Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 16 | 229 | 245 | 93.47% |
| 2024-12-31 | 17 | 230 | 247 | 93.12% |
| 2023-12-31 | 13 | 227 | 240 | 94.58% |
| 2022-12-31 | 12 | 190 | 202 | 94.06% |
| 2021-12-31 | 13 | 192 | 205 | 93.66% |
| 2020-12-31 | 11 | 181 | 192 | 94.27% |
| 2019-12-31 | 11 | 165 | 176 | 93.75% |
| 2018-12-31 | 9 | 165 | 174 | 94.83% |
| 2017-12-31 | 8 | 148 | 156 | 94.87% |
| 2016-12-31 | 8 | 137 | 145 | 94.48% |
| 2015-12-31 | 7 | 124 | 131 | 94.66% |
| 2014-12-31 | 7 | 107 | 114 | 93.86% |
| 2013-12-31 | 8 | 107 | 115 | 93.04% |
| 2012-12-31 | 8 | 94 | 102 | 92.16% |
| 2011-12-31 | 8 | 108 | 116 | 93.10% |
| 2010-12-31 | 5 | 108 | 113 | 95.58% |
| 2009-12-31 | 4 | 100 | 104 | 96.15% |
| 2008-12-31 | 3 | 111 | 114 | 97.37% |
| 2007-12-31 | 2 | 107 | 109 | 98.17% |
| 2006-12-31 | 3 | 84 | 87 | 96.55% |
| 2005-12-31 | 3 | 59 | 62 | 95.16% |
| 2004-12-31 | 3 | 56 | 59 | 94.92% |
| 2003-12-31 | 4 | 305 | 309 | 98.71% |
| 2003-03-31 | 5 | 369 | 374 | 98.66% |
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