KGI ASIA LIMITED 凱基證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 9 | 46 | 55 | 83.64% |
| 2024-12-31 | 9 | 56 | 65 | 86.15% |
| 2023-12-31 | 10 | 48 | 58 | 82.76% |
| 2022-12-31 | 11 | 42 | 53 | 79.25% |
| 2021-12-31 | 11 | 51 | 62 | 82.26% |
| 2020-12-31 | 12 | 52 | 64 | 81.25% |
| 2019-12-31 | 12 | 63 | 75 | 84.00% |
| 2018-12-31 | 13 | 78 | 91 | 85.71% |
| 2017-12-31 | 12 | 87 | 99 | 87.88% |
| 2016-12-31 | 13 | 94 | 107 | 87.85% |
| 2015-12-31 | 10 | 101 | 111 | 90.99% |
| 2014-12-31 | 11 | 85 | 96 | 88.54% |
| 2013-12-31 | 12 | 73 | 85 | 85.88% |
| 2012-12-31 | 9 | 53 | 62 | 85.48% |
| 2011-12-31 | 10 | 54 | 64 | 84.38% |
| 2010-12-31 | 7 | 54 | 61 | 88.52% |
| 2009-12-31 | 9 | 55 | 64 | 85.94% |
| 2008-12-31 | 9 | 44 | 53 | 83.02% |
| 2007-12-31 | 4 | 22 | 26 | 84.62% |
| 2006-12-31 | 5 | 12 | 17 | 70.59% |
| 2005-12-31 | 4 | 8 | 12 | 66.67% |
| 2004-12-31 | 3 | 9 | 12 | 75.00% |
| 2003-12-31 | 3 | 123 | 126 | 97.62% |
| 2003-03-31 | 3 | 164 | 167 | 98.20% |
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