GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 國元証券經紀(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-27 | 9 | 51 | 60 | 85.00% |
| 2024-12-31 | 9 | 47 | 56 | 83.93% |
| 2023-12-31 | 7 | 47 | 54 | 87.04% |
| 2022-12-31 | 7 | 54 | 61 | 88.52% |
| 2021-12-31 | 6 | 60 | 66 | 90.91% |
| 2020-12-31 | 6 | 68 | 74 | 91.89% |
| 2019-12-31 | 5 | 68 | 73 | 93.15% |
| 2018-12-31 | 4 | 69 | 73 | 94.52% |
| 2017-12-31 | 3 | 74 | 77 | 96.10% |
| 2016-12-31 | 4 | 77 | 81 | 95.06% |
| 2015-12-31 | 4 | 66 | 70 | 94.29% |
| 2014-12-31 | 3 | 63 | 66 | 95.45% |
| 2013-12-31 | 4 | 42 | 46 | 91.30% |
| 2012-12-31 | 3 | 28 | 31 | 90.32% |
| 2011-12-31 | 2 | 23 | 25 | 92.00% |
| 2010-12-31 | 2 | 23 | 25 | 92.00% |
| 2009-12-31 | 3 | 17 | 20 | 85.00% |
| 2008-12-31 | 2 | 12 | 14 | 85.71% |
| 2007-12-31 | 4 | 8 | 12 | 66.67% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
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