FINANCIAL SHIELD LIMITED (b2000-01-24)

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Von Pfeil, Enzio Graf	51	M	AAD763	RO		2012-06-21
2	Wallace, Richard Antony		M	AFD281	RO	2003-06-26	2003-09-04

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