CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-10-03 | 24 | 186 | 210 | 88.57% |
2024-09-30 | 24 | 186 | 210 | 88.57% |
2024-08-31 | 24 | 186 | 210 | 88.57% |
2024-07-31 | 24 | 182 | 206 | 88.35% |
2024-06-30 | 23 | 180 | 203 | 88.67% |
2024-05-31 | 23 | 183 | 206 | 88.83% |
2024-04-30 | 22 | 181 | 203 | 89.16% |
2024-03-31 | 21 | 181 | 202 | 89.60% |
2024-02-29 | 22 | 178 | 200 | 89.00% |
2024-01-31 | 22 | 177 | 199 | 88.94% |
2023-12-31 | 22 | 178 | 200 | 89.00% |
2023-11-30 | 23 | 181 | 204 | 88.73% |
2023-10-31 | 23 | 176 | 199 | 88.44% |
2023-09-30 | 23 | 179 | 202 | 88.61% |
2023-08-31 | 24 | 178 | 202 | 88.12% |
2023-07-31 | 25 | 183 | 208 | 87.98% |
2023-06-30 | 25 | 188 | 213 | 88.26% |
2023-05-31 | 27 | 187 | 214 | 87.38% |
2023-04-30 | 26 | 188 | 214 | 87.85% |
2023-03-31 | 25 | 188 | 213 | 88.26% |
2023-02-28 | 24 | 191 | 215 | 88.84% |
2023-01-31 | 23 | 195 | 218 | 89.45% |
2022-12-31 | 23 | 196 | 219 | 89.50% |
2022-11-30 | 23 | 201 | 224 | 89.73% |
2022-10-31 | 24 | 204 | 228 | 89.47% |
2022-09-30 | 26 | 213 | 239 | 89.12% |
2022-08-31 | 26 | 211 | 237 | 89.03% |
2022-07-31 | 26 | 209 | 235 | 88.94% |
2022-06-30 | 27 | 204 | 231 | 88.31% |
2022-05-31 | 23 | 201 | 224 | 89.73% |
2022-04-30 | 23 | 205 | 228 | 89.91% |
2022-03-31 | 23 | 209 | 232 | 90.09% |
2022-02-28 | 22 | 213 | 235 | 90.64% |
2022-01-31 | 21 | 217 | 238 | 91.18% |
2021-12-31 | 21 | 216 | 237 | 91.14% |
2021-11-30 | 18 | 217 | 235 | 92.34% |
2021-10-31 | 18 | 210 | 228 | 92.11% |
2021-09-30 | 18 | 206 | 224 | 91.96% |
2021-08-31 | 19 | 202 | 221 | 91.40% |
2021-07-31 | 19 | 201 | 220 | 91.36% |
2021-06-30 | 18 | 200 | 218 | 91.74% |
2021-05-31 | 17 | 202 | 219 | 92.24% |
2021-04-30 | 17 | 200 | 217 | 92.17% |
2021-03-31 | 16 | 187 | 203 | 92.12% |
2021-02-28 | 15 | 170 | 185 | 91.89% |
2021-01-31 | 15 | 170 | 185 | 91.89% |
2020-12-31 | 15 | 171 | 186 | 91.94% |
2020-11-30 | 15 | 170 | 185 | 91.89% |
2020-10-31 | 14 | 172 | 186 | 92.47% |
2020-09-30 | 15 | 168 | 183 | 91.80% |
2020-08-31 | 15 | 161 | 176 | 91.48% |
2020-07-31 | 14 | 158 | 172 | 91.86% |
2020-06-30 | 14 | 155 | 169 | 91.72% |
2020-05-31 | 14 | 155 | 169 | 91.72% |
2020-04-30 | 14 | 157 | 171 | 91.81% |
2020-03-31 | 14 | 156 | 170 | 91.76% |
2020-02-29 | 16 | 157 | 173 | 90.75% |
2020-01-31 | 17 | 156 | 173 | 90.17% |
2019-12-31 | 17 | 157 | 174 | 90.23% |
2019-11-30 | 17 | 156 | 173 | 90.17% |
2019-10-31 | 16 | 160 | 176 | 90.91% |
2019-09-30 | 16 | 161 | 177 | 90.96% |
2019-08-31 | 16 | 161 | 177 | 90.96% |
2019-07-31 | 17 | 158 | 175 | 90.29% |
2019-06-30 | 17 | 158 | 175 | 90.29% |
2019-05-31 | 18 | 162 | 180 | 90.00% |
2019-04-30 | 18 | 157 | 175 | 89.71% |
2019-03-31 | 17 | 155 | 172 | 90.12% |
2019-02-28 | 17 | 152 | 169 | 89.94% |
2019-01-31 | 15 | 155 | 170 | 91.18% |
2018-12-31 | 15 | 160 | 175 | 91.43% |
2018-11-30 | 17 | 161 | 178 | 90.45% |
2018-10-31 | 15 | 162 | 177 | 91.53% |
2018-09-30 | 16 | 163 | 179 | 91.06% |
2018-08-31 | 17 | 176 | 193 | 91.19% |
2018-07-31 | 18 | 177 | 195 | 90.77% |
2018-06-30 | 21 | 180 | 201 | 89.55% |
2018-05-31 | 21 | 174 | 195 | 89.23% |
2018-04-30 | 20 | 170 | 190 | 89.47% |
2018-03-31 | 19 | 169 | 188 | 89.89% |
2018-02-28 | 19 | 173 | 192 | 90.10% |
2018-01-31 | 19 | 175 | 194 | 90.21% |
2017-12-31 | 21 | 182 | 203 | 89.66% |
2017-11-30 | 20 | 188 | 208 | 90.38% |
2017-10-31 | 21 | 182 | 203 | 89.66% |
2017-09-30 | 23 | 189 | 212 | 89.15% |
2017-08-31 | 25 | 197 | 222 | 88.74% |
2017-07-31 | 25 | 205 | 230 | 89.13% |
2017-06-30 | 25 | 210 | 235 | 89.36% |
2017-05-31 | 25 | 209 | 234 | 89.32% |
2017-04-30 | 25 | 208 | 233 | 89.27% |
2017-03-31 | 23 | 208 | 231 | 90.04% |
2017-02-28 | 27 | 203 | 230 | 88.26% |
2017-01-31 | 27 | 206 | 233 | 88.41% |
2016-12-31 | 25 | 206 | 231 | 89.18% |
2016-11-30 | 22 | 207 | 229 | 90.39% |
2016-10-31 | 22 | 195 | 217 | 89.86% |
2016-09-30 | 21 | 195 | 216 | 90.28% |
2016-08-31 | 23 | 179 | 202 | 88.61% |
2016-07-31 | 22 | 185 | 207 | 89.37% |
2016-06-30 | 22 | 191 | 213 | 89.67% |
2016-05-31 | 22 | 187 | 209 | 89.47% |
2016-04-30 | 22 | 186 | 208 | 89.42% |
2016-03-31 | 23 | 184 | 207 | 88.89% |
2016-02-29 | 23 | 186 | 209 | 89.00% |
2016-01-31 | 22 | 186 | 208 | 89.42% |
2015-12-31 | 22 | 190 | 212 | 89.62% |
2015-11-30 | 25 | 192 | 217 | 88.48% |
2015-10-31 | 26 | 192 | 218 | 88.07% |
2015-09-30 | 27 | 188 | 215 | 87.44% |
2015-08-31 | 28 | 184 | 212 | 86.79% |
2015-07-31 | 28 | 184 | 212 | 86.79% |
2015-06-30 | 31 | 182 | 213 | 85.45% |
2015-05-31 | 30 | 182 | 212 | 85.85% |
2015-04-30 | 30 | 178 | 208 | 85.58% |
2015-03-31 | 29 | 177 | 206 | 85.92% |
2015-02-28 | 28 | 169 | 197 | 85.79% |
2015-01-31 | 28 | 168 | 196 | 85.71% |
2014-12-31 | 27 | 164 | 191 | 85.86% |
2014-11-30 | 25 | 165 | 190 | 86.84% |
2014-10-31 | 25 | 165 | 190 | 86.84% |
2014-09-30 | 25 | 163 | 188 | 86.70% |
2014-08-31 | 26 | 161 | 187 | 86.10% |
2014-07-31 | 27 | 153 | 180 | 85.00% |
2014-06-30 | 27 | 156 | 183 | 85.25% |
2014-05-31 | 25 | 156 | 181 | 86.19% |
2014-04-30 | 24 | 152 | 176 | 86.36% |
2014-03-31 | 24 | 156 | 180 | 86.67% |
