SFC fines Lau Ki Fung, ex-KGI Asia, HK$80k for failure to keep order records
SFC, 12-Jun-2018
He is now a representative of Caitong International Securities.

• Orgs
  • KGI ASIA LIMITED
• People
  • Lau, Ki Fung (SFC:AGL950) 劉奇峯

SFC freezes certain brokerage accounts, suspects manipulation of GME (8188) on listing day | CCASS movements
SFC, 30-Aug-2017
The Webb-site CCASS Analysis System shows the net movements of stock on T+2, with Yunata and Caitong showing the largest increase, and Pacific Foundation (the Lead Manager of the IPO) the largest decrease in positions.

• Orgs
  • GAOYU SECURITIES LIMITED
  • GME GROUP HOLDINGS LIMITED (KY)
  • Yuanta Securities (Hong Kong) Company Limited