 2024-02-05 2024-03-21
25 Arkimer Asset Management Limited Sun, Ze 孫澤 +Rep 2024-02-07
26 Arta Asset Management Limited Kwan, Yuk Fai 關旭煇 +Rep 2024-02-02
27 ASIA DEBT MANAGEMENT HONG KONG LIMITED Jiang, Siyuan (SFC:BTO795) 姜思远 -Rep 2024-02-06 2025-01-31
28 ASSET MANAGEMENT GROUP LIMITED So, Ka Yee 蘇嘉儀 +Rep 2024-02-15
29 ATHENA WEALTH MANAGEMENT LIMITED Ng, Siu Lun (SFC:AOO358) 吳兆麟 -Rep 2024-02-08 2025-06-03
30 Atlas Capital Asset Management (HK) Limited Poon, Hon Wai 潘漢威 +Rep 2024-02-15
31 AUGUSTINE ASSET MANAGEMENT LIMITED Au, Kin Yu 區健余 -RO 2018-01-22 2024-02-05
32 AUGUSTINE SECURITIES COMPANY LIMITED   -RO 2018-08-13 2024-02-05
33 Avenue Family Office Limited Wong, Mei Ki Maggie 黃美琪 +Rep 2024-02-09
34 Balyasny Asset Management (Hong Kong) Limited Dargie, Peter Clarke -Rep 2022-04-22 2024-02-09
35   Ding, Hao (SFC:BPG698) 丁浩 +Rep 2024-02-15
36   Fukuyama, Kenji -Rep 2024-02-05 2024-08-26
37   Wu, Ren (SFC:BUQ330) 吴任 +Rep 2024-02-06
38 BaoJia Capital Limited Liang, Lihua (SFC:BNZ091) 梁麗華 -Rep 2022-12-15 2024-02-13
39 BARCLAYS CAPITAL ASIA LIMITED Reille, Nicolas Jean Xavier -Rep 2019-06-17 2024-02-07
40 BASE ASSET MANAGEMENT LTD Leung, Ying Ming 梁英明 -RO 2023-08-09 2024-02-08
41 BCGE (Asia) Company Limited Chambolle, Renaud Dominique Marie +RO 2024-02-08
42   Huerlimann, Karl Franz -RO 2024-02-08 2025-03-31
43   Juget, Laurent -RO 2024-02-08 2025-02-07
44   Tang, Francis Fong Chai 鄧方濟 -RO 2024-02-08 2025-03-31
45 BCT Financial Limited Wong, Victor Chak Pun 王澤斌 -Rep 2013-04-15 2024-02-03
46   Wong, Wing Shan (SFC:BUR052) 黃穎珊 +Rep 2024-02-15
47 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED Lau, Tat Keung 劉達強 -Rep 2024-01-19 2024-02-08
48     -RO 2024-02-08 2025-07-31
49 Betatron Ventures Limited Chan, Hok Hin Nathaniel 陳學軒 -Rep 2024-01-08 2024-02-01
50     +RO 2024-02-01
51 BlackRock Asset Management North Asia Limited Cheng, Ka Yi Kate 鄭家怡 -Rep 2024-02-01 2025-07-01
52   Karhani, Omar -Rep 2020-01-24 2024-02-07
53   Kruger, Anthony Johan (SFC:BUN496) -Rep 2024-01-29 2024-02-02
54   Yuan, Yueer +Rep 2024-02-07
55 BLACKSTONE GROUP (HK) LIMITED (THE) Hsu, Chih-Kai (SFC:BQA511) 許智凱 -Rep 2022-05-27 2024-02-01
56   Huang, Yu (SFC:ANT257) 黃昱 -Rep 2022-06-24 2024-02-07
57   Li, Xiongjie (SFC:BSU512) 李雄杰 -Rep 2022-08-12 2024-02-01
58   Wang, Yuren 王昱人 -Rep 2020-09-10 2024-02-01
59 BNP PARIBAS SECURITIES (ASIA) LIMITED Bharti, Kirtes -Rep 2024-02-01 2025-03-27
60 BOCI ASIA LIMITED Li, Jiajie (SFC:BTG334) 李佳洁 -Rep 2023-01-05 2024-02-02
61   Ng, Chung (SFC:BEW671) 伍聰 -Rep 2019-01-30 2024-02-09
62   Wang, Ren (SFC:AOQ752) 王韌 -RO 2015-01-28 2024-02-14
63 BOCI SECURITIES LIMITED Cai, Shiyuan 蔡仕源 -Rep 2022-04-14 2024-02-02
64   Cheung, Iok Wa 張育華 -Rep 2023-03-13 2024-02-14
65     +RO 2024-02-14
66   Leung, Yiu Wai (SFC:BUQ584) 梁耀威 +Rep 2024-02-06
67   Li, Jiajie (SFC:BTG334) 李佳洁 -Rep 2023-01-05 2024-02-02
68   Liu, Chan (SFC:BQE822) 劉嬋 -Rep 2020-09-30 2024-02-05
69   Ng, Chung (SFC:BEW671) 伍聰 -Rep 2021-11-01 2024-02-09
70 BOCOM International (Asia) Limited Cheuk, Chin Ting 卓展霆 -Rep 2019-05-20 2024-02-04
71 BOCOM International Asset Management Limited Tan, Chun (SFC:BHP085) 譚淳 -Rep 2023-01-27 2024-02-03
72 BOCOM International Securities Limited Cheuk, Chin Ting 卓展霆 -Rep 2018-08-17 2024-02-04
73   Tong, Shirley Shuk Yi 唐淑儀 -Rep 2009-01-06 2024-02-09
74 BOCOM MPF & Financial Services Company Limited Cheung, Man Kit (SFC:BSV158) 張文傑 -Rep 2022-08-26 2024-02-06
75 BOSC International Asset Management Limited Liu, Ting (SFC:BUI727) 劉婷 -Rep 2024-02-02 2024-06-14
76 Bosera Asset Management (International) Co., Limited Pan, Tianyue 潘天越 +Rep 2024-02-07
77 BTIG Hong Kong Limited Li, Evan Ting Kuan -Rep 2022-03-02 2024-02-01
78 BTL ASSET MANAGEMENT COMPANY LIMITED He, Yanyu 何彥雨 -Rep 2024-02-08 2024-08-08
79   Zheng, Jiajun 鄭家軍 -Rep 2024-02-09 2025-03-19
80 C CAPITAL INVESTMENT MANAGEMENT LIMITED Gao, Jue 高珏 -Rep 2024-02-02 2024-08-01
81 CAITONG INTERNATIONAL SECURITIES CO., LIMITED Ruan, Li (SFC:BUJ126) 阮靂 +RO 2024-02-01
82 Capital International, Inc. Caye, Arthur Stephane Christopher Cornwall +Rep 2024-02-02
83 Capula Investment Management Asia Limited Zhu, Yisi 朱裔嗣 +Rep 2024-02-05
84 CASH Wealth Management Limited He, Jing (SFC:AMX138) 何婧 -Rep 2023-04-17 2024-02-02
85   Mok, Yuen Tung 莫沅潼 -Rep 2024-02-09 2024-07-04
86 CATHAY SECURITIES (HONG KONG) LIMITED Ho, Man Ho (SFC:BUP013) 何文浩 +Rep 2024-02-01
87   Xu, Yiwei (SFC:BBQ357) 徐懿薇 +Rep 2024-02-01
88 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Chen, Jianan (SFC:BOF267) 陳佳楠 +Rep 2024-02-06
89   Zhang, Qiang (SFC:BRR381) 張強 +RO 2024-02-07
90 CCB INTERNATIONAL CAPITAL LIMITED   +RO 2024-02-07
91 CCB INTERNATIONAL SECURITIES LIMITED Guo, Jia (SFC:BOT043) 郭佳 -Rep 2019-08-26 2024-02-01
92     +RO 2024-02-01
93   Zhang, Qiang (SFC:BRR381) 張強 +RO 2024-02-07
94 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED Ren, Yiqiao 任亦樵 +RO 2024-02-08
95 CEB International Capital Corporation Limited Yee, Janet Pui Fonk 余笩昉 -RO 2019-10-03 2024-02-01
96 Cedarlake Global Capital Limited Chen, Rong (SFC:BUI863) 陳荣 +RO 2024-02-05
97 CELESTIAL SECURITIES LIMITED Mok, Yuen Tung 莫沅潼 -Rep 2024-02-09 2024-07-04
98 CENTALINE WEALTH MANAGEMENT LIMITED Lam, Hing Fan 林慶芬 -Rep 2024-02-09 2024-06-03
99 Central China International Securities Co., Limited Long, Jiabing 龍家冰 +Rep 2024-02-05
100 Cerberus Asia Pacific Advisors II Limited Lee, James Sangwon 李祥源 -Rep 2020-09-23 2024-02-14
101     +RO 2024-02-14
102 CES Commodities (HK) Limited Chan, Wing Cheung 陳詠章 -Rep 2017-08-10 2024-02-10
103 China Asset Management (Hong Kong) Limited Lin, Jinyi 林錦頤 -Rep 2020-04-07 2024-02-02
104 China Chengxin (Asia Pacific) Credit Ratings Company Limited Chau, Yuen Tsz 周苑恣 +Rep 2024-02-01
105 China Galaxy International Futures (Hong Kong) Co., Limited Yew, Lap Tak 姚立德 -Rep 2012-05-29 2024-02-01
106 China Galaxy International Securities (Hong Kong) Co., Limited Dong, Chen (SFC:BTN246) 董晨 +Rep 2024-02-08
107   Ming, Yuexin 明悦馨 -Rep 2024-02-14 2024-10-18
108   Tian, Shixuan 田適軒 +Rep 2024-02-08
109   Xiao, Xiong (SFC:BTN184) 肖雄 +Rep 2024-02-08
110   Yew, Lap Tak 姚立德 -Rep 2012-05-29 2024-02-01
111 China Gather Wealth Financial Company Limited Fan, Lok Chun 范樂俊 -Rep 2022-06-29 2024-02-01
112 China Harbour International Capital Limited Lin, Zhen (SFC:BEW966) 林楨 +RO 2024-02-05
113   Wang, Shoulei 王守磊 -RO 2024-02-05 2025-03-21
114 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Lu, Chengchun 陆澄淳 -Rep 2023-04-20 2024-02-07
115     -RO 2024-02-07 2025-05-23
116   Yu, Weijiang 于維疆 +RO 2024-02-05
117 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Huang, Haizhou (SFC:AMU474) 黃海洲 -Rep 2013-06-24 2024-02-02
118   Xiong, Jing (SFC:BAN219) 熊婧 -Rep 2021-08-18 2024-02-07
119     +RO 2024-02-07
120   Zhang, Ziwei (SFC:BQG817) 張紫薇 +Rep 2024-02-15
121 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Cai, Zhongyu 蔡中鈺 +Rep 2024-02-06
122   Feng, Tiancheng 馮天成 +Rep 2024-02-06
123   Geng, Anqi 耿安琪 +Rep 2024-02-01
124   Hu, Teyi 胡特一 -Rep 2022-04-13 2024-02-02
125   Huang, Haizhou (SFC:AMU474) 黃海洲 -RO 2008-06-12 2024-02-01
126     -Rep 2024-02-01 2024-02-02
127   Pei, Lin (SFC:BFC689) 裴琳 -Rep 2017-03-06 2024-02-02
128   Sun, Hanqi 孫瀚祺 -Rep 2024-02-02 2024-11-27
129   Wang, Sijia (SFC:BUP666) 王斯佳 -Rep 2024-02-06 2024-09-06
130   Wang, Yichao (SFC:BOX370) 王奕超 -Rep 2021-04-13 2024-02-02
131   Xia, Yilin 夏依琳 +Rep 2024-02-01
132   Xu, Bangjie 徐邦傑 +Rep 2024-02-06
133   Yang, Xiaochen 楊曉辰 -Rep 2021-06-24 2024-02-08
134   Yao, Xudong (SFC:BBS471) 姚旭東 -RO 2018-12-17 2024-02-01
135   Yu, Runze (SFC:BUP862) 于潤澤 +Rep 2024-02-02
136   Zhang, Ziwei (SFC:BQG817) 張紫薇 +Rep 2024-02-15
137   Zou, Peng 鄒朋 -Rep 2013-10-21 2024-02-09
138 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Lam, Chak 林澤 -Rep 2018-11-23 2024-02-09
139   Leung, Man Kit (SFC:AGJ166) 梁文傑 +Rep 2024-02-08
140   Tong, Yu On 唐宇安 +Rep 2024-02-07
141 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Leung, Man Kit (SFC:AGJ166) 梁文傑 +Rep 2024-02-08
142   Tong, Yu On 唐宇安 +Rep 2024-02-07
143 China Pinnacle Equity Management Limited Liu, Ying (SFC:AZY629) 劉穎 -Rep 2024-02-01 2024-02-19
144 China Renaissance Securities (Hong Kong) Limited Li, Yuan (SFC:AUN720) 李瑗 -RO 2021-01-18 2024-02-09
145 China Securities (International) Asset Management Company Limited Cui, Xueying 崔雪鶯 -RO 2021-03-05 2024-02-09
146 China Securities (International) Brokerage Company Limited   -Rep 2020-09-29 2024-02-09
147   Yang, Ao (SFC:BUQ268) 杨傲 +Rep 2024-02-05
148 China Securities (International) Corporate Finance Company Limited Qin, Mian 秦冕 -Rep 2023-01-31 2024-02-02
149 CHINA SECURITIES LIMITED Chan, Hei Tung (SFC:BNE784) 陳俙橦 -Rep 2021-12-02 2024-02-08
150     -RO 2024-02-08 2025-08-31
151 China X Securities Limited Dai, Li (SFC:BKA428) 戴力 -Rep 2020-03-23 2024-02-01
152 CHINA XIN YONGAN FUTURES COMPANY LIMITED Chen, Yilan (SFC:BRI101) 陳一覽 +Rep 2024-02-01
153 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED Wang, Xiaohua (SFC:ARS638) 王曉華 -RO 2019-03-26 2024-02-06
154 CINDA INTERNATIONAL CAPITAL LIMITED Huang, Junhui (SFC:BUP033) 黄峻辉 -Rep 2024-02-08 2025-06-19
155 CINDA INTERNATIONAL SECURITIES LIMITED Li, Xiaoyao 黎晓瑶 -Rep 2024-02-09 2024-03-16
156 CIS SECURITIES ASSET MANAGEMENT LIMITED Ni, Sunxu (SFC:BUQ352) 倪孫緒 +Rep 2024-02-15
157 Citadel Securities (Hong Kong) Limited Jeulin, Thierry Francois -RO 2016-01-27 2024-02-05
158 CITIC Securities (Hong Kong) Limited Chen, Caiquan 陈才泉 +Rep 2024-02-15
159   Chen, Yihao (SFC:BTM408) 陳一豪 +Rep 2024-02-15
160   Han, Dongchen 韩东辰 -Rep 2024-02-15 2024-05-31
161   Huang, Kaibo 黄凯波 +Rep 2024-02-15
162   Li, Dongyue 李東岳 -Rep 2024-02-15 2025-06-23
163   Liu, Piaoming 刘朴洺 +Rep 2024-02-08
164   Liu, Sai (SFC:BUN927) 刘赛 -Rep 2024-02-15 2025-06-20
165   Liu, Xinping (SFC:BUO175) 刘新萍 +Rep 2024-02-15
166   Pan, Yiqi (SFC:BUM096) 潘逸琪 -Rep 2024-02-15 2025-05-18
167   Qin, Han (SFC:BUM322) 秦晗 +Rep 2024-02-15
168   Qu, Yifan (SFC:BUM253) 曲怡帆 +Rep 2024-02-15
169   Shao, Yudong 邵宇东 +Rep 2024-02-08
170   Su, Tianyi (SFC:BUN993) 苏天毅 +Rep 2024-02-15
171   Wang, Weixia (SFC:BUO222) 王蔚霞 +Rep 2024-02-08
172   Wei, Zihan (SFC:BUM085) 魏子涵 +Rep 2024-02-15
173   Wu, Qilin 吳其霖 +Rep 2024-02-15
174   Xing, Jianning 邢剑宁 +Rep 2024-02-08
175   Xue, Bing (SFC:BHZ669) 薛冰 -Rep 2022-05-18 2024-02-13
176   Zeng, Yingqing 曾颖青 +Rep 2024-02-08
177   Zhang, Songlai 张颂来 +Rep 2024-02-08
178   Zhao, Chaohang 赵超航 -Rep 2024-02-08 2024-07-31
179   Zhong, Yi (SFC:BUP861) 鍾怡 +Rep 2024-02-05
180 CITIC Securities Asset Management (HK) Limited Lau, Cheong (SFC:BFA120) 劉暢 -Rep 2020-08-03 2024-02-08
181 CITIC Securities Brokerage (HK) Limited Wu, Yiran (SFC:BUP660) 吴怡然 +Rep 2024-02-02
182 CITIC Securities Futures (HK) Limited   +Rep 2024-02-02
183 CITIC Securities International Global Markets Limited Lau, Cheong (SFC:BFA120) 劉暢 -Rep 2018-06-04 2024-02-08
184 Citigroup Global Markets Asia Limited Barus, Felicia Asrinanda -Rep 2024-01-30 2024-02-02
185   Cheung, Kwun Chin 張冠前 -Rep 2019-10-22 2024-02-09
186   Detchsri, Preenapa -Rep 2024-01-25 2024-02-03
187   Dua, Manu Sawroop -Rep 2024-01-29 2024-02-02
188   Ghosh, Dipanjan (SFC:BTO375) -Rep 2024-02-02 2024-02-10
189   Ha, Jae Uk 河在旭 -Rep 2021-10-19 2024-02-02
190   Lemme, Adriano -Rep 2024-01-29 2024-02-01
191   Li, Yuan (SFC:BOP982) 李媛 -Rep 2019-07-26 2024-02-09
192   Megat Marzuki, Megat Fais Bin -Rep 2024-01-25 2024-02-01
193   No, Dong Hoon -Rep 2023-12-01 2024-02-13
194   Patel, Rikil Yogesh -Rep 2024-01-26 2024-02-01
195   Sirisansaneeyawong, Sureeporn -Rep 2024-01-25 2024-02-03
196   Suwanumphai, Rawisara -Rep 2024-01-25 2024-02-03
197   Tan, Yong Hong -Rep 2024-01-29 2024-02-01
198   Teeger, Sam Thomas -Rep 2024-01-29 2024-02-01
199   Wong, Ferry Wijaya -Rep 2024-01-26 2024-02-01
200 Clearstream Fund Centre (Hong Kong) Limited Fang, Hui (SFC:BTV102) 方慧 -Rep 2023-06-13 2024-02-01
201     +RO 2024-02-01
202 CLSA LIMITED Chen, Caiquan 陈才泉 +Rep 2024-02-15
203   Chen, Yihao (SFC:BTM408) 陳一豪 +Rep 2024-02-15
204   Han, Dongchen 韩东辰 -Rep 2024-02-15 2024-05-31
205   Huang, Kaibo 黄凯波 +Rep 2024-02-15
206   Lau, Cheong (SFC:BFA120) 劉暢 -Rep 2022-06-02 2024-02-08
207   Li, Dongyue 李東岳 -Rep 2024-02-15 2025-06-23
208   Li, Liudingji 黎刘定吉 -Rep 2024-02-05 2025-01-27
209   Liu, Piaoming 刘朴洺 +Rep 2024-02-08
210   Liu, Sai (SFC:BUN927) 刘赛 -Rep 2024-02-15 2025-06-20
211   Liu, Xinping (SFC:BUO175) 刘新萍 +Rep 2024-02-15
212   Ma, Xigaowa 瑪西高娃 +Rep 2024-02-05
213   Pan, Yiqi (SFC:BUM096) 潘逸琪 -Rep 2024-02-15 2025-05-18
214   Qin, Han (SFC:BUM322) 秦晗 +Rep 2024-02-15
215   Qu, Yifan (SFC:BUM253) 曲怡帆 +Rep 2024-02-15
216   Shao, Yudong 邵宇东 +Rep 2024-02-08
217   Stein, Robert Andrew (SFC:BTL473) -Rep 2023-07-14 2024-02-02
218   Su, Tianyi (SFC:BUN993) 苏天毅 +Rep 2024-02-15
219   Wang, Cong (SFC:BUQ107) 王聪 +Rep 2024-02-15
220   Wang, Weixia (SFC:BUO222) 王蔚霞 +Rep 2024-02-08
221   Wei, Zihan (SFC:BUM085) 魏子涵 +Rep 2024-02-15
222   Wong, Ki Cheong 王祺昌 -Rep 2024-02-01 2024-09-17
223   Wu, Qilin 吳其霖 +Rep 2024-02-15
224   Xing, Jianning 邢剑宁 +Rep 2024-02-08
225   Xue, Bing (SFC:BHZ669) 薛冰 -Rep 2022-05-18 2024-02-13
226   Yau, Chun Hei (SFC:BUQ535) 邱駿羲 +Rep 2024-02-15
227   Zeng, Yingqing 曾颖青 +Rep 2024-02-08
228   Zhang, Songlai 张颂来 +Rep 2024-02-08
229   Zhao, Chaohang 赵超航 -Rep 2024-02-08 2024-07-31
230   Zhong, Yi (SFC:BUP861) 鍾怡 +Rep 2024-02-05
231   Ziegler, Richard Paul -Rep 2005-11-29 2024-02-14
232     +RO 2024-02-14
233 CMB INTERNATIONAL FUTURES LIMITED Fu, Yufei (SFC:BSR398) 付宇飛 +Rep 2024-02-08
234   Wang, Yudan 王鈺丹 +Rep 2024-02-08
235 CMB International Global Markets Limited Wang, Zhekun 王哲坤 -Rep 2022-03-25 2024-02-02
236 CMB International Securities Limited   -Rep 2023-03-03 2024-02-02
237 CMB WING LUNG ASSET MANAGEMENT LIMITED Ding, Qian (SFC:BUO708) 丁茜 -Rep 2024-02-08 2025-04-09
238   Liu, Chang (SFC:BUL870) 劉暢 +Rep 2024-02-14
239 CMBC SECURITIES COMPANY LIMITED Liu, Zijing (SFC:BSP583) +Rep 2024-02-02
240 CMH Capital Co., Limited Yu, Vincent Hok Yan 俞學欣 +RO 2024-02-06
241 CNCB (Hong Kong) Capital Limited Li, Jiageng (SFC:BFX311) 李加庚 +Rep 2024-02-14
242 Composite Capital Management (HK) Limited Ji, Wenrong 季文嶸 -RO 2021-06-25 2024-02-15
243 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED Sun, Yang (SFC:BUO444) -Rep 2024-02-08 2024-08-26
244 Core Securities Company Limited (The) Chen, Ciyang 陈慈扬 -Rep 2024-01-09 2024-02-06
245 CR Wealth and Asset Management Limited Li, Yuan (SFC:AUN720) 李瑗 -RO 2019-08-14 2024-02-09
246 Credit Suisse (Hong Kong) Limited Muirhead, Angus William Haig -Rep 2024-01-31 2024-02-03
247   Suen, Benny Hung Kit 孫雄傑 -Rep 2009-06-09 2024-02-09
248 Credit Suisse Securities (Hong Kong) Limited   -Rep 2014-11-20 2024-02-09
249 Creekfront Capital Limited Li, Chi Wai (SFC:ALY313) 李志偉 +RO 2024-02-05
250   Yu, Zeyuan 于澤遠 +RO 2024-02-05
251 CS Wealth Securities Limited Yu, Anson Kwun Po 余觀寶 -Rep 2024-02-14 2024-10-16
252 CSC SECURITIES (HK) LIMITED Yuen, Man Kwan 袁文君 -RO 2023-12-12 2024-02-15
253 D&R International Capital Management (Hong Kong) Limited Choi, Yong -RO 2019-07-16 2024-02-12
254 Daiwa Capital Markets Hong Kong Limited Luo, Xiangzi 羅湘子 +Rep 2024-02-02
255 DAKIN CAPITAL LIMITED Wu, Steven Sheung Chi 胡尚智 -Rep 2024-01-18 2024-02-15
256 DBS ASIA CAPITAL LIMITED Li, Xinyu (SFC:BSE935) 李欣玉 +Rep 2024-02-05
257   Yin, Qingyun 尹卿蕴 +Rep 2024-02-05
258 DEUTSCHE SECURITIES ASIA LIMITED Wang, Rui (SFC:AXO614) 王瑞 -Rep 2023-07-12 2024-02-08
259     +RO 2024-02-08
260 DH International Fund Management Limited Zhang, Zhizhou (SFC:BTE934) 張志洲 +RO 2024-02-05
261 Differ Financial and Securities Limited Li, Pang Chap 李鵬集 -RO 2018-08-06 2024-02-08
262   Li, Qingwen (SFC:BMM433) 李清雯 -RO 2023-06-06 2024-02-08
263 Doo Financial HK Limited Cheung, Anthony Wai Ching 張偉清 -Rep 2023-11-08 2024-02-14
264     -RO 2024-02-14 2025-01-10
265 DWS Investments Hong Kong Limited Chong, Candice Pei Ling -Rep 2024-01-31 2024-02-02
266 E&P Asia (HK) Limited Janu, Gretel Cecelie -Rep 2024-02-08 2024-10-25
267 EAST ASIA FUTURES LIMITED Chen, Zengtao 陳增濤 +Rep 2024-02-15
268 EAST ASIA SECURITIES COMPANY LIMITED   +Rep 2024-02-15
269 Eclipse Options (HK) Limited Hu, Richard (SFC:BTP383) -Rep 2024-02-15 2024-10-13
270   Kamalarasa, Achuthan -Rep 2023-10-03 2024-02-15
271 Eddid Securities and Futures Limited Wong, Cho Wai (SFC:AUG836) 黃祖衛 -RO 2022-08-19 2024-02-13
272 EM Asset Management Limited Wong, Joyce Suk Wah 黃淑華 -Rep 2024-02-02 2024-10-31
273 EMPEROR FUTURES LIMITED Dong, Yue (SFC:BUR056) 董越 +Rep 2024-02-15
274 EMPEROR SECURITIES LIMITED (HK) Chung, Kennith Wing Leong 鍾永亮 -Rep 2024-02-01 2025-01-03
275   Dong, Yue (SFC:BUR056) 董越 +Rep 2024-02-15
276   Wang, Ge (SFC:AXK427) 王閣 +Rep 2024-02-07
277 Encap (Global) Asset Management Limited Wang, Bo (SFC:AMN889) 王波 -RO 2021-06-02 2024-02-09
278 Everbright Securities Investment Services (HK) Limited Chan, Wing Cheung 陳詠章 -Rep 2017-08-10 2024-02-10
279 EXCEL PRECISE SECURITIES LIMITED Fung, Choi Wan 馮彩雲 -RO 2018-11-01 2024-02-02
280 Far East Horizon Asset Management Limited Song, Honghai 宋紅海 -RO 2023-06-21 2024-02-08
281 FAR EAST HORIZON INTERNATIONAL SECURITIES LIMITED   -Rep 2024-01-02 2024-02-08
282 Feifan Asset Management Co., Limited Chan, Chi Yung (SFC:APR959) 陳智勇 -RO 2020-01-24 2024-02-01
283 FIL Investment Management (Hong Kong) Limited Curtis, Michael Joel Franz (SFC:BUQ452) -Rep 2024-02-01 2025-01-14
284 First Fidelity Capital (International) Limited Poon, Tai Cheung 潘泰章 -Rep 2019-08-06 2024-02-08
285 FIRST SHANGHAI FUTURES LIMITED Chung, Lai Kit 鍾禮杰 -Rep 2024-01-02 2024-02-06
286 FIRST SHANGHAI SECURITIES LIMITED   -Rep 2024-01-02 2024-02-06
287 FITCH (HONG KONG) LIMITED Yang, Huai Wei 楊懷瑋 +Rep 2024-02-06
288 Forshine Asset Management Limited Chen, Zhengnan 陳鄭南 -Rep 2022-08-05 2024-02-01
289   Lin, Jiayin (SFC:BUO478) 林嘉茵 -Rep 2024-02-05 2025-01-31
290 FORTHRIGHT SECURITIES COMPANY LIMITED Wang, Bin (SFC:BUA697) 王斌 -Rep 2023-08-11 2024-02-06
291 FORTUNE (HK) SECURITIES LIMITED Cao, Yannan 曹雁南 -Rep 2024-02-01 2024-05-21
292 Fortune Origin Securities Limited Lam, Lydia Ching Yan 林呈恩 -Rep 2024-02-05 2024-02-06
293     -RO 2024-02-06 2024-10-14
294 Forwin Securities Group Limited Bian, Ce (SFC:BHM722) 卞策 -RO 2023-08-03 2024-02-03
295 Fosun International Asset Management Limited Li, Mengyu (SFC:BSW196) 黎梦瑜 -Rep 2022-08-31 2024-02-02
296 Fosun International Securities Limited   +Rep 2024-02-09
297 FountainVest Capital Limited Chen, Evan Wai Man 陳偉文 -Rep 2024-02-05 2024-04-16
298 FTFT International Securities and Futures Limited Xiang, Xianxin 向弦信 -RO 2023-04-19 2024-02-05
299   Yeung, Ka Fung 楊家峰 -Rep 2020-09-29 2024-02-14
300 Fuh Hwa SITE Asset Management (Hong Kong) Limited Hong, Yang (SFC:BQB544) 洪揚 -Rep 2020-10-15 2024-02-01
301 Funderstone Securities Limited Wong, Nga Lun 王雅倫 +Rep 2024-02-09
302 Futu Securities International (HONG KONG) Limited Lai, Lan (SFC:BUO570) 来兰 +Rep 2024-02-06
303   Tan, Qiaowen 谭乔文 -Rep 2024-02-09 2024-11-20
304   Zhang, Wenlong (SFC:BUO432) 張文龍 -Rep 2024-02-06 2024-11-29
305 GaoTeng Global Asset Management Limited Huang, Li (SFC:BQG614) 黃莉 -Rep 2020-11-24 2024-02-11
306 Gateway Private Markets (HK) Limited Su, Wen-Chi 蘇玟綺 -Rep 2022-09-21 2024-02-14
307 GF Asset Management (Hong Kong) Limited Leung, Chung Ping (SFC:ARV063) 梁仲平 -Rep 2023-02-22 2024-02-15
308     +RO 2024-02-15
309   Mai, Xiaoying 麥小穎 -RO 2024-02-01 2024-07-04
310 GF Capital (Hong Kong) Limited Cheung, How Leung 張效良 -Rep 2023-05-03 2024-02-01
311     +RO 2024-02-01
312 GF Securities (Hong Kong) Brokerage Limited   -Rep 2023-05-03 2024-02-01
313     +RO 2024-02-01
314   Wang, Ruilin (SFC:BUP119) 王瑞琳 +Rep 2024-02-08
315 GLOBAL MASTERMIND SECURITIES LIMITED Tam, Victor Wing Tai 譚永泰 -Rep 2017-09-19 2024-02-02
316 Global West Securities (Hong Kong) Limited Zhao, Yong (SFC:BRR865) 趙勇 -Rep 2023-12-28 2024-02-05
317     +RO 2024-02-05
318 Glory Sun Securities Limited Sze, Yin Cheung 史彥彰 -RO 2018-11-19 2024-02-06
319 GoldBlackBlue Investment Limited Law, Kwok Fu 羅國虎 -RO 2018-12-12 2024-02-09
320 Golden Continent Asset Management Co., Limited Li, Xiaodong (SFC:BUD896) 李曉東 -Rep 2024-02-07 2025-01-03
321 Goldhorse Securities Limited Zhang, Yuling (SFC:BTP203) 張鈺玲 -Rep 2023-09-06 2024-02-05
322 GOLDLINK ASSET MANAGEMENT (ASIA) LIMITED Li, Yichao (SFC:BCX226) 李軼超 -Rep 2021-09-20 2024-02-01
323 GOLDMAN SACHS (ASIA) L.L.C. Ching, San Lok 程燊樂 +Rep 2024-02-06
324   Gao, Qingyang 高清揚 +Rep 2024-02-02
325   Lam, Alison Wai Ting 林蔚婷 +Rep 2024-02-08
326   Lan, Qing (SFC:BUQ428) 蘭青 +Rep 2024-02-06
327   Leung, Terence Ming Hin 梁明軒 -Rep 2017-05-12 2024-02-06
328   Liu, Songbo 劉松波 -Rep 2021-02-18 2024-02-15
329   Liu, Yuan-Bo 劉元博 -Rep 2021-09-27 2024-02-03
330   Park, Jaehyun (SFC:BUO873) +Rep 2024-02-01
331   Shi, Haoyu 史浩宇 -Rep 2020-06-12 2024-02-01
332   Stewart, Glenn Jose -Rep 2021-06-17 2024-02-10
333   Teuscher, Adrian Peter -Rep 2024-02-02 2024-02-16
334 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Ching, San Lok 程燊樂 +Rep 2024-02-06
335   Gao, Qingyang 高清揚 +Rep 2024-02-02
336   Lan, Qing (SFC:BUQ428) 蘭青 +Rep 2024-02-06
337   Leung, Terence Ming Hin 梁明軒 -Rep 2017-05-12 2024-02-06
338   Park, Jaehyun (SFC:BUO873) +Rep 2024-02-01
339   Shi, Haoyu 史浩宇 -Rep 2020-06-12 2024-02-01
340 Goldman Sachs Asset Management (Hong Kong) Limited Kusunoki, Mayu +Rep 2024-02-02
341 Grand China Securities Limited Yan, King Tang 甄景騰 -Rep 2024-02-06 2024-10-08
342 GRAND VIEW ASSET MANAGEMENT LIMITED Huang, Jiahao (SFC:BGT296) 黃嘉豪 -RO 2023-06-28 2024-02-08
343     +Rep 2024-02-08
344 Greater Bay Area Development Fund Management Limited Chang, Zhixiang 常智翔 -Rep 2024-02-14 2025-02-18
345   Li, Zhun (SFC:AQM198) 李准 -Rep 2024-02-06 2024-09-20
346   Tao, Xuechun 陶雪纯 +Rep 2024-02-02
347 Greentech Technology Asset Management Company Limited Zhang, Kelly Wenting 張凱利 -Rep 2023-08-01 2024-02-06
348     -RO 2024-02-06 2024-03-14
349 GROW Asset Management (HK) Limited Luo, Weiteng 羅為騰 -Rep 2022-12-30 2024-02-09
350 Guolian Securities International Capital Co., Limited Lee, Rosa Yan Chi 李欣慈 -Rep 2022-07-27 2024-02-09
351 GUOTAI JUNAN FUND MANAGEMENT LIMITED Qi, Haiying (SFC:BFB179) 祁海英 -RO 2017-11-27 2024-02-06
352   Wang, Ruiqi (SFC:ASP497) 王睿琦 -RO 2019-10-17 2024-02-06
353 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Gan, Tanhuan 甘坛焕 -Rep 2024-02-15 2025-05-27
354   Lam, Tat Shing (SFC:AUV992) 林達誠 -Rep 2013-09-30 2024-02-02
355     +RO 2024-02-02
356   Zhang, Dake 張大可 +Rep 2024-02-06
357 Hafoo Securities Limited Ge, Lei (SFC:BOU627) 葛磊 -Rep 2019-10-03 2024-02-01
358     +RO 2024-02-01
359 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Dai, Lipeng 戴力鵬 -Rep 2024-02-02 2025-04-10
360 HAITONG INTERNATIONAL FUTURES LIMITED Cheung, Hoi Kit (SFC:BIZ340) 張凱傑 -Rep 2023-02-16 2024-02-07
361   Du, Yurong (SFC:BUB262) 杜雨蓉 -Rep 2024-02-02 2024-04-10
362 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Dai, Lipeng 戴力鵬 -Rep 2024-02-02 2025-04-10
363 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Cheung, Hoi Kit (SFC:BIZ340) 張凱傑 -Rep 2021-03-22 2024-02-07
364   Du, Yurong (SFC:BUB262) 杜雨蓉 -Rep 2024-02-02 2024-04-10
365 HALCYON SECURITIES LIMITED Lam, Tung Yuen 林冬原 -Rep 2024-02-05 2025-03-26
366 HANG SENG INVESTMENT MANAGEMENT LIMITED Au, Wai Yin (SFC:BQF524) 歐瑋彥 -Rep 2020-10-08 2024-02-04
367 HARVEST GLOBAL INVESTMENTS LIMITED Han, Tongli 韓同利 -Rep 2021-11-15 2024-02-07
368     +RO 2024-02-07
369 HashKey Capital Limited Ting, Yu Ching Tiffany 丁語晴 -Rep 2024-02-09 2025-07-26
370 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Wun, Chun Lan 尹春蘭 -RO 2021-05-12 2024-02-08
371 HERMES SECURITIES LIMITED Fong, Benny Ka Shing 方嘉聲 -Rep 2006-03-20 2024-02-01
372 HGC Investment Management (HK) Limited Chu, Chun Kit (SFC:BBJ199) 朱俊傑 -Rep 2021-03-18 2024-02-01
373 HING WAI ALLIED SECURITIES LIMITED Chan, Wing Pai 陳榮派 +Rep 2024-02-01
374 Holly International Asset Management Company Limited Yeung, Cheuk Ki 楊卓奇 -Rep 2024-02-08 2024-02-22
375 HONG KONG ASSET MANAGEMENT LIMITED Wong, Shing Kwan (SFC:ACS352) 黃成坤 -RO 2019-06-12 2024-02-15
376 Hong Kong Metasequoia Capital Management Limited Ye, Haodi 葉浩迪 -Rep 2024-02-15 2024-02-21
377 Hong Kong Zi Chen Capital Management Limited Yu, Ronald Patrick Lup Man 余立文 +RO 2024-02-01
378   Zhen, Jingjing 甄晶晶 +RO 2024-02-01
379 HONG TAI CAPITAL (HONG KONG) LIMITED Lai, Anthony King Yan 黎敬恩 -Rep 2024-02-14 2024-02-29
380 Hong Tai Securities Limited Dai, Li (SFC:BKA428) 戴力 -Rep 2024-02-14 2025-04-09
381 HSBC BROKING FUTURES (HONG KONG) LIMITED Yau, Tsz Kin (SFC:BUO393) 邱子健 +Rep 2024-02-02
382 HSBC Global Asset Management (Hong Kong) Limited Cross, Michael (SFC:BUI019) -Rep 2023-11-13 2024-02-07
383     +RO 2024-02-07
384   Huitron, Jorge Emilio (SFC:BTM263) -Rep 2024-01-25 2024-02-02
385   Jackson, Andrew John (SFC:AYN419) -Rep 2024-01-24 2024-02-09
386   Kaneko, Masayuki (SFC:BUP711) -Rep 2024-02-14 2024-08-28
387   Pak, Cho Ho 白礎晧 +Rep 2024-02-15
388   Sixsmith, Patrick Martin (SFC:BUO756) -Rep 2024-01-25 2024-02-02
389 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Cross, Michael (SFC:BUI019) -Rep 2023-11-13 2024-02-07
390     +RO 2024-02-07
391   Huitron, Jorge Emilio (SFC:BTM263) -Rep 2024-01-25 2024-02-02
392   Jackson, Andrew John (SFC:AYN419) -Rep 2024-01-24 2024-02-09
393   Kaneko, Masayuki (SFC:BUP711) -Rep 2024-02-14 2024-08-28
394   Sixsmith, Patrick Martin (SFC:BUO756) -Rep 2024-01-25 2024-02-02
395 HSBC SECURITIES BROKERS (ASIA) LIMITED Lee, Joseph Won -Rep 2024-02-08 2025-04-08
396 Huafu International Securities Limited Zheng, Anqi 鄭安琦 -Rep 2023-02-10 2024-02-14
397     +RO 2024-02-14
398 Huatai (Hong Kong) Futures Limited Wei, Rong Wei 魏嶸威 +Rep 2024-02-07
399   Zhang, Jin (SFC:BUO452) 章瑾 +Rep 2024-02-09
400 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cai, Jing (SFC:BUO988) 蔡菁 +Rep 2024-02-01
401   Chen, Yi (SFC:BUO846) 陈亿 +Rep 2024-02-01
402   Huang, Yong (SFC:BUO309) 黃勇 -Rep 2024-02-02 2024-10-18
403   Li, Feihang 李飛杭 +Rep 2024-02-02
404   Liao, Kai (SFC:BUO850) 廖锴 +Rep 2024-02-01
405   Luo, Bujing 罗步景 +Rep 2024-02-01
406   San, Nelson Chung Tat 辛仲墶 -Rep 2023-10-24 2024-02-06
407   Wang, Mingshuo 王洺硕 +Rep 2024-02-01
408   Xu, Shanshan (SFC:BUP642) 许姗姗 +Rep 2024-02-02
409   Yang, Renzhong 杨任重 +Rep 2024-02-05
410 Huayu Securities Limited Zhang, Jinghao 張晶皓 +RO 2024-02-06
411 Impression Investment Limited Liu, Shan (SFC:BBT109) 劉杉 -RO 2014-04-30 2024-02-15
412   Yin, Yue (SFC:BUL482) 印阅 -Rep 2024-02-15 2024-04-15
413 Income Partners Asset Management (HK) Limited Hu, Xing (SFC:BCX195) 胡星 -RO 2022-07-07 2024-02-13
414 INNOVAX CAPITAL LIMITED Tong, William Wai Tak 唐偉德 -Rep 2023-11-02 2024-02-15
415     -RO 2024-02-15 2025-08-01
416 Innovest Securities Investment Limited Ng, Penny Yuk 吳玉 -RO 2022-11-15 2024-02-14
417 Interactive Brokers Hong Kong Limited Lee, Cheuk Him (SFC:BUP894) 李卓謙 +Rep 2024-02-05
418   Tam, Ambre Shui Ching 譚淬楨 +Rep 2024-02-01
419 INVESCO HONG KONG LIMITED Egan, Kevin Thomas -Rep 2024-01-29 2024-02-01
420   Young, Ping Yeung 楊秉揚 -Rep 2009-04-15 2024-02-12
421 IVORY CAPITAL PRIVATE LIMITED Wang, Julius 王哲身 -Rep 2024-02-14 2024-05-14
422 IX Capital International Limited Cheng, Kevin Hon Kit 鄭漢傑 -RO 2023-05-29 2024-02-01
423 J.P. MORGAN BROKING (HONG KONG) LIMITED Ann, Gi Hong -Rep 2020-11-16 2024-02-05
424   Cheng, Ronald Yue Him 鄭宇謙 -Rep 2024-01-26 2024-02-05
425   Li, Yu-Yun 李郁勻 -Rep 2019-06-26 2024-02-08
426     +RO 2024-02-08
427 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Pinon Jr, Enrique S -Rep 2023-08-08 2024-02-13
428 Jade Tee Capital Limited Tian, Ye (SFC:BUH878) 田野 +RO 2024-02-05
429 Jane Street Asia Pacific Limited Fisher, Oliver James (SFC:BOL515) -Rep 2023-12-19 2024-02-13
430   Yan, Ruoyi 顏若伊 +Rep 2024-02-07
431 JANE STREET HONG KONG LIMITED Fisher, Oliver James (SFC:BOL515) -Rep 2019-07-02 2024-02-13
432   Yan, Ruoyi 顏若伊 +Rep 2024-02-07
433 Jefferies Hong Kong Limited Wu, Qiong (SFC:APQ268) 吳琼 -Rep 2024-02-01 2024-04-16
434 JIMEI SECURITIES LIMITED Shum, Wing To 岑詠桃 -Rep 2018-04-27 2024-02-14
435 JINGAN ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Xu, Keming 許珂銘 +Rep 2024-02-07
436 JMC Capital International Limited Chen, Lin (SFC:AWZ157) 陳林 -RO 2020-12-21 2024-02-01
437 JPMorgan Asset Management (Asia Pacific) Limited Huang, Shu Min 黃淑敏 -Rep 2006-02-21 2024-02-09
438 JQ Investments (HK) Limited Cheng, Kong Wai 鄭江偉 +RO 2024-02-05
439 Jupiter Asset Management (Hong Kong) Limited Morgan, Matthew Adam Robert (SFC:BTX414) -Rep 2024-01-26 2024-02-02
440 JVSakk Asia Limited Chan, Wan Yiu 陳雲耀 -Rep 2020-07-02 2024-02-06
441   Li, Raymond Wang Fung 李弘豐 -Rep 2017-03-14 2024-02-06
442   Lo, Pui Hung 盧沛雄 -Rep 2021-09-21 2024-02-06
443   Tam, Lai Man 譚麗敏 -Rep 2021-12-10 2024-02-06
444 Kaisa Asset Management Limited Chen, Weiyi (SFC:BQF123) 陳維依 -Rep 2020-10-21 2024-02-02
445 Kaisa Financial Group Company Limited   -Rep 2020-10-21 2024-02-02
446 KAM LUEN SECURITIES LIMITED Xu, Haotian 徐浩天 -Rep 2023-12-29 2024-02-01
447 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED Sham, Wo Kwan 沈和昆 -Rep 2020-03-16 2024-02-15
448     +RO 2024-02-15
449 KGI ASIA LIMITED Chung, Yee Ling (SFC:AWI843) 鍾綺靈 -Rep 2023-12-20 2024-02-08
450     +RO 2024-02-08
451   Lam, Yun Piu 林潤標 -Rep 2017-10-03 2024-02-07
452 KGI FUTURES (HONG KONG) LIMITED Chung, Yee Ling (SFC:AWI843) 鍾綺靈 -Rep 2023-12-20 2024-02-08
453     +RO 2024-02-08
454   Yang, Chun Han 楊珺涵 +Rep 2024-02-02
455 KINGKEY ASSET MANAGEMENT LIMITED Wong, Hin Wah (SFC:BUO382) 黃衍樺 -Rep 2024-02-15 2024-09-30
456 KOREA INVESTMENT & SECURITIES ASIA LIMITED Lee, Kang-Hee -RO 2019-08-30 2024-02-01
457 L.V. Continuum & Co Limited Picard, Franck Patrick (SFC:BUM185) +Rep 2024-02-06
458 LAI PO HUNG & COMPANY LIMITED Lai, Po Hung 黎寶鴻 -RO 2024-02-09
459 LaSalle Investment Management Hong Kong Limited Yao, Jianguo 姚建國 -Rep 2023-03-10 2024-02-09
460 Legend Arb Advisors Limited Su, Zhouting 蘇洲亭 -Rep 2024-02-14 2024-11-22
461 Leonteq Securities (Hong Kong) Limited Ho, Siu Wai (SFC:BOP905) 何肇瑋 +Rep 2024-02-01
462   Man, Ka Ming (SFC:BBT494) 文家明 -Rep 2022-09-26 2024-02-09
463     +RO 2024-02-09
464 Light & Salt Capital Management Limited Alshinbayev, Adil -Rep 2023-12-21 2024-02-08
465 Linkways Asset Management Limited Yeung, Ho Chun (SFC:AXF965) 楊浩晉 -Rep 2024-02-08 2024-03-20
466 Linkways Investment Management Limited   -Rep 2024-02-08 2024-03-20
467 Livermore Family Office Services Limited Ku, Ming Tat 顧明達 -Rep 2024-02-01 2025-06-30
468 LOMBARD ODIER (HONG KONG) LIMITED Koh, Ushe Hon Tat -Rep 2024-02-02 2024-05-13
469   Shao, Yankai 卲彥恺 -RO 2023-06-05 2024-02-09
470 Longqi Scientific (Hong Kong) Limited Wang, Yili (SFC:BUO277) 王伊麗 +Rep 2024-02-07
471 LUK FOOK FUTURES (HK) LIMITED Chu, Peter Man Lung 朱文龍 -Rep 2024-02-09 2024-03-08
472   Wong, Hiu Ching (SFC:BTY108) 黃曉晴 +Rep 2024-02-09
473 M&G Investments (Hong Kong) Limited Yeo, Grace Sze Huai -Rep 2024-01-30 2024-02-02
474 MACQUARIE CAPITAL LIMITED Bhagat, Srujan +Rep 2024-02-01
475 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Huang, Danyi (SFC:BAF173) 黃丹誼 +RO 2024-02-01
476 MAN INVESTMENTS (HONG KONG) LIMITED Scott, Andrew David (SFC:AVR983) -Rep 2024-02-09 2025-06-23
477 Manulife Investment Management (Hong Kong) Limited Chiu, Alvin Pok Man 趙博文 -Rep 2024-02-08 2024-04-15
478 Marex Financial Services Hong Kong Limited Jung, Christopher Lam 曾俊文 -Rep 2023-12-01 2024-02-06
479     +RO 2024-02-06
480 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED Lai, Chun Kit (SFC:BGH428) 黎俊傑 -Rep 2019-06-17 2024-02-07
481   Mak, Alex Ka Bo 麥家寶 -Rep 2018-12-05 2024-02-07
482 MERCER INVESTMENTS (HK) LIMITED Huang, Junting 黃君婷 -Rep 2024-02-14 2024-08-23
483   Liu, Tsz Chung (SFC:BNG625) 廖子聰 -Rep 2024-02-02 2024-03-08
484 Merit Asset Management Limited Wang, Haoyu (SFC:ARN562) 王浩宇 -Rep 2024-02-01 2024-04-12
485 Merrill Lynch (Asia Pacific) Limited Cao, Lei (SFC:BHX612) 曹磊 -Rep 2024-01-29 2024-02-02
486   Dunger, Matthew John -Rep 2024-01-29 2024-02-01
487   Holstein, Christiane Helene Charlotte -Rep 2024-01-29 2024-02-01
488   Lin, Ming-De 林明德 -Rep 2024-01-26 2024-02-02
489   Long, Mai 龙脉 -Rep 2022-07-11 2024-02-08
490   McFarland, Russell James -Rep 2024-01-29 2024-02-05
491   Swaminathan, Anand -Rep 2024-01-30 2024-02-02
492   Van Der Walt, Reinhardt -Rep 2024-01-29 2024-02-02
493 Merrill Lynch Far East Limited Cao, Lei (SFC:BHX612) 曹磊 -Rep 2024-01-29 2024-02-02
494   Gasqueres, Eric Yuya Francis -Rep 2024-01-30 2024-02-02
495   Long, Mai 龙脉 -Rep 2022-07-11 2024-02-08
496   McFarland, Russell James -Rep 2024-01-29 2024-02-05
497 MESSIS CAPITAL LIMITED Luk, Man Hin 陸文軒 +Rep 2024-02-07
498 MIDLAND WEALTH MANAGEMENT LIMITED Kee, Hung Fat 紀鴻法 -Rep 2023-09-11 2024-02-02
499 Mighty Divine Investment Management Limited Xu, Lingyan (SFC:ARI518) 徐凌艷 -Rep 2024-02-14 2025-03-19
500 MIGHTY DIVINE SECURITIES LIMITED   -Rep 2024-02-14 2025-03-19
501 Minority Asset Management Limited Duan, Chengyu 段成钰 +Rep 2024-02-09
502 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Lam, Kin Wing Mitchell 林健榮 +Rep 2024-02-14
503   Shao, Junyan 邵俊彥 +Rep 2024-02-06
504   Sung, Siu Chung 宋紹聰 +Rep 2024-02-14
505 Mirae Asset Securities (HK) Limited Narang, Radhika -Rep 2024-02-06 2024-08-25
506 MIZUHO SECURITIES ASIA LIMITED Ho, Cho Ming Jonathan 何祖銘 +Rep 2024-02-09
507   Lee, Michele Soo Lin +Rep 2024-02-05
508   Tang, Bo Wei +Rep 2024-02-05
509 MOELIS & COMPANY ASIA LIMITED Chhoa, Catherine 蔡嘉雯 -Rep 2021-11-16 2024-02-05
510 Morgan Stanley Asia Limited Baxter, Melinda Kate -Rep 2024-01-30 2024-02-02
511   Carpenter, Seth Bernard -Rep 2024-02-02 2024-02-07
512   Chen, Anxue 陳安雪 -Rep 2017-06-22 2024-02-15
513   Chen, Long (SFC:BUQ478) -Rep 2024-02-05 2024-02-09
514   Chen, Yijia (SFC:BUQ798) 陈亦珈 -Rep 2024-02-05 2024-07-10
515   Giuffrida, Daniel Bruno -Rep 2024-02-02 2024-02-07
516   Ip, Wai Kei Vickie 葉慧琦 -Rep 2024-02-05 2024-02-16
517   Iwao, Yohei -Rep 2017-08-04 2024-02-09
518   Tsu-Jones, Beatrice Josephine -Rep 2024-02-02 2024-02-07
519   Xu, Kuan 许宽 -Rep 2024-01-29 2024-02-09
520   Yuen, Kai Hang 袁啟恆 -Rep 2005-09-08 2024-02-05
521 Morgan Stanley Hong Kong Securities Limited Iwao, Yohei -Rep 2017-08-04 2024-02-09
522   Watanabe, Naoki (SFC:AQD803) +Rep 2024-02-05
523   Xu, Kuan 许宽 -Rep 2024-01-29 2024-02-09
524   Yuen, Kai Hang 袁啟恆 -Rep 2010-12-06 2024-02-05
525 MUFG Securities Asia Limited Li, Hanrui (SFC:BUL650) 李涵睿 -Rep 2024-01-05 2024-02-08
526 MYM CAPITAL PARTNERS LIMITED Ho, Regina Suet Li -Rep 2021-03-04 2024-02-09
527 NAN FUNG TRINITY (HK) LIMITED Suen, Kei Hau Vince 孫凱豪 +Rep 2024-02-15
528 NATIONAL RESOURCES SECURITIES LIMITED So, Mei Mei 蘇美媚 -Rep 2024-02-01
529 NATIXIS ASIA LIMITED Guez, Ilane Yonathan Pierre +Rep 2024-02-01
530   Prada, Nicolas Marie Oloufemi -Rep 2024-02-05 2024-12-20
531 Neo-Criterion Capital Limited Xu, Qing (SFC:BCS290) 徐慶 +Rep 2024-02-05
532 New China Asset Management (Hong Kong) Limited Gong, Junan 龚俊安 -Rep 2023-11-14 2024-02-01
533 New Harvest Wealth Securities Company Limited Weng, Yangyang 翁楊陽 -Rep 2024-02-01 2024-04-10
534   Yu, Shuk Mei 余淑美 -Rep 2017-09-11 2024-02-09
535 NOMURA INTERNATIONAL (HONG KONG) LIMITED Bian, Min 卞旻 -Rep 2024-02-05 2024-02-09
536   Lau, Ka Ying (SFC:BRQ948) 劉嘉瑩 -Rep 2021-09-15 2024-02-09
537   Lowe, Thomas James (SFC:BUC286) -Rep 2024-02-01 2024-02-09
538   Nabor, Miguel Carlo Palad -Rep 2024-02-14 2024-02-27
539   Sin, Connie Hong Yee 冼康怡 +Rep 2024-02-05
540   Tan, Kah Bee -Rep 2017-08-30 2024-02-07
541   Vasseur, Gael Robin Carl +Rep 2024-02-06
542 Novel Wealth Management Limited So, Tsz Him (SFC:BUL824) 蘇子謙 -Rep 2024-02-01 2024-09-23
543 Nuveen Hong Kong Limited Hui, Shing Hon 許承瀚 +Rep 2024-02-01
544 Olive Asset Management (Hong Kong) Limited Yin, Hao (SFC:BUN757) 尹顥 -Rep 2024-02-05 2024-03-21
545 ONE CHINA SECURITIES LIMITED Leung, Peter (SFC:AJB955) 梁紹基 -Rep 2015-10-20 2024-02-01
546 One Heritage Capital Management Limited Au, Kwan Lok 歐君樂 -RO 2020-05-12 2024-02-08
547     -Rep 2024-02-08 2024-03-13
548   Choi, Jimmy Ka Yin 蔡家賢 -Rep 2024-02-14 2024-05-01
549 OnePlatform Asset Management Limited Chan, Pui Tat (SFC:BBQ616) 陳沛達 -Rep 2013-08-21 2024-02-04
550   Gu, Dexian 顧德賢 -Rep 2021-07-02 2024-02-14
551   Kan, Sze Wan 簡思韻 -Rep 2006-06-03 2024-02-03
552   Lin, Weiqi (SFC:BEL818) 林瑋琦 +Rep 2024-02-08
553   Lui, Wing Kin 呂永健 -Rep 2024-02-05 2024-02-06
554   Meng, Xuancheng 孟宣成 -Rep 2015-12-07 2024-02-11
555   Sun, Pui Him 孫佩謙 -Rep 2024-02-05
556 Open Asset Management Limited Fu, Weiguo 傅伟国 -Rep 2024-01-25 2024-02-09
557     -RO 2024-02-09 2025-05-31
558 Ord Minnett Hong Kong Limited Han, Andrew Jaeho -Rep 2015-07-13 2024-02-09
559     +RO 2024-02-09
560 ORIENT FUTURES (HONG KONG) LIMITED He, Chao (SFC:BDL989) 何超 -Rep 2024-02-01 2024-02-14
561     +RO 2024-02-14
562 ORIENT SECURITIES (HONG KONG) LIMITED   -Rep 2024-02-01 2024-02-14
563     +RO 2024-02-14
564 ORIENTAL PATRON SECURITIES LIMITED Yeung, See Ah 楊思雅 -Rep 2016-04-12 2024-02-01
565 ORIX Asia Asset Management Limited Liu, Chen (SFC:BUK028) 刘琛 +Rep 2024-02-07
566   Miao, Ying (SFC:BQP931) 繆盈 +Rep 2024-02-07
567   Wang, Zijie (SFC:BUH836) 王子婕 -Rep 2024-02-07 2025-02-07
568 OSL Digital Securities Limited Trench, Wayne (SFC:AQO347) -RO 2020-12-15 2024-02-01
569 P.B. Global Asset Management Limited Cheung, Foon 張歡 -Rep 2021-04-28 2024-02-08
570     +RO 2024-02-08
571 Pando Finance Limited Cheng, Chun Ching 鄭俊清 -Rep 2023-10-06 2024-02-08
572     -RO 2024-02-08 2024-06-30
573 Peakhouse Asset Management Limited Tsang, Isabella Man Shan 曾雯珊 +Rep 2024-02-05
574 Pedder Street Investment Management Limited Ho, Kwok Leung (SFC:ACV096) 何國良 -RO 2017-07-31 2024-02-02
575   Seo, Da Young 徐多榮 -Rep 2015-06-17 2024-02-02
576 PHILLIP COMMODITIES (H.K.) LIMITED Lo, Ching To 盧正韜 +Rep 2024-02-15
577 PHILLIP SECURITIES (HONG KONG) LIMITED   +Rep 2024-02-15
578 PICC Asset Management (Hong Kong) Company Limited Zhao, Kai (SFC:BQQ820) 趙凱 -Rep 2024-02-07 2025-02-28
579 Picea Oriental Investment Management Limited Xu, Bo (SFC:AYA837) 徐博 -RO 2021-12-13 2024-02-08
580 Pictet Asset Management (Hong Kong) Limited Wigley, Mary-Therese (SFC:BTF440) -Rep 2024-01-26 2024-02-02
581 PIMCO Asia Limited Browne, Erin F -Rep 2024-01-31 2024-02-01
582   Kiesel, Mark Richard -Rep 2024-01-31 2024-02-01
583 Pine Star Asset Management Limited Ding, Yi (SFC:BUH516) 丁一 -RO 2024-02-07 2024-05-30
584 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Larsen, Jonathan Christian (SFC:BQM545) -RO 2024-02-01 2024-10-16
585   Tan, Daisy (SFC:BNF821) 譚麗珊 -Rep 2021-08-04 2024-02-02
586   Wan, Shan (SFC:BTC068) 万山 -Rep 2023-04-18 2024-02-08
587     -RO 2024-02-08 2025-05-20
588 Ping An of China Capital (Hong Kong) Company Limited Shen, Zaoshi 沈造時 +Rep 2024-02-05
589 Ping An Securities (Hong Kong) Company Limited   +Rep 2024-02-05
590 Pittodrie Finance Limited Koller, Hans (SFC:AYY625) +RO 2024-02-08
591 Platina Capital Management Limited (HK) Peng, Gangfu 彭港富 -Rep 2024-02-01 2025-05-31
592 PO LEE SECURITIES LIMITED Kum, Mang Lun 甘孟麟 -Rep 2014-03-05 2024-02-01
593 Posley Asset Management Limited Lee, Ching Hung (SFC:AXX537) 李政鴻 -Rep 2024-02-01 2024-10-03
594 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED Eastlake, David Gordon -RO 2010-09-27 2024-02-02
595 Primas Asset Management Limited Pandey, Prashant (SFC:BTY103) -Rep 2023-07-18 2024-02-02
596 Protocol Asset Management (HK) Limited Jiang, Longlong 江隆隆 -Rep 2024-01-05 2024-02-06
597     -RO 2024-02-06 2024-03-29
598 Prudence Investment Management (Hong Kong) Limited Lin, Ho Ping 林和平 -Rep 2024-02-02 2024-07-04
599 Pulun International Capital Limited Tsui, Alvin Chun Ming 徐浚銘 -Rep 2023-12-08 2024-02-09
600     -RO 2024-02-09 2024-04-25
601 PV Capital (HK) Limited Liu, Bofeng (SFC:BRT129) 劉伯豐 -Rep 2021-12-01 2024-02-05
602     -RO 2024-02-05 2025-07-17
603   Wang, Zizheng (SFC:BKQ759) 王子正 -Rep 2023-09-21 2024-02-05
604     +RO 2024-02-05
605 Qantex Capital Markets Limited Abu-Ssaydeh, Rami -Rep 2024-02-08 2024-08-29
606 QuadReal HK Services Limited Murata, Yukihisa -RO 2019-04-18 2024-02-07
607 Quam Asset Management Limited (b1983-06-28) Yip, Tak Chun Timothy 葉德俊 +Rep 2024-02-05
608 Raffles Assets Management (HK) Co. Limited Li, Wen (SFC:BFJ724) 李文 -Rep 2024-02-02 2024-10-23
609 Red South Investment Management Limited Xiong, Peng (SFC:BTX909) 熊鵬 -RO 2023-09-12 2024-02-01
610 Rising Securities Limited Lai, Kuen Cheong 黎權昌 -RO 2024-02-07 2024-06-30
611   Lam, Chun Hung (SFC:BBQ739) 林駿鴻 -RO 2024-02-07 2024-07-31
612   Lin, Yi (SFC:BTU208) 林益 -RO 2024-02-07 2024-03-08
613 ROCKPOOL CAPITAL LIMITED Lim, Pei Shan Gayl 林珮珊 -Rep 2022-10-27 2024-02-04
614   Mok, King Yue Joseph 莫景喻 -Rep 2022-05-27 2024-02-01
615 RONGTONG GLOBAL INVESTMENT LIMITED Nie, Cong (SFC:BUG161) 聶聰 -Rep 2024-01-11 2024-02-02
616     +RO 2024-02-02
617 Rothschild & Co Hong Kong Limited Wang, Jiayu (SFC:BFO084) 汪佳雨 -Rep 2018-01-22 2024-02-13
618 ROUNDHOUSE PARTNERS LTD Lai, Kenneth Kin Chung 黎健聰 -RO 2024-02-02 2024-07-08
619 Samsung Asset Management (Hong Kong) Limited Chan, Chi Wai (SFC:AXI311) 陳志偉 -Rep 2021-06-24 2024-02-14
620 Sanford C. Bernstein (Hong Kong) Limited Agarwal, Rupal -Rep 2024-01-29 2024-02-02
621 SDHG International Asset Management Limited Liu, Jian (SFC:AZR740) 劉見 -Rep 2023-01-06 2024-02-10
622   Zhu, Qianlan 朱倩嵐 -Rep 2021-09-08 2024-02-10
623 SDICS International Securities (Hong Kong) Limited Liu, Hongchen (SFC:BUO417) 劉泓琛 -Rep 2024-02-08 2024-07-19
624 SG SECURITIES (HK) LIMITED Lee, Sung Bin +Rep 2024-02-05
625   Luk, Tsz Fei 陸子斐 +Rep 2024-02-02
626 SGI Capital Asset Management Limited Yeung, Ho Chun 楊皓駿 +RO 2024-02-05
627 SHENG YUAN SECURITIES LIMITED Liu, Yinzi 劉寅子 -Rep 2024-02-09 2024-07-30
628 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Xue, Renqiang 薛仁强 -Rep 2023-02-03 2024-02-04
629 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED Hu, Xuefei 胡雪飞 -Rep 2024-02-09 2025-07-16
630   Zhou, Ziyi (SFC:BSZ043) 周梓怡 +Rep 2024-02-06
631 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Ma, Jianbei 馬劍蓓 +Rep 2024-02-09
632 SHUN HENG SECURITIES LIMITED Ye, Haodi 葉浩迪 -Rep 2024-02-15 2024-02-21
633 Sino Suisse Capital (Hong Kong) Limited Yin, Lu Hsiang 殷麓翔 -Rep 2023-10-10 2024-02-07
634 Sino-Rich Securities & Futures Limited Hui, Man Yan 許文恩 -Rep 2020-09-24 2024-02-01
635 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Huang, Chu An 黃主安 +Rep 2024-02-14
636 SINOPAC SECURITIES (ASIA) LIMITED Au, Cheuk Fan 區焯凡 +Rep 2024-02-08
637   Ho, Elaine Yuen Ying 何婉盈 +Rep 2024-02-08
638   Kao, Cheng Yung 高政雍 -RO 2021-12-08 2024-02-15
639   Lun, Ka Lai 倫家禮 +Rep 2024-02-09
640   Tsui, Chiu Man 徐昭文 -Rep 2024-02-07 2024-08-30
641   Yiu, Cindy Lin Oi 姚蓮愛 +Rep 2024-02-07
642 SMBC Capital Markets (Asia) Limited Makita, Yushi -Rep 2023-06-26 2024-02-05
643     +RO 2024-02-05
644 SMBC Nikko Securities (Hong Kong) Limited Huang, Baoshu 黃宝樹 -Rep 2024-02-07 2025-01-14
645   Makino, Junichi +Rep 2024-02-14
646 Solaro Advisors Limited Wong, Siu Hang (SFC:BUP772) 黃兆恒 +Rep 2024-02-02
647 SOLID KING SECURITIES LIMITED Chiu, Tak Ying 趙德英 -Rep 2017-03-16 2024-02-01
648 Solomon Capital Management Limited (HK) Gan, Zhonghui 甘中輝 -Rep 2021-01-07 2024-02-14
649 SOUTH CHINA CAPITAL LIMITED Wong, Yat Lam (SFC:AHY120) 王逸林 -Rep 2023-12-14 2024-02-07
650     +RO 2024-02-07
651 South China Investment Management Limited Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
652 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
653 SOUTH CHINA SECURITIES LIMITED   -Rep 2024-02-01 2024-05-08
654   Wong, Yat Lam (SFC:AHY120) 王逸林 -Rep 2023-12-14 2024-02-07
655     +RO 2024-02-07
656 SPDB International Capital Limited Xie, Fan (SFC:BBJ699) 謝凡 -Rep 2024-02-09 2024-03-14
657   Zhao, Baoming (SFC:BNZ230) 趙宝明 -Rep 2019-01-10 2024-02-01
658 SPDB International Securities Limited Teng, Wantong 滕宛彤 +Rep 2024-02-08
659   Zhao, Baoming (SFC:BNZ230) 趙宝明 -Rep 2021-12-08 2024-02-01
660 SPIC Asset Management (Hong Kong) Company Limited Wu, Yingshi 吳應時 -Rep 2024-02-01 2024-03-25
661 Sprout Asset Management (Asia) Limited Yeung, Chun Yu (SFC:BGC808) 楊鎮宇 -Rep 2021-12-03 2024-02-01
662 St. James's Place (Hong Kong) Limited Leigh, Anthony Ronald 李東尼 -Rep 2018-10-18 2024-02-09
663 Stonepeak (Hong Kong) Limited Ono, Yasuhiro -Rep 2021-03-16 2024-02-01
664 Success Securities Limited Ip, Hoi Yeung 葉開陽 -Rep 2017-07-14 2024-02-01
665 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Md Isa, Mohd Najman Bin -Rep 2019-10-01 2024-02-09
666 Surich Asset Management Limited Chan, William Hon Kei 陳漢基 -Rep 2024-02-06 2025-02-26
667 SUSQUEHANNA HONG KONG LIMITED Chan, Ka Yan (SFC:BLU966) 陳家欣 -Rep 2018-01-31 2024-02-11
668   Doughan, Gavin Paul -RO 2013-06-28 2024-02-04
669 T. Rowe Price Hong Kong Limited Lee, Tsz Wai (SFC:AYT809) 李芷慧 +Rep 2024-02-15
670 T.F.S. Derivatives HK Limited Bordes, Stanislas Frederic Pascal +Rep 2024-02-15
671 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Cheung, Kam Hung (SFC:AJE683) 張感鴻 +Rep 2024-02-05
672   Lai, Yuou 赖宇鸥 +Rep 2024-02-02
673   Liu, Enyu (SFC:BQV611) 劉恩予 -Rep 2024-02-05 2025-07-25
674 Taiping Securities (HK) Co Limited Lau, Yim Fong (SFC:AEA626) 劉艷芳 -Rep 2007-06-26 2024-02-01
675 Telecom King Securities Limited Lai, Fion Man Hei 黎文希 -Rep 2016-09-13 2024-02-09
676   Ng, Chun Yee 吳振義 -Rep 2011-06-28 2024-02-09
677   Wong, Pui Man (SFC:AQA166) 黃佩雯 -Rep 2007-11-21 2024-02-09
678 TEN ASSET MANAGEMENT LIMITED Tong, Wei (SFC:AQM399) 佟巍 -Rep 2024-02-08 2024-04-30
679 TFI Asset Management Limited Zeng, Jiaqi (SFC:BUF341) 曾嘉祺 -Rep 2023-10-10 2024-02-14
680 TFI Capital Limited Han, Bosong 韓博松 -Rep 2023-09-20 2024-02-14
681 TFI Securities and Futures Limited Lin, Yidan (SFC:BUQ271) 林逸丹 -Rep 2024-02-15 2024-09-18
682 Theia Securities Limited Choy, Sze Wai (SFC:BDM840) 蔡思慧 -Rep 2024-02-08 2025-03-04
683 Tiger Brokers (HK) Global Limited Huang, Keying 黃珂莹 +Rep 2024-02-08
