Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-03 | 6 | 70 | 76 | 92.11% |
| 2024-12-31 | 6 | 68 | 74 | 91.89% |
| 2023-12-31 | 6 | 63 | 69 | 91.30% |
| 2022-12-31 | 7 | 69 | 76 | 90.79% |
| 2021-12-31 | 6 | 71 | 77 | 92.21% |
| 2020-12-31 | 7 | 76 | 83 | 91.57% |
| 2019-12-31 | 7 | 77 | 84 | 91.67% |
| 2018-12-31 | 7 | 88 | 95 | 92.63% |
| 2017-12-31 | 5 | 94 | 99 | 94.95% |
| 2016-12-31 | 6 | 97 | 103 | 94.17% |
| 2015-12-31 | 4 | 82 | 86 | 95.35% |
| 2014-12-31 | 3 | 70 | 73 | 95.89% |
| 2013-12-31 | 3 | 75 | 78 | 96.15% |
| 2012-12-31 | 5 | 82 | 87 | 94.25% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy