BOCOM International Securities Limited 交銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 14 | 114 | 128 | 89.06% |
| 2024-12-31 | 16 | 106 | 122 | 86.89% |
| 2023-12-31 | 16 | 129 | 145 | 88.97% |
| 2022-12-31 | 16 | 130 | 146 | 89.04% |
| 2021-12-31 | 16 | 135 | 151 | 89.40% |
| 2020-12-31 | 11 | 137 | 148 | 92.57% |
| 2019-12-31 | 11 | 153 | 164 | 93.29% |
| 2018-12-31 | 13 | 164 | 177 | 92.66% |
| 2017-12-31 | 12 | 179 | 191 | 93.72% |
| 2016-12-31 | 12 | 190 | 202 | 94.06% |
| 2015-12-31 | 10 | 208 | 218 | 95.41% |
| 2014-12-31 | 9 | 205 | 214 | 95.79% |
| 2013-12-31 | 7 | 233 | 240 | 97.08% |
| 2012-12-31 | 8 | 261 | 269 | 97.03% |
| 2011-12-31 | 7 | 266 | 273 | 97.44% |
| 2010-12-31 | 6 | 241 | 247 | 97.57% |
| 2009-12-31 | 5 | 175 | 180 | 97.22% |
| 2008-12-31 | 5 | 119 | 124 | 95.97% |
| 2007-12-31 | 4 | 88 | 92 | 95.65% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
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