EMPEROR SECURITIES LIMITED (HK) 英皇證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 10 | 90 | 100 | 90.00% |
| 2024-12-31 | 10 | 106 | 116 | 91.38% |
| 2023-12-31 | 11 | 110 | 121 | 90.91% |
| 2022-12-31 | 8 | 102 | 110 | 92.73% |
| 2021-12-31 | 6 | 111 | 117 | 94.87% |
| 2020-12-31 | 7 | 102 | 109 | 93.58% |
| 2019-12-31 | 7 | 109 | 116 | 93.97% |
| 2018-12-31 | 7 | 132 | 139 | 94.96% |
| 2017-12-31 | 7 | 151 | 158 | 95.57% |
| 2016-12-31 | 9 | 160 | 169 | 94.67% |
| 2015-12-31 | 9 | 157 | 166 | 94.58% |
| 2014-12-31 | 9 | 161 | 170 | 94.71% |
| 2013-12-31 | 10 | 164 | 174 | 94.25% |
| 2012-12-31 | 6 | 164 | 170 | 96.47% |
| 2011-12-31 | 6 | 158 | 164 | 96.34% |
| 2010-12-31 | 6 | 164 | 170 | 96.47% |
| 2009-12-31 | 7 | 209 | 216 | 96.76% |
| 2008-12-31 | 8 | 164 | 172 | 95.35% |
| 2007-12-31 | 5 | 91 | 96 | 94.79% |
| 2006-12-31 | 6 | 55 | 61 | 90.16% |
| 2005-12-31 | 4 | 55 | 59 | 93.22% |
| 2004-12-31 | 5 | 48 | 53 | 90.57% |
| 2003-12-31 | 5 | 54 | 59 | 91.53% |
| 2003-03-31 | 3 | 60 | 63 | 95.24% |
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