BOCI SECURITIES LIMITED 中銀國際證券有限公司

Alleged hacked BOCI account explains Pa Shun Pharma (0574) surge
A Cyberport-based investment company alleges that an unauthorised person logged into its BOCI account and bought up 4.92% of PSP at an average 36% above the previous day's close, draining its account of about HK$37.7m. The SFC has today commenced a general cybersecurity review on brokers' systems after 16 incidents in the last 12 months involving over HK$100m. (13-Oct-2016)
SFC fines Lui Chi Hang, ex-ABN Amro, now at BOCI, HK$300k
SFC, 6-Jan-2016
SFC bans Fa Kwan Lun, ex-BOCI, for 12 months
SFC, 7-Jul-2014
For dealing through his mother-in-law's account and passing client funds through his personal bank account.
SFC suspends Chen Chi Hing for 8 months
SFC, 31-Oct-2013
SFC fines BOCI Securities Ltd HK$3m for abusing client assets
SFC, 18-Feb-2009
SFC suspends Ms Tau Ling Ling for 11 weeks for unauthorised trading
SFC, 28-Sep-2006

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