BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-27 10 106 116 91.38%
2024-12-31 10 108 118 91.53%
2023-12-31 10 125 135 92.59%
2022-12-31 8 157 165 95.15%
2021-12-31 9 147 156 94.23%
2020-12-31 10 128 138 92.75%
2019-12-31 10 136 146 93.15%
2018-12-31 10 140 150 93.33%
2017-12-31 8 134 142 94.37%
2016-12-31 6 128 134 95.52%
2015-12-31 7 136 143 95.10%
2014-12-31 7 142 149 95.30%
2013-12-31 7 133 140 95.00%
2012-12-31 9 135 144 93.75%
2011-12-31 5 128 133 96.24%
2010-12-31 4 108 112 96.43%
2009-12-31 4 102 106 96.23%
2008-12-31 4 85 89 95.51%
2007-12-31 5 63 68 92.65%
2006-12-31 5 46 51 90.20%
2005-12-31 5 41 46 89.13%
2004-12-31 5 36 41 87.80%
2003-12-31 4 49 53 92.45%
2003-03-31 5 56 61 91.80%

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