GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 國元証券經紀(香港)有限公司
SFC suspends David Hui Lam Chiu, ex-Guoyuan Securities, for 6 months
SFC, 22-May-2017
He is now accredited to SSIF Securities Ltd and SSIF Asset Management Ltd.
SFC, 22-May-2017
He is now accredited to SSIF Securities Ltd and SSIF Asset Management Ltd.
SFC fines Guoyuan Securities Brokerage (HK) Ltd HK$4.5m for breaches of AML guidelines
SFC, 5-Apr-2017
SFC, 5-Apr-2017
MMT submits reports on dealings in Sino Katalytics (now Capital VC, 2324) shares
HK Government, 17-Aug-2012
HK Government, 17-Aug-2012
Duncan Chui Tak Keung & Peter Yau Chung Hong found culpable of false trading, price-rigging & market manipulation
Market Misconduct Tribunal, 9-Jul-2012
Market Misconduct Tribunal, 9-Jul-2012
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