2014-02-28 | 25 | 158 | 183 | 86.34% |
2014-01-31 | 25 | 156 | 181 | 86.19% |
2013-12-31 | 24 | 163 | 187 | 87.17% |
2013-11-30 | 23 | 158 | 181 | 87.29% |
2013-10-31 | 22 | 155 | 177 | 87.57% |
2013-09-30 | 22 | 154 | 176 | 87.50% |
2013-08-31 | 23 | 149 | 172 | 86.63% |
2013-07-31 | 23 | 146 | 169 | 86.39% |
2013-06-30 | 23 | 131 | 154 | 85.06% |
2013-05-31 | 23 | 128 | 151 | 84.77% |
2013-04-30 | 23 | 129 | 152 | 84.87% |
2013-03-31 | 24 | 135 | 159 | 84.91% |
2013-02-28 | 24 | 137 | 161 | 85.09% |
2013-01-31 | 24 | 140 | 164 | 85.37% |
2012-12-31 | 25 | 144 | 169 | 85.21% |
2012-11-30 | 26 | 144 | 170 | 84.71% |
2012-10-31 | 25 | 150 | 175 | 85.71% |
2012-09-30 | 28 | 149 | 177 | 84.18% |
2012-08-31 | 23 | 152 | 175 | 86.86% |
2012-07-31 | 23 | 140 | 163 | 85.89% |
2012-06-30 | 24 | 144 | 168 | 85.71% |
2012-05-31 | 24 | 147 | 171 | 85.96% |
2012-04-30 | 24 | 146 | 170 | 85.88% |
2012-03-31 | 24 | 150 | 174 | 86.21% |
2012-02-29 | 24 | 151 | 175 | 86.29% |
2012-01-31 | 25 | 152 | 177 | 85.88% |
2011-12-31 | 26 | 152 | 178 | 85.39% |
2011-11-30 | 25 | 149 | 174 | 85.63% |
2011-10-31 | 25 | 146 | 171 | 85.38% |
2011-09-30 | 25 | 142 | 167 | 85.03% |
2011-08-31 | 25 | 141 | 166 | 84.94% |
2011-07-31 | 23 | 139 | 162 | 85.80% |
2011-06-30 | 23 | 138 | 161 | 85.71% |
2011-05-31 | 23 | 145 | 168 | 86.31% |
2011-04-30 | 23 | 142 | 165 | 86.06% |
2011-03-31 | 22 | 146 | 168 | 86.90% |
2011-02-28 | 21 | 144 | 165 | 87.27% |
2011-01-31 | 21 | 142 | 163 | 87.12% |
2010-12-31 | 21 | 139 | 160 | 86.88% |
2010-11-30 | 18 | 135 | 153 | 88.24% |
2010-10-31 | 17 | 133 | 150 | 88.67% |
2010-09-30 | 17 | 134 | 151 | 88.74% |
2010-08-31 | 16 | 132 | 148 | 89.19% |
2010-07-31 | 15 | 128 | 143 | 89.51% |
2010-06-30 | 16 | 126 | 142 | 88.73% |
2010-05-31 | 16 | 123 | 139 | 88.49% |
2010-04-30 | 15 | 122 | 137 | 89.05% |
2010-03-31 | 15 | 123 | 138 | 89.13% |
2010-02-28 | 15 | 123 | 138 | 89.13% |
2010-01-31 | 15 | 123 | 138 | 89.13% |
2009-12-31 | 15 | 123 | 138 | 89.13% |
2009-11-30 | 15 | 122 | 137 | 89.05% |
2009-10-31 | 15 | 119 | 134 | 88.81% |
2009-09-30 | 15 | 113 | 128 | 88.28% |
2009-08-31 | 15 | 110 | 125 | 88.00% |
2009-07-31 | 15 | 111 | 126 | 88.10% |
2009-06-30 | 15 | 114 | 129 | 88.37% |
2009-05-31 | 16 | 112 | 128 | 87.50% |
2009-04-30 | 16 | 110 | 126 | 87.30% |
2009-03-31 | 17 | 111 | 128 | 86.72% |
2009-02-28 | 16 | 108 | 124 | 87.10% |
2009-01-31 | 15 | 108 | 123 | 87.80% |
2008-12-31 | 14 | 102 | 116 | 87.93% |
2008-11-30 | 14 | 100 | 114 | 87.72% |
