CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 京華山一期貨(香港)有限公司
SFC fines Chang Chyi of Core Pacific - Yamaichi HK$50k
SFC, 6-Jan-2017
No, clients cannot sell rights shares until the rights issue has become unconditional, even if settlement will be 2 days after that.
SFC, 6-Jan-2017
No, clients cannot sell rights shares until the rights issue has become unconditional, even if settlement will be 2 days after that.
SFC suspends Chris Lo Tsz On for one year
SFC, 12-Oct-2016
For fiddling entertainment expenses at Core Pacific-Yamaichi. After that, he moved to KGI until 8-Oct-2016. He was downgraded from Responsible Officer to Representative on 16-Nov-2015, 6 days after his sentencing to 240 hours of Community Service by Eastern Magistrates' Court.
SFC, 12-Oct-2016
For fiddling entertainment expenses at Core Pacific-Yamaichi. After that, he moved to KGI until 8-Oct-2016. He was downgraded from Responsible Officer to Representative on 16-Nov-2015, 6 days after his sentencing to 240 hours of Community Service by Eastern Magistrates' Court.
SFC reprimands Mr Tsui Moon Kwong of Core Pacific-Yamaichi for front-running and naked short-selling in girlfriend's account
SFC, 21-Oct-1999
SFC, 21-Oct-1999
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