HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 海通國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-20 | 15 | 200 | 215 | 93.02% |
2024-08-31 | 15 | 192 | 207 | 92.75% |
2024-07-31 | 16 | 195 | 211 | 92.42% |
2024-06-30 | 16 | 188 | 204 | 92.16% |
2024-05-31 | 17 | 192 | 209 | 91.87% |
2024-04-30 | 17 | 194 | 211 | 91.94% |
2024-03-31 | 17 | 201 | 218 | 92.20% |
2024-02-29 | 17 | 201 | 218 | 92.20% |
2024-01-31 | 17 | 198 | 215 | 92.09% |
2023-12-31 | 18 | 198 | 216 | 91.67% |
2023-11-30 | 18 | 204 | 222 | 91.89% |
2023-10-31 | 18 | 205 | 223 | 91.93% |
2023-09-30 | 17 | 199 | 216 | 92.13% |
2023-08-31 | 17 | 189 | 206 | 91.75% |
2023-07-31 | 17 | 195 | 212 | 91.98% |
2023-06-30 | 16 | 196 | 212 | 92.45% |
2023-05-31 | 17 | 204 | 221 | 92.31% |
2023-04-30 | 16 | 210 | 226 | 92.92% |
2023-03-31 | 15 | 219 | 234 | 93.59% |
2023-02-28 | 15 | 220 | 235 | 93.62% |
2023-01-31 | 15 | 218 | 233 | 93.56% |
2022-12-31 | 15 | 220 | 235 | 93.62% |
2022-11-30 | 14 | 224 | 238 | 94.12% |
2022-10-31 | 14 | 229 | 243 | 94.24% |
2022-09-30 | 14 | 235 | 249 | 94.38% |
2022-08-31 | 14 | 237 | 251 | 94.42% |
2022-07-31 | 14 | 241 | 255 | 94.51% |
2022-06-30 | 14 | 247 | 261 | 94.64% |
2022-05-31 | 14 | 263 | 277 | 94.95% |
2022-04-30 | 14 | 276 | 290 | 95.17% |
2022-03-31 | 14 | 276 | 290 | 95.17% |
2022-02-28 | 14 | 281 | 295 | 95.25% |
2022-01-31 | 14 | 278 | 292 | 95.21% |
2021-12-31 | 14 | 275 | 289 | 95.16% |
2021-11-30 | 15 | 267 | 282 | 94.68% |
2021-10-31 | 16 | 267 | 283 | 94.35% |
2021-09-30 | 17 | 260 | 277 | 93.86% |
2021-08-31 | 17 | 247 | 264 | 93.56% |
2021-07-31 | 18 | 243 | 261 | 93.10% |
2021-06-30 | 18 | 244 | 262 | 93.13% |
2021-05-31 | 18 | 257 | 275 | 93.45% |
2021-04-30 | 18 | 264 | 282 | 93.62% |
2021-03-31 | 18 | 296 | 314 | 94.27% |
2021-02-28 | 17 | 390 | 407 | 95.82% |
2021-01-31 | 19 | 409 | 428 | 95.56% |
2020-12-31 | 19 | 412 | 431 | 95.59% |
2020-11-30 | 17 | 430 | 447 | 96.20% |
2020-10-31 | 17 | 429 | 446 | 96.19% |
2020-09-30 | 17 | 421 | 438 | 96.12% |
2020-08-31 | 24 | 410 | 434 | 94.47% |
2020-07-31 | 26 | 402 | 428 | 93.93% |
2020-06-30 | 25 | 402 | 427 | 94.15% |
2020-05-31 | 27 | 402 | 429 | 93.71% |
2020-04-30 | 28 | 401 | 429 | 93.47% |
2020-03-31 | 27 | 401 | 428 | 93.69% |
2020-02-29 | 26 | 408 | 434 | 94.01% |
2020-01-31 | 22 | 408 | 430 | 94.88% |
2019-12-31 | 22 | 403 | 425 | 94.82% |
2019-11-30 | 23 | 401 | 424 | 94.58% |
2019-10-31 | 24 | 392 | 416 | 94.23% |
2019-09-30 | 24 | 382 | 406 | 94.09% |
2019-08-31 | 24 | 383 | 407 | 94.10% |
2019-07-31 | 25 | 381 | 406 | 93.84% |