2008-10-31 | 13 | 101 | 114 | 88.60% |
2008-09-30 | 13 | 95 | 108 | 87.96% |
2008-08-31 | 13 | 94 | 107 | 87.85% |
2008-07-31 | 13 | 91 | 104 | 87.50% |
2008-06-30 | 13 | 93 | 106 | 87.74% |
2008-05-31 | 14 | 91 | 105 | 86.67% |
2008-04-30 | 13 | 87 | 100 | 87.00% |
2008-03-31 | 12 | 87 | 99 | 87.88% |
2008-02-29 | 12 | 81 | 93 | 87.10% |
2008-01-31 | 12 | 79 | 91 | 86.81% |
2007-12-31 | 12 | 79 | 91 | 86.81% |
2007-11-30 | 11 | 80 | 91 | 87.91% |
2007-10-31 | 9 | 77 | 86 | 89.53% |
2007-09-30 | 9 | 73 | 82 | 89.02% |
2007-08-31 | 8 | 70 | 78 | 89.74% |
2007-07-31 | 7 | 65 | 72 | 90.28% |
2007-06-30 | 7 | 60 | 67 | 89.55% |
2007-05-31 | 7 | 55 | 62 | 88.71% |
2007-04-30 | 5 | 57 | 62 | 91.94% |
2007-03-31 | 6 | 56 | 62 | 90.32% |
2007-02-28 | 6 | 50 | 56 | 89.29% |
2007-01-31 | 6 | 49 | 55 | 89.09% |
2006-12-31 | 6 | 49 | 55 | 89.09% |
2006-11-30 | 5 | 50 | 55 | 90.91% |
2006-10-31 | 5 | 49 | 54 | 90.74% |
2006-09-30 | 5 | 48 | 53 | 90.57% |
2006-08-31 | 5 | 47 | 52 | 90.38% |
2006-07-31 | 5 | 44 | 49 | 89.80% |
2006-06-30 | 5 | 44 | 49 | 89.80% |
2006-05-31 | 5 | 45 | 50 | 90.00% |
2006-04-30 | 5 | 44 | 49 | 89.80% |
2006-03-31 | 5 | 44 | 49 | 89.80% |
2006-02-28 | 5 | 41 | 46 | 89.13% |
2006-01-31 | 5 | 39 | 44 | 88.64% |
2005-12-31 | 5 | 37 | 42 | 88.10% |
2005-11-30 | 5 | 37 | 42 | 88.10% |
2005-10-31 | 5 | 37 | 42 | 88.10% |
2005-09-30 | 5 | 37 | 42 | 88.10% |
2005-08-31 | 5 | 37 | 42 | 88.10% |
2005-07-31 | 5 | 37 | 42 | 88.10% |
2005-06-30 | 5 | 34 | 39 | 87.18% |
2005-05-31 | 5 | 34 | 39 | 87.18% |
2005-04-30 | 5 | 34 | 39 | 87.18% |
2005-03-31 | 5 | 34 | 39 | 87.18% |
2005-02-28 | 5 | 36 | 41 | 87.80% |
2005-01-31 | 4 | 38 | 42 | 90.48% |
2004-12-31 | 4 | 37 | 41 | 90.24% |
2004-11-30 | 6 | 38 | 44 | 86.36% |
2004-10-31 | 6 | 38 | 44 | 86.36% |
2004-09-30 | 6 | 39 | 45 | 86.67% |
2004-08-31 | 5 | 38 | 43 | 88.37% |
2004-07-31 | 5 | 39 | 44 | 88.64% |
2004-06-30 | 4 | 40 | 44 | 90.91% |
2004-05-31 | 4 | 36 | 40 | 90.00% |
2004-04-30 | 4 | 35 | 39 | 89.74% |
2004-03-31 | 4 | 35 | 39 | 89.74% |
2004-02-29 | 4 | 33 | 37 | 89.19% |
2004-01-31 | 4 | 31 | 35 | 88.57% |
2003-12-31 | 4 | 32 | 36 | 88.89% |
2003-11-30 | 4 | 32 | 36 | 88.89% |
2003-10-31 | 4 | 33 | 37 | 89.19% |
2003-09-30 | 4 | 32 | 36 | 88.89% |
2003-08-31 | 4 | 32 | 36 | 88.89% |
2003-07-31 | 4 | 33 | 37 | 89.19% |
2003-06-30 | 4 | 33 | 37 | 89.19% |
2003-05-31 | 3 | 33 | 36 | 91.67% |
2003-04-30 | 3 | 34 | 37 | 91.89% |
2003-03-31 | 3 | 34 | 37 | 91.89% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy