HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 海通國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2019-11-15 24 397 421 94.30%
2018-12-31 26 392 418 93.78%
2017-12-31 20 378 398 94.97%
2016-12-31 19 407 426 95.54%
2015-12-31 16 407 423 96.22%
2014-12-31 15 378 393 96.18%
2013-12-31 13 371 384 96.61%
2012-12-31 10 384 394 97.46%
2011-12-31 14 418 432 96.76%
2010-12-31 16 414 430 96.28%
2009-12-31 11 362 373 97.05%
2008-12-31 12 351 363 96.69%
2007-12-31 10 323 333 97.00%
2006-12-31 8 294 302 97.35%
2005-12-31 7 286 293 97.61%
2004-12-31 8 224 232 96.55%
2003-12-31 7 208 215 96.74%
2003-03-31 8 191 199 95.98%

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