BOCI SECURITIES LIMITED 中銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-03 | 7 | 174 | 181 | 96.13% |
| 2024-12-31 | 4 | 181 | 185 | 97.84% |
| 2023-12-31 | 6 | 188 | 194 | 96.91% |
| 2022-12-31 | 7 | 194 | 201 | 96.52% |
| 2021-12-31 | 8 | 218 | 226 | 96.46% |
| 2020-12-31 | 6 | 210 | 216 | 97.22% |
| 2019-12-31 | 6 | 208 | 214 | 97.20% |
| 2018-12-31 | 7 | 226 | 233 | 97.00% |
| 2017-12-31 | 8 | 247 | 255 | 96.86% |
| 2016-12-31 | 9 | 267 | 276 | 96.74% |
| 2015-12-31 | 11 | 288 | 299 | 96.32% |
| 2014-12-31 | 13 | 287 | 300 | 95.67% |
| 2013-12-31 | 13 | 255 | 268 | 95.15% |
| 2012-12-31 | 10 | 222 | 232 | 95.69% |
| 2011-12-31 | 9 | 216 | 225 | 96.00% |
| 2010-12-31 | 9 | 188 | 197 | 95.43% |
| 2009-12-31 | 7 | 166 | 173 | 95.95% |
| 2008-12-31 | 6 | 142 | 148 | 95.95% |
| 2007-12-31 | 6 | 132 | 138 | 95.65% |
| 2006-12-31 | 6 | 93 | 99 | 93.94% |
| 2005-12-31 | 6 | 87 | 93 | 93.55% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
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