2019-06-30 | 26 | 376 | 402 | 93.53% |
2019-05-31 | 26 | 377 | 403 | 93.55% |
2019-04-30 | 26 | 379 | 405 | 93.58% |
2019-03-31 | 27 | 385 | 412 | 93.45% |
2019-02-28 | 27 | 395 | 422 | 93.60% |
2019-01-31 | 26 | 400 | 426 | 93.90% |
2018-12-31 | 26 | 392 | 418 | 93.78% |
2018-11-30 | 26 | 397 | 423 | 93.85% |
2018-10-31 | 26 | 391 | 417 | 93.76% |
2018-09-30 | 26 | 387 | 413 | 93.70% |
2018-08-31 | 26 | 377 | 403 | 93.55% |
2018-07-31 | 23 | 381 | 404 | 94.31% |
2018-06-30 | 22 | 379 | 401 | 94.51% |
2018-05-31 | 22 | 381 | 403 | 94.54% |
2018-04-30 | 22 | 385 | 407 | 94.59% |
2018-03-31 | 22 | 388 | 410 | 94.63% |
2018-02-28 | 21 | 387 | 408 | 94.85% |
2018-01-31 | 20 | 387 | 407 | 95.09% |
2017-12-31 | 20 | 378 | 398 | 94.97% |
2017-11-30 | 20 | 374 | 394 | 94.92% |
2017-10-31 | 19 | 375 | 394 | 95.18% |
2017-09-30 | 18 | 370 | 388 | 95.36% |
2017-08-31 | 17 | 382 | 399 | 95.74% |
2017-07-31 | 16 | 389 | 405 | 96.05% |
2017-06-30 | 17 | 398 | 415 | 95.90% |
2017-05-31 | 17 | 400 | 417 | 95.92% |
2017-04-30 | 19 | 398 | 417 | 95.44% |
2017-03-31 | 19 | 404 | 423 | 95.51% |
2017-02-28 | 19 | 407 | 426 | 95.54% |
2017-01-31 | 19 | 410 | 429 | 95.57% |
2016-12-31 | 19 | 407 | 426 | 95.54% |
2016-11-30 | 18 | 414 | 432 | 95.83% |
2016-10-31 | 18 | 409 | 427 | 95.78% |
2016-09-30 | 18 | 407 | 425 | 95.76% |
2016-08-31 | 18 | 409 | 427 | 95.78% |
2016-07-31 | 17 | 413 | 430 | 96.05% |
2016-06-30 | 17 | 415 | 432 | 96.06% |
2016-05-31 | 17 | 416 | 433 | 96.07% |
2016-04-30 | 17 | 414 | 431 | 96.06% |
2016-03-31 | 16 | 414 | 430 | 96.28% |
2016-02-29 | 15 | 413 | 428 | 96.50% |
2016-01-31 | 16 | 411 | 427 | 96.25% |
2015-12-31 | 16 | 407 | 423 | 96.22% |
2015-11-30 | 16 | 403 | 419 | 96.18% |
2015-10-31 | 14 | 401 | 415 | 96.63% |
2015-09-30 | 14 | 396 | 410 | 96.59% |
2015-08-31 | 15 | 390 | 405 | 96.30% |
2015-07-31 | 15 | 386 | 401 | 96.26% |
2015-06-30 | 15 | 388 | 403 | 96.28% |
2015-05-31 | 15 | 383 | 398 | 96.23% |
2015-04-30 | 14 | 386 | 400 | 96.50% |
2015-03-31 | 15 | 387 | 402 | 96.27% |
2015-02-28 | 16 | 372 | 388 | 95.88% |
2015-01-31 | 16 | 374 | 390 | 95.90% |
2014-12-31 | 15 | 378 | 393 | 96.18% |
2014-11-30 | 15 | 377 | 392 | 96.17% |
2014-10-31 | 15 | 378 | 393 | 96.18% |
2014-09-30 | 15 | 382 | 397 | 96.22% |
2014-08-31 | 15 | 376 | 391 | 96.16% |
2014-07-31 | 15 | 375 | 390 | 96.15% |
2014-06-30 | 15 | 378 | 393 | 96.18% |
2014-05-31 | 15 | 379 | 394 | 96.19% |
2014-04-30 | 15 | 379 | 394 | 96.19% |
2014-03-31 | 13 | 379 | 392 | 96.68% |
2014-02-28 | 12 | 376 | 388 | 96.91% |
