BALLINGAL INVESTMENT ADVISORS LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	SFC ID	Role	From	Until
1	Ballingal, Andrew Robert Thomas	44	M	ADM009	RO	2004-08-13
2	Barker, Geoffrey Charles		M	ADF374	Rep	2005-11-11	2006-07-19
3	McBain, Mary Charlotte	42	F	ABN143	RO	2004-08-13	2006-01-12
4	Squire, James St John		M	ABM486	RO	2004-09-23	2007-06-30
5	Wong, Kwong Wui 黃冠瑋			AMK297	RO	2005-11-29	2007-02-28

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