Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-04 | 9 | 163 | 172 | 94.77% |
| 2024-12-31 | 10 | 160 | 170 | 94.12% |
| 2023-12-31 | 9 | 161 | 170 | 94.71% |
| 2022-12-31 | 8 | 179 | 187 | 95.72% |
| 2021-12-31 | 10 | 203 | 213 | 95.31% |
| 2020-12-31 | 9 | 212 | 221 | 95.93% |
| 2019-12-31 | 10 | 207 | 217 | 95.39% |
| 2018-12-31 | 6 | 223 | 229 | 97.38% |
| 2017-12-31 | 2 | 220 | 222 | 99.10% |
| 2016-12-31 | 3 | 216 | 219 | 98.63% |
| 2015-12-31 | 3 | 240 | 243 | 98.77% |
| 2014-12-31 | 3 | 286 | 289 | 98.96% |
| 2013-12-31 | 3 | 281 | 284 | 98.94% |
| 2012-12-31 | 0 | 0 | 0 | 0.00% |
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