BOCI SECURITIES LIMITED 中銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 16 | 189 | 205 | 92.20% |
| 2024-12-31 | 11 | 200 | 211 | 94.79% |
| 2023-12-31 | 12 | 193 | 205 | 94.15% |
| 2022-12-31 | 10 | 206 | 216 | 95.37% |
| 2021-12-31 | 12 | 224 | 236 | 94.92% |
| 2020-12-31 | 11 | 161 | 172 | 93.60% |
| 2019-12-31 | 11 | 134 | 145 | 92.41% |
| 2018-12-31 | 12 | 138 | 150 | 92.00% |
| 2017-12-31 | 13 | 119 | 132 | 90.15% |
| 2016-12-31 | 13 | 127 | 140 | 90.71% |
| 2015-12-31 | 13 | 131 | 144 | 90.97% |
| 2014-12-31 | 13 | 120 | 133 | 90.23% |
| 2013-12-31 | 11 | 111 | 122 | 90.98% |
| 2012-12-31 | 9 | 113 | 122 | 92.62% |
| 2011-12-31 | 10 | 87 | 97 | 89.69% |
| 2010-12-31 | 10 | 92 | 102 | 90.20% |
| 2009-12-31 | 8 | 79 | 87 | 90.80% |
| 2008-12-31 | 7 | 63 | 70 | 90.00% |
| 2007-12-31 | 6 | 40 | 46 | 86.96% |
| 2006-12-31 | 6 | 10 | 16 | 62.50% |
| 2005-12-31 | 6 | 5 | 11 | 45.45% |
| 2004-12-31 | 7 | 4 | 11 | 36.36% |
| 2003-12-31 | 1 | 43 | 44 | 97.73% |
| 2003-03-31 | 3 | 70 | 73 | 95.89% |
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