684 TOPAZ CAPITAL MANAGEMENT LIMITED Mak, Ka Hei 麥嘉熹 -Rep 2024-02-14 2025-07-08
685 Topaz Financial Group Limited   -Rep 2024-02-14 2025-07-08
686 Torq Capital Management (HK) Limited Cherian, Josh -Rep 2016-11-16 2024-02-15
687 Tyric Capital Limited Chan, Wai Lam (SFC:AYC499) 陳緯霖 -Rep 2024-02-09 2024-02-23
688 UBS Asset Management (Hong Kong) Limited Banz, Sascha Peter -Rep 2024-02-14 2025-08-20
689   Elegante, Joseph Robert -Rep 2024-01-29 2024-02-01
690   Friel, Stephen Robert -Rep 2024-01-26 2024-02-02
691   Mowat, John George (SFC:BOD742) -Rep 2024-01-26 2024-02-02
692     -Rep 2024-02-05 2024-02-07
693   Watanabe, Hajime (SFC:BOD974) -Rep 2024-02-05 2024-02-07
694   Williams, Paul Barry (SFC:BUD417) -Rep 2024-01-26 2024-02-01
695     -Rep 2024-02-05 2024-02-07
696 UBS SECURITIES ASIA LIMITED Allen, Thomas James (SFC:BTL131) -Rep 2024-02-05 2024-02-09
697   Barba, Romain Pierre Dragoslav -Rep 2024-02-05 2024-02-08
698   Bodor, Thomas -Rep 2024-01-26 2024-02-01
699   Cho, Yunhaeng -Rep 2024-01-30 2024-02-05
700   Cousins, Shaun Robert -Rep 2024-02-06 2024-02-12
701   Ihara, Rei +Rep 2024-02-14
702   Moriya, Nozomi +Rep 2024-02-06
703   Ping, Fan (SFC:BOR749) 平凡 -Rep 2023-08-07 2024-02-01
704   Rustagi, Amit -Rep 2024-01-30 2024-02-05
705   Shenk, Scott Martin -Rep 2024-01-24 2024-02-02
706   Tan, Yew Kiat -Rep 2024-01-29 2024-02-02
707   Wu, Kuang-Ming (SFC:BSZ207) 武廣明 -Rep 2023-05-31 2024-02-14
708   Yuan, Zhi Cheng 袁志成 -Rep 2023-08-09 2024-02-07
709   Zhu, Yifan (SFC:BUQ733) 朱亦凡 +Rep 2024-02-09
710 UBS SECURITIES HONG KONG LIMITED Barba, Romain Pierre Dragoslav -Rep 2024-02-05 2024-02-08
711   Bi, Xuewen 畢學文 -Rep 2016-12-19 2024-02-09
712   Chu, Allan Tat Chee 朱達之 -Rep 2023-10-30 2024-02-06
713     +RO 2024-02-06
714   Liu, Xiaobing (SFC:BUQ408) 刘晓冰 +Rep 2024-02-06
715   Meng, Jie (SFC:BUQ417) 孟洁 +Rep 2024-02-06
716   Shenk, Scott Martin -Rep 2024-01-24 2024-02-02
717 UNICORN SECURITIES COMPANY LIMITED Duan, Yanni 段燕妮 -Rep 2024-02-01 2024-10-17
718 UOB KAY HIAN (HONG KONG) LIMITED Chan, Emily Yee Mee 陳綺薇 -Rep 2024-02-14 2024-08-30
719   Lui, Chung Ting 呂仲庭 +Rep 2024-02-14
720   Tong, King Hong 唐景匡 -Rep 2024-02-07 2024-04-03
721 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Lui, Chung Ting 呂仲庭 +Rep 2024-02-14
722 uSmart Securities Limited Dong, Tiantian (SFC:BUO669) 董天天 +Rep 2024-02-15
723   Hung, Ka Wing Jimson 洪嘉榮 -RO 2023-09-12 2024-02-14
724 Valliance Asset Management Limited Wang, Ke (SFC:BNU853) 王珂 +Rep 2024-02-05
725 VALUABLE ASSET MANAGEMENT LIMITED Li, Yanan (SFC:BLY502) 李亞男 -Rep 2022-05-26 2024-02-09
726 VALUABLE CAPITAL LIMITED Chan, Po Yi (SFC:BQQ373) 陳寶怡 -Rep 2021-01-13 2024-02-01
727   Wu, Zishan (SFC:APU807) 吳紫珊 -Rep 2021-08-18 2024-02-08
728 Vantage Capital Markets HK Limited Bosse, Hugo Jean Miroslav -Rep 2024-02-07 2024-05-22
729 Venture Smart Asia Limited Wong, Sze Wai (SFC:BNG365) 黃詩惠 -Rep 2022-05-20 2024-02-04
730 Victoria Harbour Securities International Limited Kaan, Saik Kong Thomas 簡錫光 -RO 2019-02-28 2024-02-06
731 VMS Asset Management Limited Lee, Chun Yin (SFC:BMD849) 李俊彥 -Rep 2023-06-23 2024-02-08
732   Ye, Zixin Susie 叶梓昕 -Rep 2022-07-05 2024-02-03
733 VMS Securities Limited Lee, Chun Yin (SFC:BMD849) 李俊彥 -Rep 2023-06-23 2024-02-08
734   Ye, Zixin Susie 叶梓昕 -Rep 2021-05-28 2024-02-03
735 Vontobel (Hong Kong) Limited Lee, Man Hon (SFC:AVC108) 李文瀚 -Rep 2021-11-15 2024-02-14
736     +RO 2024-02-14
737 VSFG Asset Management Limited Lee, Yu Chuan -Rep 2023-12-19 2024-02-08
738     -RO 2024-02-08 2024-04-30
739 Wealth Harbour Investment & Management Co., Limited Yau, Yuet Hang 邱悅珩 -Rep 2024-02-02 2024-06-10
740 Wealth Management Cube Limited Wong, Chun Sing (SFC:BTY205) 黃俊昇 -Rep 2023-08-03 2024-02-03
741 WealthQuay Asset Management Limited Lee, Cheuk Ho (SFC:BSF240) 李爵豪 -Rep 2022-04-04 2024-02-14
742 Well Link International Securities Limited Chan, Kwok Kei (SFC:ARG539) 陳國基 -Rep 2023-12-11 2024-02-02
743     +RO 2024-02-02
744 Wellington Management Hong Kong Limited (b2003-01-02) Bhalla, Sumeet Kumar -Rep 2022-06-30 2024-02-09
745   Bi, Wenwen 毕文雯 -Rep 2024-01-19 2024-02-08
746   Edgeworth, Gillian Mary -Rep 2024-02-01 2024-02-06
747 WinSmart Investment Management Limited Liou, Wei Jei 劉緯婕 -Rep 2024-02-06 2024-02-16
748 Wolf Vest Capital Management Limited Ko, Oi Na 高愛娜 -RO 2024-02-02 2024-09-06
749   Yuan, Guoming 袁國茗 -RO 2024-02-02 2024-09-20
750 WRise Wealth Management (Hong Kong) Limited Cheng, Binqian 程彬倩 +Rep 2024-02-07
751 XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Chen, Yilan (SFC:BRI101) 陳一覽 +Rep 2024-02-01
752 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED   +Rep 2024-02-01
753 XinKong International Asset Management Limited Han, Jiandong 韓建棟 -Rep 2021-08-06 2024-02-15
754 XinKong International Securities Limited   -Rep 2021-08-06 2024-02-15
755 XTransfer Financial Services (HK) Limited Dai, Rui (SFC:BLT517) 戴銳 -Rep 2023-12-19 2024-02-01
756     +RO 2024-02-01
757 XY Asset Management Limited Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 -RO 2023-04-19 2024-02-05
758 Yiyi Capital Limited Cui, Junpei 崔峻裴 +Rep 2024-02-07
759 Yuanta Securities (Hong Kong) Company Limited Wong, Wai Wan (SFC:BHD770) 王慧雲 -Rep 2018-03-21 2024-02-14
760 YUE KUN RESEARCH LIMITED Choi, Ting Hang Freddie 蔡天恒 -Rep 2019-09-12 2024-02-07
761     +RO 2024-02-07
762 Yunrui Asset Management Limited Wang, Rui (SFC:BSZ654) 王瑞 -Rep 2024-02-05 2024-08-20
763 Yunrui Securities Limited   -Rep 2024-02-05 2024-08-20
764 Zhanlin Securities Limited Zhan, Botao 詹博淘 -Rep 2024-01-19 2024-02-07
765     -RO 2024-02-07 2024-08-31
766 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Jiang, Shuang (SFC:BSF659) +Rep 2024-02-02
767   Lin, Yingying (SFC:BST634) 林莹莹 -Rep 2022-08-15 2024-02-08
768 Zhong Yang Capital Limited Ng, Fanny Tak Lin 吳德蓮 -Rep 2024-02-09 2024-02-22
769 Zhong Yang Securities Limited   -Rep 2024-02-09 2024-02-22
770 Zhonghui International Securities Limited Lei, Zhongren 雷忠仁 -RO 2022-07-29 2024-02-11
771 ZHONGTAI INTERNATIONAL FUTURES LIMITED Kong, Andy Pak Yong 江泊融 -Rep 2021-12-07 2024-02-11
772 ZHONGTAI INTERNATIONAL SECURITIES LIMITED   -Rep 2021-12-07 2024-02-11
773   Lin, Xinye 林芯叶 -Rep 2021-11-10 2024-02-14
774 ZIJING ASSET MANAGEMENT LIMITED Lin, Chii-Horng 林啟弘 -RO 2022-03-29 2024-02-09
775 ZQ Capital Hong Kong Limited Ng, Gabriel Ka Pui 吳家培 -RO 2020-02-07 2024-02-07
776   Yu, Andrew Chi Chiu 余志超 -RO 2019-07-12 2024-02-01
777 ZUNDIAO SECURITIES LIMITED Choy, Tau Man 蔡斗民 -RO 2020-05-25 2024-02-05

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