HANG SENG INVESTMENT MANAGEMENT LIMITED 恒生投資管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-27 | 4 | 53 | 57 | 92.98% |
| 2023-12-31 | 4 | 52 | 56 | 92.86% |
| 2022-12-31 | 5 | 49 | 54 | 90.74% |
| 2021-12-31 | 5 | 47 | 52 | 90.38% |
| 2020-12-31 | 7 | 50 | 57 | 87.72% |
| 2019-12-31 | 8 | 49 | 57 | 85.96% |
| 2018-12-31 | 8 | 42 | 50 | 84.00% |
| 2017-12-31 | 7 | 37 | 44 | 84.09% |
| 2016-12-31 | 6 | 44 | 50 | 88.00% |
| 2015-12-31 | 6 | 45 | 51 | 88.24% |
| 2014-12-31 | 7 | 42 | 49 | 85.71% |
| 2013-12-31 | 7 | 38 | 45 | 84.44% |
| 2012-12-31 | 7 | 30 | 37 | 81.08% |
| 2011-12-31 | 7 | 33 | 40 | 82.50% |
| 2010-12-31 | 7 | 33 | 40 | 82.50% |
| 2009-12-31 | 8 | 31 | 39 | 79.49% |
| 2008-12-31 | 7 | 37 | 44 | 84.09% |
| 2007-12-31 | 8 | 30 | 38 | 78.95% |
| 2006-12-31 | 7 | 29 | 36 | 80.56% |
| 2005-12-31 | 6 | 34 | 40 | 85.00% |
| 2004-12-31 | 7 | 33 | 40 | 82.50% |
| 2003-12-31 | 4 | 33 | 37 | 89.19% |
| 2003-03-31 | 4 | 29 | 33 | 87.88% |
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