HANG SENG INVESTMENT MANAGEMENT LIMITED 恒生投資管理有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2023-02-07 5 49 54 90.74%
2022-12-31 5 49 54 90.74%
2021-12-31 5 47 52 90.38%
2020-12-31 7 50 57 87.72%
2019-12-31 8 49 57 85.96%
2018-12-31 8 42 50 84.00%
2017-12-31 7 37 44 84.09%
2016-12-31 6 44 50 88.00%
2015-12-31 6 45 51 88.24%
2014-12-31 7 42 49 85.71%
2013-12-31 7 38 45 84.44%
2012-12-31 7 30 37 81.08%
2011-12-31 7 33 40 82.50%
2010-12-31 7 33 40 82.50%
2009-12-31 8 31 39 79.49%
2008-12-31 7 37 44 84.09%
2007-12-31 8 30 38 78.95%
2006-12-31 7 29 36 80.56%
2005-12-31 6 34 40 85.00%
2004-12-31 7 33 40 82.50%
2003-12-31 4 33 37 89.19%
2003-03-31 4 29 33 87.88%

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