Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 5 | 92 | 97 | 94.85% |
| 2024-12-31 | 7 | 97 | 104 | 93.27% |
| 2023-12-31 | 8 | 112 | 120 | 93.33% |
| 2022-12-31 | 9 | 121 | 130 | 93.08% |
| 2021-12-31 | 8 | 129 | 137 | 94.16% |
| 2020-12-31 | 8 | 127 | 135 | 94.07% |
| 2019-12-31 | 9 | 126 | 135 | 93.33% |
| 2018-12-31 | 7 | 145 | 152 | 95.39% |
| 2017-12-31 | 5 | 137 | 142 | 96.48% |
| 2016-12-31 | 5 | 149 | 154 | 96.75% |
| 2015-12-31 | 6 | 142 | 148 | 95.95% |
| 2014-12-31 | 7 | 147 | 154 | 95.45% |
| 2013-12-31 | 6 | 144 | 150 | 96.00% |
| 2012-12-31 | 4 | 138 | 142 | 97.18% |
| 2011-12-31 | 4 | 134 | 138 | 97.10% |
| 2010-12-31 | 4 | 97 | 101 | 96.04% |
| 2009-12-31 | 3 | 94 | 97 | 96.91% |
| 2008-12-31 | 2 | 92 | 94 | 97.87% |
| 2007-12-31 | 2 | 95 | 97 | 97.94% |
| 2006-12-31 | 3 | 81 | 84 | 96.43% |
| 2005-12-31 | 5 | 64 | 69 | 92.75% |
| 2004-12-31 | 1 | 101 | 102 | 99.02% |
| 2003-12-31 | 2 | 107 | 109 | 98.17% |
| 2003-03-31 | 9 | 283 | 292 | 96.92% |
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