HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 海通國際證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-10 17 194 211 91.94%
2024-04-30 17 194 211 91.94%
2024-03-31 17 201 218 92.20%
2024-02-29 17 201 218 92.20%
2024-01-31 17 198 215 92.09%
2023-12-31 18 198 216 91.67%
2023-11-30 18 204 222 91.89%
2023-10-31 18 205 223 91.93%
2023-09-30 17 199 216 92.13%
2023-08-31 17 189 206 91.75%
2023-07-31 17 195 212 91.98%
2023-06-30 16 196 212 92.45%
2023-05-31 17 204 221 92.31%
2023-04-30 16 210 226 92.92%
2023-03-31 15 219 234 93.59%
2023-02-28 15 220 235 93.62%
2023-01-31 15 218 233 93.56%
2022-12-31 15 220 235 93.62%
2022-11-30 14 224 238 94.12%
2022-10-31 14 229 243 94.24%
2022-09-30 14 235 249 94.38%
2022-08-31 14 237 251 94.42%
2022-07-31 14 241 255 94.51%
2022-06-30 14 247 261 94.64%
2022-05-31 14 263 277 94.95%
2022-04-30 14 276 290 95.17%
2022-03-31 14 276 290 95.17%
2022-02-28 14 281 295 95.25%
2022-01-31 14 278 292 95.21%
2021-12-31 14 275 289 95.16%
2021-11-30 15 267 282 94.68%
2021-10-31 16 267 283 94.35%
2021-09-30 17 260 277 93.86%
2021-08-31 17 247 264 93.56%
2021-07-31 18 243 261 93.10%
2021-06-30 18 244 262 93.13%
2021-05-31 18 257 275 93.45%
2021-04-30 18 264 282 93.62%
2021-03-31 18 296 314 94.27%
2021-02-28 17 390 407 95.82%
2021-01-31 19 409 428 95.56%
2020-12-31 19 412 431 95.59%
2020-11-30 17 430 447 96.20%
2020-10-31 17 429 446 96.19%
2020-09-30 17 421 438 96.12%
2020-08-31 24 410 434 94.47%
2020-07-31 26 402 428 93.93%
2020-06-30 25 402 427 94.15%
2020-05-31 27 402 429 93.71%
2020-04-30 28 401 429 93.47%
2020-03-31 27 401 428 93.69%
2020-02-29 26 408 434 94.01%
2020-01-31 22 408 430 94.88%
2019-12-31 22 403 425 94.82%
2019-11-30 23 401 424 94.58%
2019-10-31 24 392 416 94.23%
2019-09-30 24 382 406 94.09%
2019-08-31 24 383 407 94.10%
2019-07-31 25 381 406 93.84%
2019-06-30 26 376 402 93.53%
2019-05-31 26 377 403 93.55%
2019-04-30 26 379 405 93.58%
2019-03-31 27 385 412 93.45%
2019-02-28 27 395 422 93.60%
2019-01-31 26 400 426 93.90%
2018-12-31 26 392 418 93.78%
2018-11-30 26 397 423 93.85%
2018-10-31 26 391 417 93.76%
2018-09-30 26 387 413 93.70%
2018-08-31 26 377 403 93.55%
2018-07-31 23 381 404 94.31%
2018-06-30 22 379 401 94.51%
2018-05-31 22 381 403 94.54%
2018-04-30 22 385 407 94.59%
2018-03-31 22 388 410 94.63%
2018-02-28 21 387 408 94.85%
2018-01-31 20 387 407 95.09%
2017-12-31 20 378 398 94.97%
2017-11-30 20 374 394 94.92%
2017-10-31 19 375 394 95.18%
2017-09-30 18 370 388 95.36%
2017-08-31 17 382 399 95.74%
2017-07-31 16 389 405 96.05%
2017-06-30 17 398 415 95.90%
2017-05-31 17 400 417 95.92%
2017-04-30 19 398 417 95.44%
2017-03-31 19 404 423 95.51%
2017-02-28 19 407 426 95.54%
2017-01-31 19 410 429 95.57%
2016-12-31 19 407 426 95.54%
2016-11-30 18 414 432 95.83%
2016-10-31 18 409 427 95.78%
2016-09-30 18 407 425 95.76%
2016-08-31 18 409 427 95.78%
2016-07-31 17 413 430 96.05%
2016-06-30 17 415 432 96.06%
2016-05-31 17 416 433 96.07%
2016-04-30 17 414 431 96.06%
2016-03-31 16 414 430 96.28%
2016-02-29 15 413 428 96.50%
2016-01-31 16 411 427 96.25%
2015-12-31 16 407 423 96.22%
2015-11-30 16 403 419 96.18%
2015-10-31 14 401 415 96.63%
2015-09-30 14 396 410 96.59%
2015-08-31 15 390 405 96.30%
2015-07-31 15 386 401 96.26%
2015-06-30 15 388 403 96.28%
2015-05-31 15 383 398 96.23%
2015-04-30 14 386 400 96.50%
2015-03-31 15 387 402 96.27%
2015-02-28 16 372 388 95.88%
2015-01-31 16 374 390 95.90%
2014-12-31 15 378 393 96.18%
2014-11-30 15 377 392 96.17%
2014-10-31 15 378 393 96.18%
2014-09-30 15 382 397 96.22%
2014-08-31 15 376 391 96.16%
2014-07-31 15 375 390 96.15%
2014-06-30 15 378 393 96.18%
2014-05-31 15 379 394 96.19%
2014-04-30 15 379 394 96.19%
2014-03-31 13 379 392 96.68%
2014-02-28 12 376 388 96.91%
2014-01-31 13 373 386 96.63%
2013-12-31 13 371 384 96.61%
