CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 22 | 188 | 210 | 89.52% |
| 2024-12-31 | 19 | 153 | 172 | 88.95% |
| 2023-12-31 | 19 | 152 | 171 | 88.89% |
| 2022-12-31 | 18 | 166 | 184 | 90.22% |
| 2021-12-31 | 16 | 163 | 179 | 91.06% |
| 2020-12-31 | 12 | 117 | 129 | 90.70% |
| 2019-12-31 | 13 | 104 | 117 | 88.89% |
| 2018-12-31 | 9 | 111 | 120 | 92.50% |
| 2017-12-31 | 13 | 128 | 141 | 90.78% |
| 2016-12-31 | 14 | 146 | 160 | 91.25% |
| 2015-12-31 | 11 | 133 | 144 | 92.36% |
| 2014-12-31 | 13 | 110 | 123 | 89.43% |
| 2013-12-31 | 12 | 116 | 128 | 90.63% |
| 2012-12-31 | 12 | 105 | 117 | 89.74% |
| 2011-12-31 | 12 | 110 | 122 | 90.16% |
| 2010-12-31 | 8 | 105 | 113 | 92.92% |
| 2009-12-31 | 5 | 92 | 97 | 94.85% |
| 2008-12-31 | 5 | 67 | 72 | 93.06% |
| 2007-12-31 | 4 | 61 | 65 | 93.85% |
| 2006-12-31 | 3 | 44 | 47 | 93.62% |
| 2005-12-31 | 3 | 32 | 35 | 91.43% |
| 2004-12-31 | 3 | 32 | 35 | 91.43% |
| 2003-12-31 | 2 | 32 | 34 | 94.12% |
| 2003-03-31 | 1 | 34 | 35 | 97.14% |
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