CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 興證國際證券有限公司

SFC fines Mr Wu Hon Cheung HK$50k
SFC, 9-Jan-2018
Mr Wu failed to record voice instructions on a recorder, and failed to record order details in a manual trade blotter. He has since moved on from Sun Hung Kai Securities to China Industrial Securities.
Chairman Lam Ching Kui moves 45.68% of Wai Chun Mining (0660) from China Industrial Securities to Standard Chartered
The move on 22-Dec-2017 comes just 14 days after moving the same amount in the opposite direction. Perhaps there was a 2-week loan secured against the shares. (26-Dec-2017)
Chairman Lam Ching Kui moves 45.68% of Wai Chun Mining (0660) from Standard Chartered to China Industrial Securities on 8-Dec-2017
 (9-Dec-2017)

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