2013-11-30 13 369 382 96.60%
2013-10-31 12 367 379 96.83%
2013-09-30 10 369 379 97.36%
2013-08-31 10 367 377 97.35%
2013-07-31 12 360 372 96.77%
2013-06-30 13 361 374 96.52%
2013-05-31 13 364 377 96.55%
2013-04-30 12 367 379 96.83%
2013-03-31 12 372 384 96.88%
2013-02-28 11 379 390 97.18%
2013-01-31 10 380 390 97.44%
2012-12-31 10 384 394 97.46%
2012-11-30 12 392 404 97.03%
2012-10-31 13 392 405 96.79%
2012-09-30 13 385 398 96.73%
2012-08-31 13 392 405 96.79%
2012-07-31 12 394 406 97.04%
2012-06-30 12 396 408 97.06%
2012-05-31 13 405 418 96.89%
2012-04-30 15 402 417 96.40%
2012-03-31 15 398 413 96.37%
2012-02-29 15 410 425 96.47%
2012-01-31 14 415 429 96.74%
2011-12-31 14 418 432 96.76%
2011-11-30 14 415 429 96.74%
2011-10-31 14 412 426 96.71%
2011-09-30 14 414 428 96.73%
2011-08-31 14 419 433 96.77%
2011-07-31 14 411 425 96.71%
2011-06-30 14 415 429 96.74%
2011-05-31 15 421 436 96.56%
2011-04-30 15 426 441 96.60%
2011-03-31 16 432 448 96.43%
2011-02-28 16 427 443 96.39%
2011-01-31 16 421 437 96.34%
2010-12-31 16 414 430 96.28%
2010-11-30 16 408 424 96.23%
2010-10-31 16 406 422 96.21%
2010-09-30 15 402 417 96.40%
2010-08-31 14 403 417 96.64%
2010-07-31 15 402 417 96.40%
2010-06-30 15 403 418 96.41%
2010-05-31 15 404 419 96.42%
2010-04-30 12 397 409 97.07%
2010-03-31 11 368 379 97.10%
2010-02-28 11 367 378 97.09%
2010-01-31 11 365 376 97.07%
2009-12-31 11 362 373 97.05%
2009-11-30 11 361 372 97.04%
2009-10-31 11 361 372 97.04%
2009-09-30 12 378 390 96.92%
2009-08-31 12 381 393 96.95%
2009-07-31 12 379 391 96.93%
2009-06-30 13 382 395 96.71%
2009-05-31 13 373 386 96.63%
2009-04-30 13 361 374 96.52%
2009-03-31 13 357 370 96.49%
2009-02-28 13 357 370 96.49%
2009-01-31 12 353 365 96.71%
2008-12-31 12 351 363 96.69%
2008-11-30 12 352 364 96.70%
2008-10-31 12 352 364 96.70%
2008-09-30 13 365 378 96.56%
2008-08-31 12 361 373 96.78%
2008-07-31 12 353 365 96.71%
2008-06-30 12 351 363 96.69%
2008-05-31 12 351 363 96.69%
2008-04-30 12 345 357 96.64%
2008-03-31 11 338 349 96.85%
2008-02-29 11 332 343 96.79%
2008-01-31 11 326 337 96.74%
2007-12-31 10 323 333 97.00%
2007-11-30 10 320 330 96.97%
2007-10-31 9 317 326 97.24%
2007-09-30 9 309 318 97.17%
2007-08-31 9 310 319 97.18%
2007-07-31 9 303 312 97.12%
2007-06-30 9 300 309 97.09%
2007-05-31 9 296 305 97.05%
2007-04-30 9 295 304 97.04%
2007-03-31 8 293 301 97.34%
2007-02-28 8 293 301 97.34%
2007-01-31 8 296 304 97.37%
2006-12-31 8 294 302 97.35%
2006-11-30 8 292 300 97.33%
2006-10-31 8 294 302 97.35%
2006-09-30 8 294 302 97.35%
2006-08-31 8 291 299 97.32%
2006-07-31 8 295 303 97.36%
2006-06-30 8 289 297 97.31%
2006-05-31 8 283 291 97.25%
2006-04-30 7 289 296 97.64%
2006-03-31 7 295 302 97.68%
2006-02-28 7 295 302 97.68%
2006-01-31 7 290 297 97.64%
2005-12-31 7 286 293 97.61%
2005-11-30 7 289 296 97.64%
2005-10-31 7 289 296 97.64%
2005-09-30 7 274 281 97.51%
2005-08-31 7 251 258 97.29%
2005-07-31 7 236 243 97.12%
2005-06-30 8 231 239 96.65%
2005-05-31 8 232 240 96.67%
2005-04-30 8 239 247 96.76%
2005-03-31 8 233 241 96.68%
2005-02-28 8 231 239 96.65%
2005-01-31 8 227 235 96.60%
2004-12-31 8 224 232 96.55%
2004-11-30 8 219 227 96.48%
2004-10-31 8 220 228 96.49%
2004-09-30 8 220 228 96.49%
2004-08-31 8 219 227 96.48%
2004-07-31 8 212 220 96.36%
2004-06-30 8 217 225 96.44%
2004-05-31 8 219 227 96.48%
2004-04-30 7 215 222 96.85%
2004-03-31 7 210 217 96.77%
2004-02-29 7 212 219 96.80%
2004-01-31 7 210 217 96.77%
2003-12-31 7 208 215 96.74%
2003-11-30 8 206 214 96.26%
2003-10-31 8 202 210 96.19%
2003-09-30 8 208 216 96.30%
2003-08-31 6 209 215 97.21%
2003-07-31 7 207 214 96.73%
2003-06-30 8 191 199 95.98%
2003-05-31 8 187 195 95.90%
2003-04-30 8 190 198 95.96%
2003-03-31 8 191 199 95.98%

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