BOCI SECURITIES LIMITED 中銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 26 | 282 | 308 | 91.56% |
| 2024-12-31 | 15 | 295 | 310 | 95.16% |
| 2023-12-31 | 13 | 316 | 329 | 96.05% |
| 2022-12-31 | 11 | 329 | 340 | 96.76% |
| 2021-12-31 | 15 | 354 | 369 | 95.93% |
| 2020-12-31 | 14 | 331 | 345 | 95.94% |
| 2019-12-31 | 14 | 323 | 337 | 95.85% |
| 2018-12-31 | 15 | 337 | 352 | 95.74% |
| 2017-12-31 | 17 | 365 | 382 | 95.55% |
| 2016-12-31 | 19 | 392 | 411 | 95.38% |
| 2015-12-31 | 20 | 414 | 434 | 95.39% |
| 2014-12-31 | 19 | 413 | 432 | 95.60% |
| 2013-12-31 | 18 | 392 | 410 | 95.61% |
| 2012-12-31 | 13 | 374 | 387 | 96.64% |
| 2011-12-31 | 13 | 352 | 365 | 96.44% |
| 2010-12-31 | 16 | 318 | 334 | 95.21% |
| 2009-12-31 | 12 | 289 | 301 | 96.01% |
| 2008-12-31 | 11 | 262 | 273 | 95.97% |
| 2007-12-31 | 10 | 213 | 223 | 95.52% |
| 2006-12-31 | 8 | 130 | 138 | 94.20% |
| 2005-12-31 | 7 | 127 | 134 | 94.78% |
| 2004-12-31 | 8 | 112 | 120 | 93.33% |
| 2003-12-31 | 4 | 62 | 66 | 93.94% |
| 2003-03-31 | 5 | 70 | 75 | 93.33% |
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