Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-13 | 10 | 58 | 68 | 85.29% |
| 2023-12-31 | 9 | 54 | 63 | 85.71% |
| 2022-12-31 | 7 | 55 | 62 | 88.71% |
| 2021-12-31 | 8 | 55 | 63 | 87.30% |
| 2020-12-31 | 7 | 47 | 54 | 87.04% |
| 2019-12-31 | 6 | 41 | 47 | 87.23% |
| 2018-12-31 | 6 | 44 | 50 | 88.00% |
| 2017-12-31 | 5 | 40 | 45 | 88.89% |
| 2016-12-31 | 6 | 28 | 34 | 82.35% |
| 2015-12-31 | 6 | 31 | 37 | 83.78% |
| 2014-12-31 | 6 | 21 | 27 | 77.78% |
| 2013-12-31 | 6 | 20 | 26 | 76.92% |
| 2012-12-31 | 6 | 7 | 13 | 53.85% |
| 2011-12-31 | 6 | 10 | 16 | 62.50% |
| 2010-12-31 | 4 | 12 | 16 | 75.00% |
| 2009-12-31 | 4 | 10 | 14 | 71.43% |
| 2008-12-31 | 5 | 14 | 19 | 73.68% |
| 2007-12-31 | 4 | 20 | 24 | 83.33% |
| 2006-12-31 | 4 | 13 | 17 | 76.47% |
| 2005-12-31 | 0 | 0 | 0 | 0.00% |
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