CAITONG INTERNATIONAL SECURITIES CO., LIMITED 財通國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 5 | 24 | 29 | 82.76% |
| 2024-12-31 | 5 | 22 | 27 | 81.48% |
| 2023-12-31 | 2 | 25 | 27 | 92.59% |
| 2022-12-31 | 3 | 26 | 29 | 89.66% |
| 2021-12-31 | 4 | 25 | 29 | 86.21% |
| 2020-12-31 | 3 | 30 | 33 | 90.91% |
| 2019-12-31 | 4 | 29 | 33 | 87.88% |
| 2018-12-31 | 3 | 33 | 36 | 91.67% |
| 2017-12-31 | 4 | 43 | 47 | 91.49% |
| 2016-12-31 | 4 | 36 | 40 | 90.00% |
| 2015-12-31 | 3 | 25 | 28 | 89.29% |
| 2014-12-31 | 3 | 6 | 9 | 66.67% |
| 2013-12-31 | 4 | 7 | 11 | 63.64% |
| 2012-12-31 | 3 | 4 | 7 | 57.14% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
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