CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 興證國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 6 | 43 | 49 | 87.76% |
| 2024-12-31 | 6 | 53 | 59 | 89.83% |
| 2023-12-31 | 6 | 54 | 60 | 90.00% |
| 2022-12-31 | 7 | 52 | 59 | 88.14% |
| 2021-12-31 | 8 | 54 | 62 | 87.10% |
| 2020-12-31 | 7 | 54 | 61 | 88.52% |
| 2019-12-31 | 10 | 60 | 70 | 85.71% |
| 2018-12-31 | 7 | 61 | 68 | 89.71% |
| 2017-12-31 | 7 | 43 | 50 | 86.00% |
| 2016-12-31 | 4 | 29 | 33 | 87.88% |
| 2015-12-31 | 3 | 17 | 20 | 85.00% |
| 2014-12-31 | 3 | 9 | 12 | 75.00% |
| 2013-12-31 | 3 | 3 | 6 | 50.00% |
| 2012-12-31 | 3 | 4 | 7 | 57.14% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy