BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 4 | 27 | 31 | 87.10% |
| 2024-12-31 | 3 | 25 | 28 | 89.29% |
| 2023-12-31 | 4 | 9 | 13 | 69.23% |
| 2022-12-31 | 4 | 12 | 16 | 75.00% |
| 2021-12-31 | 3 | 10 | 13 | 76.92% |
| 2020-12-31 | 3 | 13 | 16 | 81.25% |
| 2019-12-31 | 3 | 15 | 18 | 83.33% |
| 2018-12-31 | 2 | 29 | 31 | 93.55% |
| 2017-12-31 | 3 | 34 | 37 | 91.89% |
| 2016-12-31 | 3 | 36 | 39 | 92.31% |
| 2015-12-31 | 4 | 62 | 66 | 93.94% |
| 2014-12-31 | 4 | 65 | 69 | 94.20% |
| 2013-12-31 | 3 | 52 | 55 | 94.55% |
| 2012-12-31 | 2 | 52 | 54 | 96.30% |
| 2011-12-31 | 2 | 50 | 52 | 96.15% |
| 2010-12-31 | 2 | 49 | 51 | 96.08% |
| 2009-12-31 | 2 | 44 | 46 | 95.65% |
| 2008-12-31 | 2 | 40 | 42 | 95.24% |
| 2007-12-31 | 3 | 36 | 39 | 92.31% |
| 2006-12-31 | 4 | 23 | 27 | 85.19% |
| 2005-12-31 | 2 | 27 | 29 | 93.10% |
| 2004-12-31 | 2 | 25 | 27 | 92.59% |
| 2003-12-31 | 4 | 67 | 71 | 94.37% |
| 2003-03-31 | 6 | 81 | 87 | 93.10% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy