CTBC Asia Limited 中國信託綜合證券(香港)有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	Role	From	Until
1	Nip, Lai Wo (SFC:ACT726) 聶禮和			RO	2004-01-14	2004-03-15
2	Wu, Daniel I Kwei 吳一揆		M	RO	2004-01-14	2004-03-15
3	Yu, Miu Ki 庾苗期			Rep	2004-02-17	2007-03-14

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