SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 11 | 48 | 59 | 81.36% |
| 2024-12-31 | 11 | 52 | 63 | 82.54% |
| 2023-12-31 | 9 | 48 | 57 | 84.21% |
| 2022-12-31 | 8 | 51 | 59 | 86.44% |
| 2021-12-31 | 8 | 58 | 66 | 87.88% |
| 2020-12-31 | 8 | 61 | 69 | 88.41% |
| 2019-12-31 | 10 | 59 | 69 | 85.51% |
| 2018-12-31 | 10 | 57 | 67 | 85.07% |
| 2017-12-31 | 4 | 52 | 56 | 92.86% |
| 2016-12-31 | 4 | 49 | 53 | 92.45% |
| 2015-12-31 | 3 | 46 | 49 | 93.88% |
| 2014-12-31 | 3 | 44 | 47 | 93.62% |
| 2013-12-31 | 3 | 44 | 47 | 93.62% |
| 2012-12-31 | 3 | 41 | 44 | 93.18% |
| 2011-12-31 | 2 | 35 | 37 | 94.59% |
| 2010-12-31 | 2 | 30 | 32 | 93.75% |
| 2009-12-31 | 2 | 31 | 33 | 93.94% |
| 2008-12-31 | 3 | 26 | 29 | 89.66% |
| 2007-12-31 | 4 | 14 | 18 | 77.78% |
| 2006-12-31 | 4 | 12 | 16 | 75.00% |
| 2005-12-31 | 3 | 11 | 14 | 78.57% |
| 2004-12-31 | 2 | 9 | 11 | 81.82% |
| 2003-12-31 | 3 | 10 | 13 | 76.92% |
| 2003-03-31 | 3 | 18 | 21 | 85.71% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy