SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 13 | 58 | 71 | 81.69% |
| 2024-12-31 | 12 | 65 | 77 | 84.42% |
| 2023-12-31 | 10 | 61 | 71 | 85.92% |
| 2022-12-31 | 9 | 67 | 76 | 88.16% |
| 2021-12-31 | 10 | 72 | 82 | 87.80% |
| 2020-12-31 | 11 | 69 | 80 | 86.25% |
| 2019-12-31 | 13 | 68 | 81 | 83.95% |
| 2018-12-31 | 13 | 70 | 83 | 84.34% |
| 2017-12-31 | 6 | 70 | 76 | 92.11% |
| 2016-12-31 | 6 | 66 | 72 | 91.67% |
| 2015-12-31 | 4 | 61 | 65 | 93.85% |
| 2014-12-31 | 5 | 57 | 62 | 91.94% |
| 2013-12-31 | 6 | 58 | 64 | 90.63% |
| 2012-12-31 | 6 | 56 | 62 | 90.32% |
| 2011-12-31 | 5 | 51 | 56 | 91.07% |
| 2010-12-31 | 5 | 48 | 53 | 90.57% |
| 2009-12-31 | 5 | 42 | 47 | 89.36% |
| 2008-12-31 | 6 | 46 | 52 | 88.46% |
| 2007-12-31 | 4 | 38 | 42 | 90.48% |
| 2006-12-31 | 5 | 28 | 33 | 84.85% |
| 2005-12-31 | 5 | 25 | 30 | 83.33% |
| 2004-12-31 | 6 | 23 | 29 | 79.31% |
| 2003-12-31 | 6 | 23 | 29 | 79.31% |
| 2003-03-31 | 6 | 37 | 43 | 86.05% |
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