CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 京華山一期貨(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 4 | 75 | 79 | 94.94% |
| 2023-12-31 | 4 | 76 | 80 | 95.00% |
| 2022-12-31 | 4 | 84 | 88 | 95.45% |
| 2021-12-31 | 4 | 91 | 95 | 95.79% |
| 2020-12-31 | 4 | 102 | 106 | 96.23% |
| 2019-12-31 | 4 | 112 | 116 | 96.55% |
| 2018-12-31 | 4 | 118 | 122 | 96.72% |
| 2017-12-31 | 4 | 121 | 125 | 96.80% |
| 2016-12-31 | 3 | 115 | 118 | 97.46% |
| 2015-12-31 | 4 | 122 | 126 | 96.83% |
| 2014-12-31 | 4 | 116 | 120 | 96.67% |
| 2013-12-31 | 3 | 126 | 129 | 97.67% |
| 2012-12-31 | 3 | 132 | 135 | 97.78% |
| 2011-12-31 | 3 | 143 | 146 | 97.95% |
| 2010-12-31 | 3 | 132 | 135 | 97.78% |
| 2009-12-31 | 4 | 126 | 130 | 96.92% |
| 2008-12-31 | 5 | 100 | 105 | 95.24% |
| 2007-12-31 | 5 | 86 | 91 | 94.51% |
| 2006-12-31 | 5 | 81 | 86 | 94.19% |
| 2005-12-31 | 5 | 79 | 84 | 94.05% |
| 2004-12-31 | 3 | 88 | 91 | 96.70% |
| 2003-12-31 | 2 | 98 | 100 | 98.00% |
| 2003-03-31 | 2 | 101 | 103 | 98.06% |
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