2014-01-31 | 13 | 373 | 386 | 96.63% |
2013-12-31 | 13 | 371 | 384 | 96.61% |
2013-11-30 | 13 | 369 | 382 | 96.60% |
2013-10-31 | 12 | 367 | 379 | 96.83% |
2013-09-30 | 10 | 369 | 379 | 97.36% |
2013-08-31 | 10 | 367 | 377 | 97.35% |
2013-07-31 | 12 | 360 | 372 | 96.77% |
2013-06-30 | 13 | 361 | 374 | 96.52% |
2013-05-31 | 13 | 364 | 377 | 96.55% |
2013-04-30 | 12 | 367 | 379 | 96.83% |
2013-03-31 | 12 | 372 | 384 | 96.88% |
2013-02-28 | 11 | 379 | 390 | 97.18% |
2013-01-31 | 10 | 380 | 390 | 97.44% |
2012-12-31 | 10 | 384 | 394 | 97.46% |
2012-11-30 | 12 | 392 | 404 | 97.03% |
2012-10-31 | 13 | 392 | 405 | 96.79% |
2012-09-30 | 13 | 385 | 398 | 96.73% |
2012-08-31 | 13 | 392 | 405 | 96.79% |
2012-07-31 | 12 | 394 | 406 | 97.04% |
2012-06-30 | 12 | 396 | 408 | 97.06% |
2012-05-31 | 13 | 405 | 418 | 96.89% |
2012-04-30 | 15 | 402 | 417 | 96.40% |
2012-03-31 | 15 | 398 | 413 | 96.37% |
2012-02-29 | 15 | 410 | 425 | 96.47% |
2012-01-31 | 14 | 415 | 429 | 96.74% |
2011-12-31 | 14 | 418 | 432 | 96.76% |
2011-11-30 | 14 | 415 | 429 | 96.74% |
2011-10-31 | 14 | 412 | 426 | 96.71% |
2011-09-30 | 14 | 414 | 428 | 96.73% |
2011-08-31 | 14 | 419 | 433 | 96.77% |
2011-07-31 | 14 | 411 | 425 | 96.71% |
2011-06-30 | 14 | 415 | 429 | 96.74% |
2011-05-31 | 15 | 421 | 436 | 96.56% |
2011-04-30 | 15 | 426 | 441 | 96.60% |
2011-03-31 | 16 | 432 | 448 | 96.43% |
2011-02-28 | 16 | 427 | 443 | 96.39% |
2011-01-31 | 16 | 421 | 437 | 96.34% |
2010-12-31 | 16 | 414 | 430 | 96.28% |
2010-11-30 | 16 | 408 | 424 | 96.23% |
2010-10-31 | 16 | 406 | 422 | 96.21% |
2010-09-30 | 15 | 402 | 417 | 96.40% |
2010-08-31 | 14 | 403 | 417 | 96.64% |
2010-07-31 | 15 | 402 | 417 | 96.40% |
2010-06-30 | 15 | 403 | 418 | 96.41% |
2010-05-31 | 15 | 404 | 419 | 96.42% |
2010-04-30 | 12 | 397 | 409 | 97.07% |
2010-03-31 | 11 | 368 | 379 | 97.10% |
2010-02-28 | 11 | 367 | 378 | 97.09% |
2010-01-31 | 11 | 365 | 376 | 97.07% |
2009-12-31 | 11 | 362 | 373 | 97.05% |
2009-11-30 | 11 | 361 | 372 | 97.04% |
2009-10-31 | 11 | 361 | 372 | 97.04% |
2009-09-30 | 12 | 378 | 390 | 96.92% |
2009-08-31 | 12 | 381 | 393 | 96.95% |
2009-07-31 | 12 | 379 | 391 | 96.93% |
2009-06-30 | 13 | 382 | 395 | 96.71% |
2009-05-31 | 13 | 373 | 386 | 96.63% |
2009-04-30 | 13 | 361 | 374 | 96.52% |
2009-03-31 | 13 | 357 | 370 | 96.49% |
2009-02-28 | 13 | 357 | 370 | 96.49% |
2009-01-31 | 12 | 353 | 365 | 96.71% |
2008-12-31 | 12 | 351 | 363 | 96.69% |
2008-11-30 | 12 | 352 | 364 | 96.70% |
2008-10-31 | 12 | 352 | 364 | 96.70% |
2008-09-30 | 13 | 365 | 378 | 96.56% |
2008-08-31 | 12 | 361 | 373 | 96.78% |
