MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 8 | 66 | 74 | 89.19% |
| 2024-12-31 | 6 | 64 | 70 | 91.43% |
| 2023-12-31 | 6 | 55 | 61 | 90.16% |
| 2022-12-31 | 6 | 62 | 68 | 91.18% |
| 2021-12-31 | 7 | 57 | 64 | 89.06% |
| 2020-12-31 | 6 | 57 | 63 | 90.48% |
| 2019-12-31 | 8 | 91 | 99 | 91.92% |
| 2018-12-31 | 8 | 102 | 110 | 92.73% |
| 2017-12-31 | 8 | 59 | 67 | 88.06% |
| 2016-12-31 | 8 | 46 | 54 | 85.19% |
| 2015-12-31 | 8 | 46 | 54 | 85.19% |
| 2014-12-31 | 7 | 53 | 60 | 88.33% |
| 2013-12-31 | 7 | 49 | 56 | 87.50% |
| 2012-12-31 | 8 | 40 | 48 | 83.33% |
| 2011-12-31 | 8 | 48 | 56 | 85.71% |
| 2010-12-31 | 12 | 28 | 40 | 70.00% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
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