BARCLAYS CAPITAL SECURITIES ASIA LIMITED 巴克萊證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2003 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Breeze, Wayne Thomas Sydney | 41 | M | AIB347 | Rep | 2003-05-01 | |
2 | Chan, Bryan Hing Yip 陳慶業 | M | AEK264 | Rep | 2003-06-17 | ||
RO | 2003-06-17 | 2003-07-17 | |||||
3 | Han, Jacques Wai Hung 韓偉鴻 | M | ADC046 | Rep | 2004-07-16 | ||
4 | Kuo, Cheung 郭強 | ACZ555 | RO | 2003-04-22 | |||
5 | Lim, Mitchell Man Leung 林民梁 | AAF258 | RO | 2004-10-19 | |||
6 | MacDonald, Geoffrey Colm | M | AJB742 | Rep | 2003-10-28 | 2004-04-28 | |
7 | Yang, Angus Sheau Yu 楊曉瑜 | 33 | M | ADI662 | Rep | 2004-02-04 |
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