CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 興證國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-28 13 70 83 84.34%
2024-12-31 13 84 97 86.60%
2023-12-31 11 85 96 88.54%
2022-12-31 11 70 81 86.42%
2021-12-31 14 73 87 83.91%
2020-12-31 11 93 104 89.42%
2019-12-31 14 140 154 90.91%
2018-12-31 12 142 154 92.21%
2017-12-31 11 129 140 92.14%
2016-12-31 9 104 113 92.04%
2015-12-31 8 87 95 91.58%
2014-12-31 3 26 29 89.66%
2013-12-31 3 9 12 75.00%
2012-12-31 3 12 15 80.00%
2011-12-31 0 0 0 0.00%

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