Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-28 | 13 | 115 | 128 | 89.84% |
| 2024-12-31 | 12 | 110 | 122 | 90.16% |
| 2023-12-31 | 12 | 102 | 114 | 89.47% |
| 2022-12-31 | 14 | 107 | 121 | 88.43% |
| 2021-12-31 | 13 | 114 | 127 | 89.76% |
| 2020-12-31 | 17 | 123 | 140 | 87.86% |
| 2019-12-31 | 16 | 135 | 151 | 89.40% |
| 2018-12-31 | 15 | 142 | 157 | 90.45% |
| 2017-12-31 | 16 | 143 | 159 | 89.94% |
| 2016-12-31 | 16 | 151 | 167 | 90.42% |
| 2015-12-31 | 11 | 124 | 135 | 91.85% |
| 2014-12-31 | 9 | 116 | 125 | 92.80% |
| 2013-12-31 | 9 | 133 | 142 | 93.66% |
| 2012-12-31 | 7 | 153 | 160 | 95.63% |
| 2011-12-31 | 4 | 20 | 24 | 83.33% |
| 2010-12-31 | 5 | 19 | 24 | 79.17% |
| 2009-12-31 | 5 | 14 | 19 | 73.68% |
| 2008-12-31 | 2 | 13 | 15 | 86.67% |
| 2007-12-31 | 2 | 4 | 6 | 66.67% |
| 2006-12-31 | 2 | 4 | 6 | 66.67% |
| 2005-12-31 | 2 | 2 | 4 | 50.00% |
| 2004-12-31 | 2 | 2 | 4 | 50.00% |
| 2003-12-31 | 1 | 3 | 4 | 75.00% |
| 2003-03-31 | 1 | 0 | 1 | 0.00% |
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