BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-10-03 7 97 104 93.27%
2024-12-31 6 94 100 94.00%
2023-12-31 6 96 102 94.12%
2022-12-31 4 87 91 95.60%
2021-12-31 5 95 100 95.00%
2020-12-31 5 84 89 94.38%
2019-12-31 5 87 92 94.57%
2018-12-31 5 93 98 94.90%
2017-12-31 2 93 95 97.89%
2016-12-31 2 86 88 97.73%
2015-12-31 3 89 92 96.74%
2014-12-31 3 99 102 97.06%
2013-12-31 3 94 97 96.91%
2012-12-31 4 97 101 96.04%
2011-12-31 3 98 101 97.03%
2010-12-31 0 0 0 0.00%

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