Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 22 | 408 | 430 | 94.88% |
| 2024-12-31 | 26 | 393 | 419 | 93.79% |
| 2023-12-31 | 20 | 439 | 459 | 95.64% |
| 2022-12-31 | 20 | 507 | 527 | 96.20% |
| 2021-12-31 | 19 | 517 | 536 | 96.46% |
| 2020-12-31 | 17 | 497 | 514 | 96.69% |
| 2019-12-31 | 17 | 485 | 502 | 96.61% |
| 2018-12-31 | 16 | 494 | 510 | 96.86% |
| 2017-12-31 | 15 | 478 | 493 | 96.96% |
| 2016-12-31 | 19 | 473 | 492 | 96.14% |
| 2015-12-31 | 20 | 511 | 531 | 96.23% |
| 2014-12-31 | 20 | 543 | 563 | 96.45% |
| 2013-12-31 | 19 | 563 | 582 | 96.74% |
| 2012-12-31 | 18 | 602 | 620 | 97.10% |
| 2011-12-31 | 20 | 634 | 654 | 96.94% |
| 2010-12-31 | 19 | 575 | 594 | 96.80% |
| 2009-12-31 | 21 | 521 | 542 | 96.13% |
| 2008-12-31 | 20 | 418 | 438 | 95.43% |
| 2007-12-31 | 21 | 503 | 524 | 95.99% |
| 2006-12-31 | 13 | 434 | 447 | 97.09% |
| 2005-12-31 | 14 | 362 | 376 | 96.28% |
| 2004-12-31 | 7 | 357 | 364 | 98.08% |
| 2003-12-31 | 6 | 294 | 300 | 98.00% |
| 2003-03-31 | 7 | 274 | 281 | 97.51% |
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