Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 47 | 730 | 777 | 93.95% |
| 2024-12-31 | 55 | 728 | 783 | 92.98% |
| 2023-12-31 | 50 | 950 | 1000 | 95.00% |
| 2022-12-31 | 62 | 969 | 1031 | 93.99% |
| 2021-12-31 | 53 | 976 | 1029 | 94.85% |
| 2020-12-31 | 48 | 939 | 987 | 95.14% |
| 2019-12-31 | 41 | 923 | 964 | 95.75% |
| 2018-12-31 | 43 | 938 | 981 | 95.62% |
| 2017-12-31 | 36 | 905 | 941 | 96.17% |
| 2016-12-31 | 32 | 910 | 942 | 96.60% |
| 2015-12-31 | 34 | 954 | 988 | 96.56% |
| 2014-12-31 | 36 | 916 | 952 | 96.22% |
| 2013-12-31 | 32 | 901 | 933 | 96.57% |
| 2012-12-31 | 34 | 965 | 999 | 96.60% |
| 2011-12-31 | 29 | 1267 | 1296 | 97.76% |
| 2010-12-31 | 25 | 1164 | 1189 | 97.90% |
| 2009-12-31 | 18 | 1018 | 1036 | 98.26% |
| 2008-12-31 | 20 | 1032 | 1052 | 98.10% |
| 2007-12-31 | 19 | 1011 | 1030 | 98.16% |
| 2006-12-31 | 16 | 745 | 761 | 97.90% |
| 2005-12-31 | 14 | 586 | 600 | 97.67% |
| 2004-12-31 | 14 | 483 | 497 | 97.18% |
| 2003-12-31 | 15 | 376 | 391 | 96.16% |
| 2003-03-31 | 7 | 369 | 376 | 98.14% |
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