2008-07-31 | 12 | 353 | 365 | 96.71% |
2008-06-30 | 12 | 351 | 363 | 96.69% |
2008-05-31 | 12 | 351 | 363 | 96.69% |
2008-04-30 | 12 | 345 | 357 | 96.64% |
2008-03-31 | 11 | 338 | 349 | 96.85% |
2008-02-29 | 11 | 332 | 343 | 96.79% |
2008-01-31 | 11 | 326 | 337 | 96.74% |
2007-12-31 | 10 | 323 | 333 | 97.00% |
2007-11-30 | 10 | 320 | 330 | 96.97% |
2007-10-31 | 9 | 317 | 326 | 97.24% |
2007-09-30 | 9 | 309 | 318 | 97.17% |
2007-08-31 | 9 | 310 | 319 | 97.18% |
2007-07-31 | 9 | 303 | 312 | 97.12% |
2007-06-30 | 9 | 300 | 309 | 97.09% |
2007-05-31 | 9 | 296 | 305 | 97.05% |
2007-04-30 | 9 | 295 | 304 | 97.04% |
2007-03-31 | 8 | 293 | 301 | 97.34% |
2007-02-28 | 8 | 293 | 301 | 97.34% |
2007-01-31 | 8 | 296 | 304 | 97.37% |
2006-12-31 | 8 | 294 | 302 | 97.35% |
2006-11-30 | 8 | 292 | 300 | 97.33% |
2006-10-31 | 8 | 294 | 302 | 97.35% |
2006-09-30 | 8 | 294 | 302 | 97.35% |
2006-08-31 | 8 | 291 | 299 | 97.32% |
2006-07-31 | 8 | 295 | 303 | 97.36% |
2006-06-30 | 8 | 289 | 297 | 97.31% |
2006-05-31 | 8 | 283 | 291 | 97.25% |
2006-04-30 | 7 | 289 | 296 | 97.64% |
2006-03-31 | 7 | 295 | 302 | 97.68% |
2006-02-28 | 7 | 295 | 302 | 97.68% |
2006-01-31 | 7 | 290 | 297 | 97.64% |
2005-12-31 | 7 | 286 | 293 | 97.61% |
2005-11-30 | 7 | 289 | 296 | 97.64% |
2005-10-31 | 7 | 289 | 296 | 97.64% |
2005-09-30 | 7 | 274 | 281 | 97.51% |
2005-08-31 | 7 | 251 | 258 | 97.29% |
2005-07-31 | 7 | 236 | 243 | 97.12% |
2005-06-30 | 8 | 231 | 239 | 96.65% |
2005-05-31 | 8 | 232 | 240 | 96.67% |
2005-04-30 | 8 | 239 | 247 | 96.76% |
2005-03-31 | 8 | 233 | 241 | 96.68% |
2005-02-28 | 8 | 231 | 239 | 96.65% |
2005-01-31 | 8 | 227 | 235 | 96.60% |
2004-12-31 | 8 | 224 | 232 | 96.55% |
2004-11-30 | 8 | 219 | 227 | 96.48% |
2004-10-31 | 8 | 220 | 228 | 96.49% |
2004-09-30 | 8 | 220 | 228 | 96.49% |
2004-08-31 | 8 | 219 | 227 | 96.48% |
2004-07-31 | 8 | 212 | 220 | 96.36% |
2004-06-30 | 8 | 217 | 225 | 96.44% |
2004-05-31 | 8 | 219 | 227 | 96.48% |
2004-04-30 | 7 | 215 | 222 | 96.85% |
2004-03-31 | 7 | 210 | 217 | 96.77% |
2004-02-29 | 7 | 212 | 219 | 96.80% |
2004-01-31 | 7 | 210 | 217 | 96.77% |
2003-12-31 | 7 | 208 | 215 | 96.74% |
2003-11-30 | 8 | 206 | 214 | 96.26% |
2003-10-31 | 8 | 202 | 210 | 96.19% |
2003-09-30 | 8 | 208 | 216 | 96.30% |
2003-08-31 | 6 | 209 | 215 | 97.21% |
2003-07-31 | 7 | 207 | 214 | 96.73% |
2003-06-30 | 8 | 191 | 199 | 95.98% |
2003-05-31 | 8 | 187 | 195 | 95.90% |
2003-04-30 | 8 | 190 | 198 | 95.96% |
2003-03-31 | 8 | 191 | 199 | 95.98% |
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