CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 興證國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2025-09-28 | 13 | 70 | 83 | 84.34% |
2024-12-31 | 13 | 84 | 97 | 86.60% |
2023-12-31 | 11 | 85 | 96 | 88.54% |
2022-12-31 | 11 | 70 | 81 | 86.42% |
2021-12-31 | 14 | 73 | 87 | 83.91% |
2020-12-31 | 11 | 93 | 104 | 89.42% |
2019-12-31 | 14 | 140 | 154 | 90.91% |
2018-12-31 | 12 | 142 | 154 | 92.21% |
2017-12-31 | 11 | 129 | 140 | 92.14% |
2016-12-31 | 9 | 104 | 113 | 92.04% |
2015-12-31 | 8 | 87 | 95 | 91.58% |
2014-12-31 | 3 | 26 | 29 | 89.66% |
2013-12-31 | 3 | 9 | 12 | 75.00% |
2012-12-31 | 3 | 12 | 15 | 80.00% |
2011-12-31 | 0 | 0 | 0 | 0.00% |
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